DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Killen Group Inc

Former SEC-registered adviserBerwyn, PennsylvaniaCRD 110421SEC 801-18770IAPD
Latest filing Nov 12, 2015
First filing on the tape Nov 17, 2011 · 14 filings
RAUM
$2.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
5 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$10.6M gross assets
History
14 filings and snapshots on the tape
RAUM$2.6B as of Nov 12, 2015
Nov 17, 2011$1.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Nov 12, 2015
Nov 17, 20110 then
Employees (5.A)13 as of Nov 12, 2015
Nov 20, 201212 then
Private funds1 as of Nov 12, 2015
Nov 17, 20112 then
RAUM -27% over the last fiscal year+8.5% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Nov 12, 2015; every figure names its basis
RAUM per advisor
$1.3BderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$12.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
6.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-27%derivedbetween the last two annual amendments
Advisor growth, one year
-33%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
208reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    2 reported on Schedule D 7.B.(1)
    FundTypeGross assetsOwnersFirst reported
    Focus Limited PartnersHedge Fund$10.6M27Nov 17, 2011
    Compuval Growth FundOther Private Fund$3.2M9Nov 17, 2011
    Owners and control persons
    Schedule A and B, latest filing
    • J George Cipolloni III · Vp; Research Analyst And Mutual Fund Managercontrol
      since 03/2012 · owns 5% to 10%
    • Lee Grout · Director,Evp,Head Of Researchcontrol
      since 03/2012 · owns 5% to 10%
    • Edward Robert Killen · Chairman,Ceo&Shlercontrol
      since 04/1996 · owns 75% or more
    • Patrick Michael Magee · Chief Operating Officer
      since 02/2013 · owns less than 5%
    • S. Patricia Mccabe · Chief Compliance Officer
      since 03/2011 · owns less than 5%
    • Michael Kevin Ryan · Chief Legal Officer
      since 03/2011 · owns less than 5%
    • C Neil Walker · Controller
      since 12/2011 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Advisers that list Killen Group Inc as a related person
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 233 to 208
      Jun 19, 2015 to Nov 12, 2015
    • BD registered reps · 0 to 1
      Jun 19, 2015 to Nov 12, 2015
    • Employees · 12 to 13
      Jun 19, 2015 to Nov 12, 2015
    • State-registered IARs · 3 to 2
      Jun 19, 2015 to Nov 12, 2015
    • Discretionary RAUM · $3.5B to $2.6B
      Jun 19, 2015 to Nov 12, 2015
    • RAUM · $3.5B to $2.6B
      Jun 19, 2015 to Nov 12, 2015
    • BD registered reps · 2 to 0
      Apr 16, 2015 to Jun 18, 2015
    • Private funds · 2 to 1
      Apr 16, 2015 to Jun 18, 2015
    • Related broker-dealer · true to false
      Apr 16, 2015 to Jun 18, 2015
    • Accounts · 252 to 233
      Feb 4, 2014 to Nov 12, 2014
    • Advisory employees · 7 to 5
      Feb 4, 2014 to Nov 12, 2014
    • Employees · 13 to 12
      Feb 4, 2014 to Nov 12, 2014
    • Discretionary RAUM · $2.5B to $3.5B
      Feb 4, 2014 to Nov 12, 2014
    • RAUM · $2.5B to $3.5B
      Feb 4, 2014 to Nov 12, 2014
    • Related adviser · true to false
      Feb 4, 2014 to Nov 12, 2014
    • Accounts · 253 to 252
      Sep 24, 2013 to Nov 11, 2013
    • BD registered reps · 1 to 2
      Sep 24, 2013 to Nov 11, 2013
    • Employees · 12 to 13
      Sep 24, 2013 to Nov 11, 2013
    • State-registered IARs · 2 to 3
      Sep 24, 2013 to Nov 11, 2013
    • Discretionary RAUM · $2.0B to $2.5B
      Sep 24, 2013 to Nov 11, 2013
    • RAUM · $2.0B to $2.5B
      Sep 24, 2013 to Nov 11, 2013
    • Accounts · 185 to 253
      Apr 17, 2012 to Nov 20, 2012
    • Advisory employees · unset to 7.0
      Apr 17, 2012 to Nov 20, 2012
    • BD registered reps · unset to 1.0
      Apr 17, 2012 to Nov 20, 2012
    • Employees · unset to 12.0
      Apr 17, 2012 to Nov 20, 2012
    • State-registered IARs · 0 to 2
      Apr 17, 2012 to Nov 20, 2012
    • Discretionary RAUM · $1.8B to $2.0B
      Apr 17, 2012 to Nov 20, 2012
    • RAUM · $1.8B to $2.0B
      Apr 17, 2012 to Nov 20, 2012
    • Accounts · 186 to 185
      Nov 21, 2011 to Jan 23, 2012
    • Discretionary RAUM · $1.7B to $1.8B
      Nov 21, 2011 to Jan 23, 2012
    • RAUM · $1.7B to $1.8B
      Nov 21, 2011 to Jan 23, 2012
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026