DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Aam Fee-Only Financial Planning And Investment Advisory, LLC

Former SEC-registered adviserGrandville, MichiganCRD 109178SEC 801-118483IAPD
Latest filing Feb 27, 2023
First filing on the tape Jan 19, 2012 · 11 filings
RAUM
$133M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$133M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$133M as of Feb 27, 2023
Jan 19, 2012$40.7M then
HNW client RAUM$38.6M as of Feb 27, 2023
Feb 25, 2021$31.1M then
State-registered IARs (5.B.3)2 as of Feb 27, 2023
Feb 25, 20212 then
Employees (5.A)2 as of Feb 27, 2023
Feb 25, 20212 then
Private funds: no history
RAUM -10% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Feb 27, 2023; every figure names its basis
RAUM per advisor
$66.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
223derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$756,058derivedHNW RAUM over HNW clients
Average account
$93,524derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-10%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+11%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publicationsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$94.7M71%
  • High-net-worth individuals$38.6M29%
  • Charitable organizations$60,1120.0%
Individual clients
394reported
HNW clients
51reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,426reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Jay Ronald Vansurksum · Membercontrol
      since 01/2003 · owns 75% or more
    • Allen Gabriel Jones · Chief Compliance Officer
      since 02/2018 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 1,296 to 1,426
      Feb 22, 2022 to Feb 27, 2023
    • Business name · ADVANCED ASSET MANAGEMENT L.L.C. to AAM FEE-ONLY FINANCIAL PLANNING AND INVESTMENT ADVISORY, LLC
      Feb 22, 2022 to Feb 27, 2023
    • HNW clients · 47 to 51
      Feb 22, 2022 to Feb 27, 2023
    • Individual clients · 355 to 394
      Feb 22, 2022 to Feb 27, 2023
    • Financial planning clients · 251-500 to 101-250
      Feb 22, 2022 to Feb 27, 2023
    • Legal name · ADVANCED ASSET MANAGEMENT L.L.C. to AAM FEE-ONLY FINANCIAL PLANNING AND INVESTMENT ADVISORY, LLC
      Feb 22, 2022 to Feb 27, 2023
    • Discretionary RAUM · $149M to $133M
      Feb 22, 2022 to Feb 27, 2023
    • HNW RAUM · $38.4M to $38.6M
      Feb 22, 2022 to Feb 27, 2023
    • Individual RAUM · $110M to $94.7M
      Feb 22, 2022 to Feb 27, 2023
    • Non-discretionary RAUM · $67,165 to $60,112
      Feb 22, 2022 to Feb 27, 2023
    • RAUM · $149M to $133M
      Feb 22, 2022 to Feb 27, 2023
    • Accounts · 1,318 to 1,296
      Feb 25, 2021 to Feb 22, 2022
    • HNW clients · 36 to 47
      Feb 25, 2021 to Feb 22, 2022
    • Individual clients · 354 to 355
      Feb 25, 2021 to Feb 22, 2022
    • Discretionary RAUM · $118M to $149M
      Feb 25, 2021 to Feb 22, 2022
    • HNW RAUM · $31.1M to $38.4M
      Feb 25, 2021 to Feb 22, 2022
    • Individual RAUM · $87.0M to $110M
      Feb 25, 2021 to Feb 22, 2022
    • Non-discretionary RAUM · $0 to $67,165
      Feb 25, 2021 to Feb 22, 2022
    • RAUM · $118M to $149M
      Feb 25, 2021 to Feb 22, 2022
    • Accounts · 1,296 to 1,318
      Apr 16, 2020 to Feb 25, 2021
    • HNW clients · 29 to 36
      Apr 16, 2020 to Feb 25, 2021
    • Individual clients · 433 to 354
      Apr 16, 2020 to Feb 25, 2021
    • Discretionary RAUM · $110M to $118M
      Apr 16, 2020 to Feb 25, 2021
    • HNW RAUM · $22.9M to $31.1M
      Apr 16, 2020 to Feb 25, 2021
    • Individual RAUM · $87.2M to $87.0M
      Apr 16, 2020 to Feb 25, 2021
    • Non-discretionary RAUM · $83,318 to $0
      Apr 16, 2020 to Feb 25, 2021
    • RAUM · $110M to $118M
      Apr 16, 2020 to Feb 25, 2021
    • Accounts · 1,425 to 1,296
      Jun 1, 2012 to Mar 20, 2020
    • Advisory employees · unset to 2.0
      Jun 1, 2012 to Mar 20, 2020
    • HNW clients · unset to 29.0
      Jun 1, 2012 to Mar 20, 2020
    • Individual clients · unset to 433.0
      Jun 1, 2012 to Mar 20, 2020
    • Employees · unset to 2.0
      Jun 1, 2012 to Mar 20, 2020
    • Financial planning clients · 101-250 to 251-500
      Jun 1, 2012 to Mar 20, 2020
    • State-registered IARs · unset to 2.0
      Jun 1, 2012 to Mar 20, 2020
    • Other offices · unset to 0.0
      Jun 1, 2012 to Mar 20, 2020
    • Discretionary RAUM · $35.7M to $110M
      Jun 1, 2012 to Mar 20, 2020
    • HNW RAUM · unset to 22924890.0
      Jun 1, 2012 to Mar 20, 2020
    • Individual RAUM · unset to 87196465.0
      Jun 1, 2012 to Mar 20, 2020
    • Non-discretionary RAUM · $5.0M to $83,318
      Jun 1, 2012 to Mar 20, 2020
    • RAUM · $40.7M to $110M
      Jun 1, 2012 to Mar 20, 2020
    Signals
    4 dated events
    • Gabriel Allen Jones left Aam Fee-Only Financial Planning And Investment Advisory, Llc for Cwm, Llc (registered 2023-03-01)
      Jul 5, 2023 · Advisor changed firm · fact
    • Ronald Jay Vansurksum left Aam Fee-Only Financial Planning And Investment Advisory, Llc for Cwm, Llc (registered 2023-03-01)
      Jul 5, 2023 · Advisor changed firm · fact
    • 2 advisors left Aam Fee-Only Financial Planning And Investment Advisory, LLC (Grandville, MI) for Cwm, LLC on the same day
      Jul 5, 2023 · Team lift-out · derived
    • Advanced Asset Management L.L.C. filed its initial SEC registration (Form ADV)
      Mar 20, 2020 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026