DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
T••••• S•••••••• I•••
Legal name T••••• S••••••• I••
Latest filing May 24, 2012
First filing on the tape Mar 29, 2012 · 2 filings
RAUM
$65.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$32.9M
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$65.7M as of May 24, 2012
Mar 29, 2012$65.7M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 24, 2012
Mar 29, 20120 then
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of May 24, 2012; every figure names its basis
- RAUM per advisor
- $32.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $235,545derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 279reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, commissionsreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W•••••• K••• B•••••• | Lake Kiowa, Tx | Oct 24, 2003 | 56 y | 1 |
| M•••••• J••• N••• | Coppell, Tx | Oct 17, 2014 | 36 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- K••••••• A•• A•••••• to G••••••••• A•••••••Jan 31, 2019 · Other
- J•••••• R• S•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••Oct 30, 2018 · Other
Joined, latest
- J•••••• R• S•••• from H••••••••• W•••••Sep 6, 2017 · Other
- K••••••• A•• A•••••• from B••••••• L•••••• A•• N••• S••••••••• L•••Apr 17, 2015 · Other
- M•••••• J••• N••• from B••••••• L•••••• A•• N••• S••••••••• L•••Oct 17, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• W••••••• K••• · Director/Secretary/Chief Compliance Officer/Presidentcontrolsince 06/2007 · owns less than 5%
- T•••••• J•••• A•••• · Chairman Emeritus/Directorcontrolsince 06/2007 · owns 50% to 75%
- B••••••• L•••• K•••••• · Partnersince 12/1993 · owns 25% to 50% of B•••••• Partners Ltd
- R••••• S••••••••• D••• B•••••• · Partnersince 12/1993 · owns 25% to 50% of B•••••• Partners Ltd
Entity owners
- B•••••• P••••••• L••• · Ownerdirect · owns 50% to 75%
- A••••••••• M••••••••• L•• · General Partnerindirect · owns F of B•••••• Partners Ltd
- W•••••• K••• B•••••• I• C•••••••• T•••• · Partnerindirect · owns 25% to 50% of B•••••• Partners Ltd
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Coppell, Tx | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory activities · 2 to 3Mar 29, 2012 to May 24, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/T•••••-S•••••••-ADVISORSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- T•••••S•••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $32.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026