RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• B•••• B•••••••
- S••••••••• A••••••• state registered currentsince Apr 6, 2018 · Belmont, Mi
- A•• F••••••• F•••••••• P••••••• A•• I••••••••• A•••••••• L•• formerMay 6, 2015 to May 1, 2018 · Granville, Mi
- C••••••••• F•••••••• N•••••• national BDMay 21, 2010 to Feb 17, 2015 · Sarnac, Mi
- W•••• F•••• A••••••• wirehouseSep 14, 2007 to Feb 20, 2009 · Holland, Mi
- A•• F••••••• F•••••••• P••••••• A•• I••••••••• A•••••••• L•• to S••••••••• A•••••••left May 1, 2018, registered Apr 6, 2018 (-25 days) · Other
- C••••••••• F•••••••• N•••••• to A•• F••••••• F•••••••• P••••••• A•• I••••••••• A•••••••• L••left Feb 17, 2015, registered May 6, 2015 (78 days) · Other
- W•••• F•••• A••••••• to C••••••••• F•••••••• N••••••left Feb 20, 2009, registered May 21, 2010 (455 days) · Wirehouse to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address