DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••• C•••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Mar 31, 2012 · 18 filings
SEC status approved since May 10, 2021
RAUM
$11.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$11.2M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$11.2M as of Mar 31, 2026
Mar 31, 2012$40.5M then
HNW client RAUM$6.2M as of Apr 1, 2025
Mar 31, 2022$34.1M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20120 then
Employees (5.A)2 as of Mar 31, 2026
Mar 31, 20223 then
Private funds: no history
RAUM -1.8% over the last fiscal year-32% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $151,988derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$11.2M100%
- Individual clients
- 74reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 74reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- D•••• L• M•••• to C••••••• I••••••••• G••••Jun 5, 2023 · RIA to RIA
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••••• E•••• W•••• · President/Ccocontrolsince 12/2012 · owns less than 5%
- K•••••••• E•••• W•••• · Presidentcontrolsince 12/2012 · owns 75% or more of K• I••
Entity owners
- K• A••••••• I•• L• · Ownerdirect · owns 75% or more
- K• A••••••• I•• · Limited Partnerindirect · owns 25% to 50% of K• A••••••• I•• L•
- K• I•• · Limited Partnerindirect · owns 50% to 75% of K• A••••••• I•• L•
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 102 to 74Apr 1, 2025 to Mar 31, 2026
- HNW clients · 7.0 to unsetApr 1, 2025 to Mar 31, 2026
- Individual clients · 28 to 74Apr 1, 2025 to Mar 31, 2026
- Discretionary RAUM · $11.5M to $11.2MApr 1, 2025 to Mar 31, 2026
- HNW RAUM · 6176010.0 to unsetApr 1, 2025 to Mar 31, 2026
- Individual RAUM · $5.3M to $11.2MApr 1, 2025 to Mar 31, 2026
- RAUM · $11.5M to $11.2MApr 1, 2025 to Mar 31, 2026
- Accounts · 165 to 102Jun 13, 2024 to Apr 1, 2025
- Advisory employees · 1 to 0Jun 13, 2024 to Apr 1, 2025
- Advisory activities · 4 to 1Jun 13, 2024 to Apr 1, 2025
- HNW clients · 13 to 7Jun 13, 2024 to Apr 1, 2025
- Financial planning clients · 1-10 to Jun 13, 2024 to Apr 1, 2025
- State-registered IARs · 1 to 0Jun 13, 2024 to Apr 1, 2025
- Discretionary RAUM · $16.7M to $11.5MJun 13, 2024 to Apr 1, 2025
- HNW RAUM · $13.2M to $6.2MJun 13, 2024 to Apr 1, 2025
- Individual RAUM · $3.5M to $5.3MJun 13, 2024 to Apr 1, 2025
- RAUM · $16.7M to $11.5MJun 13, 2024 to Apr 1, 2025
- Related insurance company · true to falseJun 13, 2024 to Apr 1, 2025
- Accounts · 326 to 165Feb 13, 2024 to Mar 30, 2024
- Advisory employees · 2 to 1Feb 13, 2024 to Mar 30, 2024
- HNW clients · 9 to 13Feb 13, 2024 to Mar 30, 2024
- Individual clients · 82 to 28Feb 13, 2024 to Mar 30, 2024
- Employees · 3 to 2Feb 13, 2024 to Mar 30, 2024
- Insurance-licensed employees · 2 to 0Feb 13, 2024 to Mar 30, 2024
- Financial planning clients · 26-50 to 1-10Feb 13, 2024 to Mar 30, 2024
- State-registered IARs · 2 to 1Feb 13, 2024 to Mar 30, 2024
- Discretionary RAUM · $35.5M to $16.7MFeb 13, 2024 to Mar 30, 2024
- HNW RAUM · $15.3M to $13.2MFeb 13, 2024 to Mar 30, 2024
- Individual RAUM · $20.2M to $3.5MFeb 13, 2024 to Mar 30, 2024
- RAUM · $35.5M to $16.7MFeb 13, 2024 to Mar 30, 2024
- Business name · K• A•••••••• I••• to A••••••• C•••••• I•••May 2, 2023 to Feb 13, 2024
- Legal name · K• A•••••••• I••• to A••••••• C•••••• I•••Apr 1, 2023 to Apr 8, 2023
- Accounts · 354 to 326Jan 4, 2023 to Apr 1, 2023
- Advisory activities · 5 to 4Jan 4, 2023 to Apr 1, 2023
- HNW clients · 22 to 9Jan 4, 2023 to Apr 1, 2023
- Individual clients · 26 to 82Jan 4, 2023 to Apr 1, 2023
- Discretionary RAUM · $90.4M to $35.5MJan 4, 2023 to Apr 1, 2023
- HNW RAUM · $34.1M to $15.3MJan 4, 2023 to Apr 1, 2023
- Individual RAUM · $8.3M to $20.2MJan 4, 2023 to Apr 1, 2023
- RAUM · $90.4M to $35.5MJan 4, 2023 to Apr 1, 2023
Signals
5 dated events
- D•••• L• M•••• left A••••••• C•••••• I••• for C••••••• I••••••••• G•••• (registered 2023-06-20)Jun 5, 2023 · Advisor changed firm · fact
- Clyde Daniel Fender (Secretary/Treasurer) no longer on Schedule A of A••••••• C•••••• I••• (listed 2012-06-28, absent 2021-04-09)Apr 9, 2021 · Control person left · inference
- Carol Nancy Nelson (President/Chief Compliance Officer) no longer on Schedule A of A••••••• C•••••• I••• (listed 2012-06-28, absent 2021-04-09)Apr 9, 2021 · Control person left · inference
- Wayne Eric Kendrick (President) appeared on Schedule A of A••••••• C•••••• I•••Apr 9, 2021 · Control person joined · fact
- K• A•••••••• I••• filed its initial SEC registration (Form ADV)Apr 9, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- s••••••@a•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 800-542-4916reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 512-346-8000reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026