DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•• C•••••• P•••••••
Legal name F••••• B••••••••• B•••••••••
Latest filing Aug 13, 2026
First filing on the tape Mar 27, 2012 · 59 filings
SEC status approved since Aug 4, 2000
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$2.4B individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$218M
derived; firm RAUM over IAPD count
Employees
21
15 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
59 filings and snapshots on the tape
RAUM$2.4B as of Aug 13, 2026
Mar 27, 2012$568M then
HNW client RAUM$246M as of Aug 13, 2026
Mar 28, 2018$496M then
State-registered IARs (5.B.3)11 as of Aug 13, 2026
Mar 18, 20136 then
Employees (5.A)21 as of Aug 13, 2026
Mar 18, 201311 then
Private funds: no history
RAUM +11% over the last fiscal year+14% a year over threeIARs 11 to 11
Practice profile
derived from the filing of Aug 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $218MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 91derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $15.4MderivedHNW RAUM over HNW clients
- Average account
- $751,431derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 2.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -13%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $367M, 108 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$2.1B89%
- High-net-worth individuals$246M10%
- Charitable organizations$18.3M0.8%
- Individual clients
- 988reported
- HNW clients
- 16reported
- Pension plan clients
- 0reported
- Charitable clients
- 8reported
- Accounts
- 3,187reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $367M for 108 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• A•••• O•••••••Certified Financial Planner | Bethesda, Md | Jun 7, 2004 | 26 y | 1 |
| M•••• M••• K••••••Certified Financial Planner | Bethesda, Md | Jun 16, 2004 | 34 y | 1 |
| M•••••• J••• M•••••Certified Financial Planner, Chartered Financial Analyst | Bethesda, Md | Jun 23, 2010 | 25 y | 1 |
| J••• D••••••••• O•••••Certified Financial Planner | Easton, Md | Sep 10, 2014 | 12 y | 0 |
| J•••• G•••••••• Q•••••Certified Financial Planner | Bethesda, Md | Sep 10, 2014 | 25 y | 1 |
| J••• P• P••••••••Chartered Financial Analyst | Bethesda, Md | Oct 31, 2017 | 12 y | 1 |
| M•• J••••• C••••Chartered Financial Analyst | Bethesda, Md | Nov 10, 2021 | 22 y | 0 |
| D••••• J•••••Chartered Financial Analyst | Bethesda, Md | Dec 1, 2021 | 10 y | 1 |
| A•••••••• A••• V•••Certified Financial Planner | Bethesda, Md | Feb 3, 2022 | 10 y | 0 |
| M••••• C•••••••Certified Financial Planner | Easton, Md | Jan 3, 2023 | 16 y | 1 |
| J••••••• A•• S••••Certified Financial Planner | Bethesda, Md | Feb 21, 2023 | 21 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- J••••• S• F•••••• to C•••• C•••• T•••• C••••••Dec 24, 2024 · RIA to RIA
- D•••• W•••••• M••••••• to P••••••• C•••••• L••Jul 30, 2021 · RIA to a state-registered adviser
- R••••• P••••• O•••••• to W••••• C••• L••Feb 21, 2017 · Other
- L••••••• W••• S••••••• to C••••••••• I••••••••• A••••••• L••Sep 30, 2015 · Other
- W•••• M•••• M••••• to S••••• W••••• M•••••••••May 6, 2015 · Other
- M•••••• S••••••••• to U••••• C•••••• F•••••••• A•••••••Mar 30, 2015 · Other
Joined, latest
- M••••• C••••••• from P••••••Jan 3, 2023 · Other
- D••••• J••••• from A••••• F•••••••• A•••••••• L•••••Dec 1, 2021 · Other
- J••• P• P•••••••• from T••••• I••••••••• P••••••• L••Oct 31, 2017 · Other
- J•••• G•••••••• Q••••• from A••••••• A••••••• S•••••••Sep 10, 2014 · Other
- W•••• M•••• M••••• from T•• F••••• F•••• I•••Jul 2, 2012 · Other
- M•••••• J••• M••••• from C•••••• S••••• • C••• I•••Jun 23, 2010 · Other
- M•••• M••• K•••••• from C•••••• S••••• • C••• I•••Jun 16, 2004 · Other
- S•••• A•••• O••••••• from C•••••• S••••• • C••• I•••Jun 7, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••••• S••••• B••••••••• · Foundercontrolsince 03/2001 · owns 25% to 50%
- M•••••• M••••••• J••• · Presidentcontrolsince 02/2017 · owns 25% to 50%
- O•••••••• S••••• A•••• · Chief Compliance Officer, Evpcontrolsince 07/2019 · owns 10% to 25%
- S••••••• B••••••• M•••• · Director Of Operationscontrolsince 02/2017 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bethesda, Md · principal | 11 | 0 | 0 | ||
| Easton, Md | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Easton, MD2 employees
- Annapolis, MD
- Vienna, VA
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 9, 2026HNW share of RAUM moved from 85.0% to 10.0% between the annual amendments of 2025-03-10 and 2026-03-09peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 2,990 to 3,187Oct 2, 2025 to Mar 9, 2026
- Advisory employees · 14 to 15Oct 2, 2025 to Mar 9, 2026
- HNW clients · 605 to 16Oct 2, 2025 to Mar 9, 2026
- Individual clients · 545 to 988Oct 2, 2025 to Mar 9, 2026
- Assets in custody · $242M to $367MOct 2, 2025 to Mar 9, 2026
- Discretionary RAUM · $2.2B to $2.4BOct 2, 2025 to Mar 9, 2026
- HNW RAUM · $1.8B to $246MOct 2, 2025 to Mar 9, 2026
- Individual RAUM · $300M to $2.1BOct 2, 2025 to Mar 9, 2026
- RAUM · $2.2B to $2.4BOct 2, 2025 to Mar 9, 2026
- Financial planning clients · 251-500 to 251-500Mar 10, 2025 to Jun 10, 2025
- Accounts · 2,917 to 2,990Feb 19, 2025 to Mar 10, 2025
- Advisory employees · 15 to 14Feb 19, 2025 to Mar 10, 2025
- HNW clients · 570 to 605Feb 19, 2025 to Mar 10, 2025
- Individual clients · 485 to 545Feb 19, 2025 to Mar 10, 2025
- Assets in custody · $157M to $242MFeb 19, 2025 to Mar 10, 2025
- State-registered IARs · 12 to 11Feb 19, 2025 to Mar 10, 2025
- Discretionary RAUM · $1.9B to $2.2BFeb 19, 2025 to Mar 10, 2025
- HNW RAUM · $1.6B to $1.8BFeb 19, 2025 to Mar 10, 2025
- Individual RAUM · $248M to $300MFeb 19, 2025 to Mar 10, 2025
- RAUM · $1.9B to $2.2BFeb 19, 2025 to Mar 10, 2025
- Accounts · 2,899 to 2,917Sep 7, 2023 to Feb 23, 2024
- Charity clients · 9 to 8Sep 7, 2023 to Feb 23, 2024
- HNW clients · 550 to 570Sep 7, 2023 to Feb 23, 2024
- Assets in custody · $171M to $157MSep 7, 2023 to Feb 23, 2024
- Discretionary RAUM · $1.6B to $1.9BSep 7, 2023 to Feb 23, 2024
- HNW RAUM · $1.4B to $1.6BSep 7, 2023 to Feb 23, 2024
- Individual RAUM · $246M to $248MSep 7, 2023 to Feb 23, 2024
- RAUM · $1.6B to $1.9BSep 7, 2023 to Feb 23, 2024
- Accounts · 2,784 to 2,899Jan 26, 2023 to Mar 23, 2023
- Advisory employees · 14 to 15Jan 26, 2023 to Mar 23, 2023
- Charity clients · 8 to 9Jan 26, 2023 to Mar 23, 2023
- HNW clients · 589 to 550Jan 26, 2023 to Mar 23, 2023
- Individual clients · 415 to 485Jan 26, 2023 to Mar 23, 2023
- Assets in custody · $130M to $171MJan 26, 2023 to Mar 23, 2023
- Employees · 19 to 21Jan 26, 2023 to Mar 23, 2023
- Financial planning clients · 1-10 to 251-500Jan 26, 2023 to Mar 23, 2023
- Discretionary RAUM · $1.8B to $1.6BJan 26, 2023 to Mar 23, 2023
- HNW RAUM · $1.5B to $1.4BJan 26, 2023 to Mar 23, 2023
- Individual RAUM · $251M to $246MJan 26, 2023 to Mar 23, 2023
- RAUM · $1.8B to $1.6BJan 26, 2023 to Mar 23, 2023
Signals
2 dated events
- J••••• S• F•••••• left F•• C•••••• P••••••• for C•••• C•••• T•••• C•••••• (registered 2025-02-25)Dec 24, 2024 · advisor f••• change · fact
- F•• C•••••• P••••••• reported RAUM $1.8B, up 27% from $1.4B (2022-01-28 to 2022-03-25)Mar 25, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 301-657-8870reportedpublished by the firm, firm site, Sep 15, 2026
- f••• profile url
- linkedin.com/company/fbb-capital-partnersreportedpublic record, Form ADV, Sep 18, 2026
- f••• website
- FBBCAPITALPARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 301-657-8870reportedpublic record, Form ADV, Aug 13, 2026
- Contact form
- fbbcapitalpartners.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- fbbcapitalpartners.com/who-we-are/your-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $218Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026