DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
The Family Firm, Inc.
Latest filing Mar 24, 2025
First filing on the tape Mar 8, 2012 · 41 filings
SEC status approved since Apr 11, 1983
RAUM
$758M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$758M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$758M as of Mar 24, 2025
Mar 8, 2012$394M then
HNW client RAUM$739M as of Mar 24, 2025
Mar 12, 2018$522M then
State-registered IARs (5.B.3)6 as of Mar 24, 2025
Mar 8, 20120 then
Employees (5.A)10 as of Mar 24, 2025
Jan 10, 201310 then
Private funds: no history
RAUM +7.5% over the last fiscal year-0.0% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Mar 24, 2025; every figure names its basis
- RAUM per advisor
- $126MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 34derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $881,126derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $81.5M, 42 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$739M98%
- Individuals$18.8M2.5%
- Individual clients
- 32reported
- HNW clients
- 173reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 860reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $81.5M for 42 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
5 left, 0 joined in 12 months
net -5 in 12 months0 left in 90 days0 joined in 90 days5 left over 36 months
Left, latest
- Stacy Kelly Bakri to Beacon Pointe Advisors, LLCNov 3, 2025 · RIA to RIA
- Stephen Paul Daly to Beacon Pointe Advisors, LLCNov 3, 2025 · RIA to RIA
- Katherine Barrett Fries to Beacon Pointe Advisors, LLCNov 3, 2025 · RIA to RIA
- Donald Patrick Lord to Beacon Pointe Advisors, LLCNov 3, 2025 · RIA to RIA
- Charles Anderson Moore to Beacon Pointe Advisors, LLCNov 3, 2025 · RIA to RIA
- Sien Celine Blanche Vernyns to Beacon Pointe Advisors, LLCOct 3, 2018 · RIA to RIA
- Joseph Edward Limond to Fairbanks Financial Wealth ManagementAug 4, 2017 · Other
- Scott Titone Kilian to LPL Financial LLCSep 28, 2015 · Other
- Rianka Rachelle Dorsainvil to Fsa Wealth PartnersSep 29, 2014 · Other
- Wendy Marie Moyers to Fbb Capital PartnersJun 6, 2012 · Other
Joined, latest
- Scott Titone Kilian from Delphi Private AdvisorsDec 3, 2012 · Other
- Wendy Marie Moyers from Charles Schwab & Co., Inc.Oct 8, 2008 · Other
- Stacy Kelly Bakri from Charles Schwab & Co., Inc.Jul 17, 2007 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 5 left for Beacon Pointe Advisors, LLCNov 3, 2025 · Bethesda, Md · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Kelly Stacy Bakri · President/Financial Advisorcontrolsince 01/2023 · owns 25% to 50%
- Barrett Katherine Fries · Chief Compliance Officer, Financial Advisor, & Vice Presidentcontrolsince 01/2017 · owns 25% to 50%
- Joseph Nathan Gendelman · Vice President/Director Of Investmentscontrolsince 01/2023 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bethesda, Md · principal | 0 | 0 | 5 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 918 to 860Mar 13, 2024 to Mar 24, 2025
- HNW clients · 165 to 173Mar 13, 2024 to Mar 24, 2025
- Individual clients · 39 to 32Mar 13, 2024 to Mar 24, 2025
- Assets in custody · $47.9M to $81.5MMar 13, 2024 to Mar 24, 2025
- Financial planning clients · 101-250 to 101-250Mar 13, 2024 to Mar 24, 2025
- Discretionary RAUM · $702M to $755MMar 13, 2024 to Mar 24, 2025
- HNW RAUM · $678M to $739MMar 13, 2024 to Mar 24, 2025
- Individual RAUM · $26.4M to $18.8MMar 13, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $2.6M to $2.3MMar 13, 2024 to Mar 24, 2025
- RAUM · $705M to $758MMar 13, 2024 to Mar 24, 2025
- Accounts · 991 to 918Nov 29, 2023 to Feb 5, 2024
- HNW clients · 184 to 165Nov 29, 2023 to Feb 5, 2024
- Individual clients · 34 to 39Nov 29, 2023 to Feb 5, 2024
- Assets in custody · $55.4M to $47.9MNov 29, 2023 to Feb 5, 2024
- Discretionary RAUM · $645M to $702MNov 29, 2023 to Feb 5, 2024
- HNW RAUM · $627M to $678MNov 29, 2023 to Feb 5, 2024
- Individual RAUM · $19.2M to $26.4MNov 29, 2023 to Feb 5, 2024
- Non-discretionary RAUM · $961,563 to $2.6MNov 29, 2023 to Feb 5, 2024
- RAUM · $646M to $705MNov 29, 2023 to Feb 5, 2024
- Accounts · 994 to 991Feb 25, 2022 to Mar 23, 2023
- HNW clients · 180 to 184Feb 25, 2022 to Mar 23, 2023
- Individual clients · 29 to 34Feb 25, 2022 to Mar 23, 2023
- Assets in custody · $6.9M to $55.4MFeb 25, 2022 to Mar 23, 2023
- Discretionary RAUM · $757M to $645MFeb 25, 2022 to Mar 23, 2023
- HNW RAUM · $740M to $627MFeb 25, 2022 to Mar 23, 2023
- Individual RAUM · $19.0M to $19.2MFeb 25, 2022 to Mar 23, 2023
- Non-discretionary RAUM · $2.0M to $961,563Feb 25, 2022 to Mar 23, 2023
- RAUM · $759M to $646MFeb 25, 2022 to Mar 23, 2023
- Accounts · 991 to 994Mar 23, 2021 to Feb 25, 2022
- HNW clients · 184 to 180Mar 23, 2021 to Feb 25, 2022
- Individual clients · 24 to 29Mar 23, 2021 to Feb 25, 2022
- Assets in custody · $6.4M to $6.9MMar 23, 2021 to Feb 25, 2022
- Discretionary RAUM · $669M to $757MMar 23, 2021 to Feb 25, 2022
- HNW RAUM · $658M to $740MMar 23, 2021 to Feb 25, 2022
- Individual RAUM · $11.4M to $19.0MMar 23, 2021 to Feb 25, 2022
- Non-discretionary RAUM · $0 to $2.0MMar 23, 2021 to Feb 25, 2022
- RAUM · $669M to $759MMar 23, 2021 to Feb 25, 2022
- Accounts · 998 to 991May 20, 2020 to Mar 8, 2021
- HNW clients · 156 to 184May 20, 2020 to Mar 8, 2021
- Individual clients · 45 to 24May 20, 2020 to Mar 8, 2021
Signals
8 dated events
- The Family Firm, Inc. no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $757.8M)Dec 20, 2025 · Left the SEC roster · derived
- Donald Patrick Lord left The Family Firm, Inc. for Beacon Pointe Advisors, Llc (registered 2025-09-24)Nov 3, 2025 · Advisor changed firm · fact
- Stephen Paul Daly left The Family Firm, Inc. for Beacon Pointe Advisors, Llc (registered 2025-09-16)Nov 3, 2025 · Advisor changed firm · fact
- Charles Anderson Moore left The Family Firm, Inc. for Beacon Pointe Advisors, Llc (registered 2025-09-17)Nov 3, 2025 · Advisor changed firm · fact
- Stacy Kelly Bakri left The Family Firm, Inc. for Beacon Pointe Advisors, Llc (registered 2025-09-23)Nov 3, 2025 · Advisor changed firm · fact
- Katherine Barrett Fries left The Family Firm, Inc. for Beacon Pointe Advisors, Llc (registered 2025-10-16)Nov 3, 2025 · Advisor changed firm · fact
- The Family Firm, Inc.'s advisors moved to Beacon Pointe Advisors, LLC (Bethesda, MD): 5 of 5 registered, on the same dayNov 3, 2025 · Firm absorbed (people side) · derived
- Kelly Stacy Bakri (Financial Advisor, Vice President) appeared on Schedule A of The Family Firm, Inc.May 8, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026