DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Lsv Asset Management
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 25 filings
SEC status approved since Nov 14, 1994
RAUM
$104B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
45
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
21
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$104B as of Mar 30, 2026
Mar 30, 2012$58B then
HNW client RAUM$0 as of Mar 30, 2026
Mar 28, 2018$83.9M then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 28, 20130 then
Employees (5.A)45 as of Mar 30, 2026
Mar 28, 201340 then
Private funds21 as of Mar 30, 2026
Mar 30, 201214 then
RAUM +14% over the last fiscal year+4.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $483MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 53%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $6.3B, 20 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$30B29%
- Pooled investment vehicles$25B24%
- Investment companies$16B15%
- Sovereign wealth funds$11B11%
- Corporations and businesses$9.4B9.0%
- Charitable organizations$8.0B7.6%
- Pension and profit-sharing plans$5.3B5.0%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 41reported
- Charitable clients
- 27reported
- Accounts
- 216reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $1.5B managedreported
- Custody of client assets
- $6.3B for 20 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.38 institutional_share=0.53 related_bd=true related_bank=true bd_reps=6.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
20 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Lsv Emerging Markets Equity Fund, LP | Other Private Fund | $2.4B | 39 | Mar 30, 2012 |
| Lsv International (Ac) Equity Fund, LP | Other Private Fund | $1.1B | 23 | Mar 30, 2012 |
| Lsv International Value Equity Trust | Other Private Fund | $851M | 18 | Mar 31, 2015 |
| Lsv International Concentrated Equity Fund, LP | Other Private Fund | $547M | 43 | Mar 30, 2012 |
| Lsv Emerging Markets Small Cap Equity Fund, LP | Other Private Fund | $301M | 26 | Mar 30, 2012 |
| Lsv International Small Cap Equity Fund, LP | Other Private Fund | $276M | 15 | Mar 30, 2012 |
| Lsv Frontier Markets Equity Fund, LP | Other Private Fund | $172M | 8 | Mar 31, 2014 |
| Lsv Global Concentrated Value Fund, LP | Other Private Fund | $163M | 18 | Mar 30, 2012 |
| Lsv Enhanced Hedged Equity Fund, LP | Hedge Fund | $90.9M | 12 | Mar 31, 2015 |
| Lsv Global Cv Equity Fund, LP | Other Private Fund | $72.7M | 4 | Mar 30, 2012 |
| Lsv U.S. Managed Volatility Sri Equity Fund, LP | Other Private Fund | $59.1M | 9 | Mar 28, 2018 |
| Lsv Micro Cap Fund, LP | Other Private Fund | $55.9M | 22 | Mar 30, 2012 |
| Lsv U.S. Long/Short Fund, LP | Hedge Fund | $53.2M | 7 | Mar 30, 2012 |
| Lsv Canada Small Cap Equity Fund, LP | Other Private Fund | $27.2M | 9 | Mar 30, 2012 |
| Lsv Japan Small Cap Equity Fund, LP | Other Private Fund | $19.5M | 9 | Mar 30, 2012 |
| Lsv International Value Equity Fund, LPno longer reported | Other Private Fund | $17.9M | 6 | Mar 30, 2012 |
| Lsv Global Small Micro Cap Equity Fund, LP | Other Private Fund | $17.7M | 12 | Mar 27, 2024 |
| Lsv Australia Small Cap Equity Fund, LP | Other Private Fund | $16.4M | 8 | Mar 30, 2012 |
| Lsv India Equity Fund, LP | Other Private Fund | $8.7M | 6 | Mar 31, 2023 |
| Lsv Japan Large Cap Value Equity Fund, LP | Other Private Fund | $6.3M | 2 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Nmn Josef Lakonishok · Ceo, Ciocontrolsince 10/1994 · owns less than 5%
- Patrick Joshua O'Donnell · Chief Compliance Officercontrolsince 12/2013 · owns less than 5%
- Thomas Kevin Phelan · Chief Operating Officercontrolsince 11/2013 · owns less than 5%
- Balakumar Ragothaman · Chief Technology Officercontrolsince 07/2021 · owns less than 5%
- Arkley Tremaine Atkinson · Membercontrolsince 04/2001 · owns 75% or more of 11-11 LLC
- Jason Karceski · Managercontrolsince 08/2021 · owns F of Karceski Family LLC
- Joseph Christopher Lacroix · Membercontrolsince 07/1996 · owns 75% or more of Fox Pine Hill LLC
- Nmn Josef Lakonishok · Trusteecontrolsince 12/1998 · owns F of Lakonishok Family 1998 Gift Trust
- Nmn Josef Lakonishok · Shareholdercontrolsince 01/2008 · owns 50% to 75% of Ib Venture Fund, Inc.
- Menno Vermeulen · Membercontrolsince 01/2015 · owns 75% or more of 2112 LLC
- Menno Vermeulen · Membercontrolsince 01/1999 · owns 75% or more of Menno, LLC
- Robert Vishny · Shareholdercontrolsince 10/1994 · owns 50% to 75% of Vishny Corporation
- Wendy Vishny · Shareholdercontrolsince 10/1994 · owns 50% to 75% of Vishny Corporation
- Gerard David Beata · Membersince 04/2011 · owns 75% or more of Beata Ehc LLC
- Keith Bruch · Membersince 01/2006 · owns 75% or more of Bruch Ehc LLC
- Joseph Josh Dupont · Membersince 04/2021 · owns 75% or more of Dupont Ehc LLC
- Scribner Scott Kemper · Membersince 04/2011 · owns 75% or more of Kemper Ehc LLC
- Marie Leslie Kondziela · Membersince 04/2014 · owns 75% or more of Kondziela Ehc LLC
- Guy Lakonishok · Membersince 04/2013 · owns 75% or more of Guy Lakonishok Ehc LLC
- Wong-Hung Titus Liu · Membersince 04/2016 · owns 75% or more of Liu Ehc LLC
- Puneet Mansharamani · Membersince 01/2006 · owns 75% or more of Mansharamani Ehc LLC
- Michael Eric Miller · Membersince 07/2003 · owns 75% or more of Miller Ehc LLC
- Daniel Newman · Membersince 04/2004 · owns 75% or more of Newman Ehc LLC
- Patrick Joshua O'Donnell · Membersince 04/2016 · owns 75% or more of O'Donnell Ehc LLC
- Joseph Claude O'Malley · Membersince 04/2013 · owns 75% or more of O'Malley Ehc LLC
- Wilson James Owens · Membersince 07/2003 · owns 75% or more of Owens Ehc LLC
- Thomas Kevin Phelan · Membersince 04/2009 · owns 75% or more of Phelan Ehc LLC
- Monika Quinn · Membersince 04/2013 · owns 75% or more of Quinn Ehc LLC
- Balakumar Ragothaman · Membersince 04/2009 · owns 75% or more of Ragothaman Ehc LLC
- Marisa Rosenblatt · Membersince 04/2016 · owns 75% or more of Rosenblatt Ehc LLC
Entity owners
- Sei Funds, Inc. · General Partnerdirect · owns 25% to 50%
- Lakonishok Family 1998 Gift Trust · Shareholderindirect · owns 50% to 75% of Ib Venture Fund, Inc.
- Sei Investments Company · Shareholderindirect · owns 75% or more of Sei Funds, Inc. · public reporting company
- 11-11 LLC · General Partnerdirect · owns less than 5%
- 2112 LLC · General Partnerdirect · owns less than 5%
- Beata Ehc LLC · General Partnerdirect · owns less than 5%
- Bruch Ehc LLC · General Partnerdirect · owns less than 5%
- Dupont Ehc LLC · General Partnerdirect · owns less than 5%
- Fox Pine Hill LLC · General Partnerdirect · owns less than 5%
- Guy Lakonishok Ehc LLC · General Partnerdirect · owns less than 5%
- Ib Venture Fund, Inc. · General Partnerdirect · owns 10% to 25%
- Karceski Ehc LLC · General Partnerdirect · owns less than 5%
- Kemper Ehc LLC · General Partnerdirect · owns less than 5%
- Kondziela Ehc LLC · General Partnerdirect · owns less than 5%
- Liu Ehc LLC · General Partnerdirect · owns less than 5%
- Mansharamani Ehc LLC · General Partnerdirect · owns less than 5%
- Menno, LLC · General Partnerdirect · owns less than 5%
- Miller Ehc LLC · General Partnerdirect · owns less than 5%
- Newman Ehc LLC · General Partnerdirect · owns less than 5%
- O'Donnell Ehc LLC · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- Sei Investments Canada Companyinvestment advisern
- Sei Investments Distribution Co.broker-dealern
- Sei Investments Global Fund Services Limitedinsurancen
- Sei Investments Global Funds Servicesinsurancen
- Sei Investments Management Corpinvestment adviserbankpooled vehicle sponsornRAUM $216B
Advisers that list Lsv Asset Management as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 246 to 216Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 14 to 15Mar 28, 2025 to Mar 30, 2026
- Charity clients · 34 to 27Mar 28, 2025 to Mar 30, 2026
- Corporate clients · 60 to 46Mar 28, 2025 to Mar 30, 2026
- Pension plan clients · 49 to 41Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 41 to 44Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $5.2B to $6.3BMar 28, 2025 to Mar 30, 2026
- Employees · 44 to 45Mar 28, 2025 to Mar 30, 2026
- Private funds · 19 to 21Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $91B to $104BMar 28, 2025 to Mar 30, 2026
- Pension RAUM · $4.6B to $5.3BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $21B to $25BMar 28, 2025 to Mar 30, 2026
- RAUM · $91B to $104BMar 28, 2025 to Mar 30, 2026
- Wrap assets (manager) · $891M to $1.5BMar 28, 2025 to Mar 30, 2026
- Accounts · 264 to 246Nov 1, 2024 to Mar 28, 2025
- Advisory employees · 13 to 14Nov 1, 2024 to Mar 28, 2025
- Corporate clients · 68 to 60Nov 1, 2024 to Mar 28, 2025
- Pension plan clients · 52 to 49Nov 1, 2024 to Mar 28, 2025
- Pooled vehicle clients · 46 to 41Nov 1, 2024 to Mar 28, 2025
- Assets in custody · $5.3B to $5.2BNov 1, 2024 to Mar 28, 2025
- Employees · 43 to 44Nov 1, 2024 to Mar 28, 2025
- Financial planning clients · unset to Nov 1, 2024 to Mar 28, 2025
- Discretionary RAUM · $96B to $91BNov 1, 2024 to Mar 28, 2025
- Pension RAUM · $4.4B to $4.6BNov 1, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $23B to $21BNov 1, 2024 to Mar 28, 2025
- RAUM · $96B to $91BNov 1, 2024 to Mar 28, 2025
- Wrap assets (manager) · $2.1B to $891MNov 1, 2024 to Mar 28, 2025
- Accounts · 269 to 264Mar 31, 2023 to Mar 27, 2024
- Advisory employees · 14 to 13Mar 31, 2023 to Mar 27, 2024
- Charity clients · 36 to 34Mar 31, 2023 to Mar 27, 2024
- Corporate clients · 69 to 68Mar 31, 2023 to Mar 27, 2024
- Pension plan clients · 54 to 52Mar 31, 2023 to Mar 27, 2024
- Pooled vehicle clients · 45 to 46Mar 31, 2023 to Mar 27, 2024
- Assets in custody · $5.0B to $5.3BMar 31, 2023 to Mar 27, 2024
- Employees · 45 to 43Mar 31, 2023 to Mar 27, 2024
- Private funds · 18 to 19Mar 31, 2023 to Mar 27, 2024
- Discretionary RAUM · $91B to $96BMar 31, 2023 to Mar 27, 2024
- Pension RAUM · $4.6B to $4.4BMar 31, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $21B to $23BMar 31, 2023 to Mar 27, 2024
- RAUM · $91B to $96BMar 31, 2023 to Mar 27, 2024
Signals
1 dated events
- Andrew Jason Ciaglo (Manager) no longer on Schedule A of Lsv Asset Management (listed 2024-03-27, absent 2024-11-01)Nov 1, 2024 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- LSVASSET.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 312-460-2443reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026