DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••••• I••••••••• A•••••••• I•••
Latest filing Mar 25, 2026
First filing on the tape Mar 28, 2012 · 28 filings
SEC status approved since Oct 25, 1999
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
85%
$1.3B individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$253M
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$1.5B as of Mar 25, 2026
Mar 28, 2012$506M then
HNW client RAUM$1.1B as of Mar 25, 2026
Mar 26, 2018$470M then
State-registered IARs (5.B.3)5 as of Mar 25, 2026
Apr 1, 20135 then
Employees (5.A)9 as of Mar 25, 2026
Apr 1, 20138 then
Private funds: no history
RAUM +14% over the last fiscal year+16% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $253MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 52derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.3MderivedHNW RAUM over HNW clients
- Average account
- $2.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Custody
- $310M, 78 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.1B74%
- Investment companies$188M12%
- Individuals$167M11%
- Corporations and businesses$30.4M2.0%
- Charitable organizations$11.7M0.8%
- Individual clients
- 159reported
- HNW clients
- 153reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 717reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $310M for 78 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.85 fund_share=0.12 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•••••• C•••••••• C•••••••Certified Financial Planner | W•••••••••, Dc | Jun 15, 2004 | 26 y | 1 |
| P••• P•••••• M•••••Chartered Financial Analyst | Bethesda, Md | Oct 23, 2006 | 23 y | 0 |
| G•• S•••••• T•••••••Certified Financial Planner | Bethesda, Md | Jul 18, 2011 | 15 y | 0 |
| S••••• D• L•••••Chartered Financial Analyst | Bethesda, Md | Apr 12, 2022 | 25 y | 0 |
| P•••••• B•••• B•••••• | Bethesda, Md | Feb 6, 2025 | 13 y | 1 |
| B•••• I••••• S•••••••••Chartered Financial Analyst | Bethesda, Md | Jul 28, 2026 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- R••• J••••• S•••• to G••••• M••••••• A•••••••• I•••Aug 19, 2021 · RIA to a newly registered adviser
- M•••••• J•••• L•••••• to T••••• A••••••• S•••••••• I•••Aug 7, 2009 · Other
- F•••••• N••••• J•••• to F•• 3• L••Mar 4, 2009 · Other
Joined, latest
- P•••••• B•••• B•••••• from M••••• S••••••Feb 6, 2025 · Wirehouse to independent RIA
- M•••••• J•••• L•••••• from S••••••• I••••••••• S•••••••• I•••Sep 12, 2008 · Other
- F•••••• N••••• J•••• from F••• M••••• • W••••••••• L••Sep 29, 2006 · Other
- T•••••• C•••••••• C••••••• from R•••• I••••••••• A••••••• I•••Jun 15, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••• P•••• P•••••• · President, Chief Compliance Officercontrolsince 08/2005 · owns 50% to 75%
- M•••••• T•••••• P•••••• · Chairmancontrolsince 09/1999 · owns 25% to 50%
- M•••••• P•••• P•••••• · Trusteecontrolsince 12/2006 · owns 25% to 50% of M••••• F••••• T••••
- M•••••• S•••••• · Trusteecontrolsince 12/2006 · owns 25% to 50% of M••••• F••••• T••••
- L•••••• S•••••• D• · Directorsince 01/2025 · owns less than 5%
Entity owners
- M••••• F••••• T•••• · Nonedirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bethesda, Md · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 25, 2026M•••••• T•••••• P•••••• (CHAIRMAN) left Schedule A between the filings of 2012-03-28 and 2026-03-25peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 25, 2026M•••••• S•••••• (TRUSTEE) left Schedule A between the filings of 2012-03-28 and 2026-03-25peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 702 to 717Dec 8, 2025 to Mar 25, 2026
- Charity clients · 7 to 5Dec 8, 2025 to Mar 25, 2026
- HNW clients · 142 to 153Dec 8, 2025 to Mar 25, 2026
- Assets in custody · $260M to $310MDec 8, 2025 to Mar 25, 2026
- State-registered IARs · 4 to 5Dec 8, 2025 to Mar 25, 2026
- Discretionary RAUM · $1.3B to $1.5BDec 8, 2025 to Mar 25, 2026
- HNW RAUM · $943M to $1.1BDec 8, 2025 to Mar 25, 2026
- Individual RAUM · $170M to $167MDec 8, 2025 to Mar 25, 2026
- RAUM · $1.3B to $1.5BDec 8, 2025 to Mar 25, 2026
- Accounts · 750 to 702Aug 21, 2024 to Mar 28, 2025
- Advisory employees · 7 to 6Aug 21, 2024 to Mar 28, 2025
- Corporate clients · 2 to 3Aug 21, 2024 to Mar 28, 2025
- HNW clients · 134 to 142Aug 21, 2024 to Mar 28, 2025
- Individual clients · 170 to 159Aug 21, 2024 to Mar 28, 2025
- Pension plan clients · 2.0 to unsetAug 21, 2024 to Mar 28, 2025
- Pooled vehicle clients · 0.0 to unsetAug 21, 2024 to Mar 28, 2025
- Assets in custody · $218M to $260MAug 21, 2024 to Mar 28, 2025
- Employees · 10 to 9Aug 21, 2024 to Mar 28, 2025
- Financial planning clients · 51-100 to 51-100Aug 21, 2024 to Mar 28, 2025
- State-registered IARs · 5 to 4Aug 21, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.2B to $1.3BAug 21, 2024 to Mar 28, 2025
- HNW RAUM · $817M to $943MAug 21, 2024 to Mar 28, 2025
- Individual RAUM · $166M to $170MAug 21, 2024 to Mar 28, 2025
- Pension RAUM · 9998728.0 to unsetAug 21, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · 0.0 to unsetAug 21, 2024 to Mar 28, 2025
- RAUM · $1.2B to $1.3BAug 21, 2024 to Mar 28, 2025
- Accounts · 735 to 750Mar 24, 2023 to Mar 21, 2024
- HNW clients · 115 to 134Mar 24, 2023 to Mar 21, 2024
- Individual clients · 189 to 170Mar 24, 2023 to Mar 21, 2024
- Assets in custody · $168M to $218MMar 24, 2023 to Mar 21, 2024
- Discretionary RAUM · $969M to $1.2BMar 24, 2023 to Mar 21, 2024
- HNW RAUM · $631M to $817MMar 24, 2023 to Mar 21, 2024
- Individual RAUM · $182M to $166MMar 24, 2023 to Mar 21, 2024
- Pension RAUM · $7.9M to $10.0MMar 24, 2023 to Mar 21, 2024
- RAUM · $969M to $1.2BMar 24, 2023 to Mar 21, 2024
- Accounts · 721 to 735Mar 28, 2022 to Mar 24, 2023
- Advisory employees · 6 to 7Mar 28, 2022 to Mar 24, 2023
- Corporate clients · unset to 2.0Mar 28, 2022 to Mar 24, 2023
- HNW clients · 132 to 115Mar 28, 2022 to Mar 24, 2023
- Individual clients · 173 to 189Mar 28, 2022 to Mar 24, 2023
Signals
1 dated events
- Jordan Ross Smyth (Managing Director) no longer on Schedule A of E••••••• I••••••••• A•••••••• I••• (listed 2021-03-26, absent 2022-03-28)Mar 28, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/edgemoor-investment-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- E•••••••BLOG.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 301-543-8881reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $253Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026