DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B••••••••• L•• I••••••••• C••••••
Legal name B••••••••• L••
Latest filing Mar 16, 2026
First filing on the tape Mar 30, 2012 · 10 filings
SEC status approved since Jul 22, 2022
RAUM
$180M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
94%
$170M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$59.9M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$180M as of Mar 16, 2026
Mar 30, 2012$32.9M then
HNW client RAUM$168M as of Mar 16, 2026
Feb 23, 2023$63.3M then
State-registered IARs (5.B.3)3 as of Mar 16, 2026
Mar 30, 20120 then
Employees (5.A)3 as of Mar 16, 2026
Feb 23, 20234 then
Private funds: no history
RAUM +16% over the last fiscal year+20% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $59.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 48derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $420,091derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 4.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$168M93%
- Pension and profit-sharing plans$6.5M3.6%
- Corporations and businesses$2.8M1.6%
- Individuals$2.0M1.1%
- Charitable organizations$761,3960.4%
- Individual clients
- 19reported
- HNW clients
- 126reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 428reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••••• B••••••• | Atlanta, Ga | Jan 2, 2007 | 44 y | 1 |
| E••••• R••••••• M••••Chartered Financial Analyst | Atlanta, Ga | Jul 28, 2010 | 26 y | 1 |
| A••• L•• H•••Certified Financial Planner | Marietta, Ga | Apr 26, 2022 | 19 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount1 left over 36 months
Left, latest
- M••••• M•••••• L•••••• to M••••••• P••••••• G••••Jan 7, 2026 · RIA to a newly registered adviser
- M••••• J•••• to U••• F•••••••• P••••••• S•••••••Mar 23, 2007 · Other
Joined, latest
- M••••• M•••••• L•••••• from S••••• W••••• M••••••••• I••Nov 20, 2012 · Other
- E••••• R••••••• M•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jul 28, 2010 · Other
- M••••• J•••• from T• A••••••••• I•••Dec 14, 2005 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• G••••• · Member, Manager, President, Chief Compliance Officercontrolsince 04/2000 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Marietta, Ga · principal | 3 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 16, 2026wrap fee program participation (Item 5.I): yes on the filing of 2025-03-28, no on the filing of 2026-03-16peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 374 to 428Mar 28, 2025 to Mar 16, 2026
- Advisory employees · 4 to 3Mar 28, 2025 to Mar 16, 2026
- BD registered reps · 1 to 0Mar 28, 2025 to Mar 16, 2026
- HNW clients · 115 to 126Mar 28, 2025 to Mar 16, 2026
- Individual clients · 26 to 19Mar 28, 2025 to Mar 16, 2026
- Employees · 4 to 3Mar 28, 2025 to Mar 16, 2026
- Discretionary RAUM · $150M to $173MMar 28, 2025 to Mar 16, 2026
- HNW RAUM · $145M to $168MMar 28, 2025 to Mar 16, 2026
- Individual RAUM · $3.4M to $2.0MMar 28, 2025 to Mar 16, 2026
- Non-discretionary RAUM · $5.3M to $7.3MMar 28, 2025 to Mar 16, 2026
- Pension RAUM · $5.7M to $6.5MMar 28, 2025 to Mar 16, 2026
- RAUM · $155M to $180MMar 28, 2025 to Mar 16, 2026
- Wrap assets (manager) · 0.0 to unsetMar 28, 2025 to Mar 16, 2026
- Wrap assets (sponsor) · 0.0 to unsetMar 28, 2025 to Mar 16, 2026
- Corporate clients · 2.0 to unsetFeb 29, 2024 to Mar 28, 2025
- Accounts · 321 to 374Feb 29, 2024 to Mar 28, 2025
- Charity clients · 4 to 5Feb 29, 2024 to Mar 28, 2025
- HNW clients · 120 to 115Feb 29, 2024 to Mar 28, 2025
- Individual clients · 19 to 26Feb 29, 2024 to Mar 28, 2025
- Pension plan clients · 1.0 to unsetFeb 29, 2024 to Mar 28, 2025
- Financial planning clients · unset to Feb 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $125M to $150MFeb 29, 2024 to Mar 28, 2025
- HNW RAUM · $125M to $145MFeb 29, 2024 to Mar 28, 2025
- Individual RAUM · $1.7M to $3.4MFeb 29, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $8.4M to $5.3MFeb 29, 2024 to Mar 28, 2025
- Pension RAUM · $5.2M to $5.7MFeb 29, 2024 to Mar 28, 2025
- RAUM · $134M to $155MFeb 29, 2024 to Mar 28, 2025
- Accounts · 312 to 321Apr 20, 2023 to Feb 29, 2024
- Charity clients · 5 to 4Apr 20, 2023 to Feb 29, 2024
- HNW clients · 85 to 120Apr 20, 2023 to Feb 29, 2024
- Individual clients · 85 to 19Apr 20, 2023 to Feb 29, 2024
- Assets in custody · 21526996.0 to unsetApr 20, 2023 to Feb 29, 2024
- Custody of client assets · true to falseApr 20, 2023 to Feb 29, 2024
- State-registered IARs · 4 to 3Apr 20, 2023 to Feb 29, 2024
- Discretionary RAUM · $97.4M to $125MApr 20, 2023 to Feb 29, 2024
- HNW RAUM · $63.3M to $125MApr 20, 2023 to Feb 29, 2024
- Individual RAUM · $33.6M to $1.7MApr 20, 2023 to Feb 29, 2024
- Non-discretionary RAUM · $5.6M to $8.4MApr 20, 2023 to Feb 29, 2024
- Pension RAUM · $4.3M to $5.2MApr 20, 2023 to Feb 29, 2024
- RAUM · $103M to $134MApr 20, 2023 to Feb 29, 2024
Signals
2 dated events
- M••••• M•••••• L•••••• left B••••••••• L•• I••••••••• C•••••• for M••••••• P••••••• G•••• (registered 2026-01-12)Jan 7, 2026 · Advisor changed firm · fact
- B••••••••• L•• I••••••••• C•••••• filed its initial SEC registration (Form ADV)Jun 24, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i••••@b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 770-858-0005reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 770-858-0001reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- B•••••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 770-858-0001reportedpublic record, Form ADV, Mar 16, 2026
- Contact form
- b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $59.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026