DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

K• A••••••• I•• L•••

Former SEC-registered adviserAustin, TexasCRD 119595SEC 801-121533IAPD
Latest filing Mar 31, 2022
First filing on the tape May 18, 2021 · 2 filings
RAUM
$9.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$9.9M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$9.9M as of Mar 31, 2022
May 18, 2021$9.9M then
HNW client RAUM$8.9M as of Mar 31, 2022
May 18, 2021$8.1M then
State-registered IARs (5.B.3)2 as of Mar 31, 2022
May 18, 20212 then
Employees (5.A)2 as of Mar 31, 2022
May 18, 20212 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 31, 2022; every figure names its basis
RAUM per advisor
$4.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$267,561derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$8.9M89%
  • Individuals$1.0M11%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
37reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • K•••••••• E•••• W•••• · President/Ccocontrol
    since 02/2002 · owns less than 5%
  • K•••••••• E•••• W•••• · Presidentcontrol
    since 02/2002 · owns 75% or more of K•• I•••
  • K•••••••• E•••• W•••• · Limited Partnercontrol
    since 11/2002 · owns 50% to 75% of K• A••••••• I••• L•
  • K•••••••• E•••• W•••• · Presidentcontrol
    since 01/1999 · owns 75% or more of K••••••• G••••• I•••
Entity owners
  • K••••••• G••••• I••• · Limited Partner
    direct · owns 25% to 50%
  • K• A••••••• I••• L• · Limited Partner
    direct · owns 50% to 75%
  • K•• I••• · General Partner
    direct · owns less than 5%
  • K••••••• G••••• I••• · Limited Partner
    indirect · owns 25% to 50% of K• A••••••• I••• L•
  • K• I•• · General Partner
    indirect · owns F of K• A••••••• I••• L•
Related persons
Schedule D 7.A
Advisers that list K• A••••••• I•• L••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 34 to 37
    May 18, 2021 to Mar 31, 2022
  • Advisory activities · 3 to 4
    May 18, 2021 to Mar 31, 2022
  • Discretionary RAUM · $9.9M to $9.9M
    May 18, 2021 to Mar 31, 2022
  • HNW RAUM · $8.1M to $8.9M
    May 18, 2021 to Mar 31, 2022
  • Individual RAUM · $1.8M to $1.0M
    May 18, 2021 to Mar 31, 2022
  • RAUM · $9.9M to $9.9M
    May 18, 2021 to Mar 31, 2022
Signals
2 dated events
  • R•••••• W•••••• L••••• left K• A••••••• I•• L••• for M••••• A•••••••• L•• (registered 2022-03-22)
    Feb 24, 2022 · Advisor changed firm · fact
  • K• A••••••• I•• L••• filed its initial SEC registration (Form ADV)
    May 18, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026