DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Chartwell Investment Partners, LLC
Latest filing May 13, 2026
First filing on the tape Jan 20, 2014 · 38 filings
SEC status approved since Feb 11, 2014
RAUM
$13B
reported, Item 5.F
Discretionary
75%
of RAUM
Private clients
0.3%
$43.7M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$13B
derived; firm RAUM over IAPD count
Employees
31
19 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$13B as of May 13, 2026
Mar 27, 2015$7.7B then
HNW client RAUM$4.4M as of May 13, 2026
Mar 28, 2018$7.3M then
State-registered IARs (5.B.3)1 as of May 13, 2026
Mar 27, 20156 then
Employees (5.A)31 as of May 13, 2026
Mar 27, 201548 then
Private funds1 as of May 13, 2026
Mar 27, 20151 then
RAUM +5.4% over the last fiscal year+7.4% a year over threeIARs 1 to 1
Practice profile
derived from the filing of May 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $13BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $38.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 75%derivedof RAUM
- Institutional
- 47%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 31.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$5.5B45%
- Banks and thrifts$2.2B18%
- Investment companies$2.1B17%
- Corporations and businesses$1.8B14%
- State and municipal entities$419M3.4%
- Charitable organizations$181M1.5%
- Individuals$39.2M0.3%
- High-net-worth individuals$4.4M0.0%
- Pooled investment vehicles$1.8M0.0%
- Individual clients
- 49reported
- HNW clients
- n/areported
- Pension plan clients
- 200reported
- Charitable clients
- 15reported
- Accounts
- 340reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $771M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.16 institutional_share=0.47 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Thomas Dibari | Long Valley, Nj | Aug 11, 2022 | 29 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Michael Honer to Federated Securities Corp.Mar 7, 2025 · Other
- Brian James Ward to Wealthcare Advisory Partners LLCOct 27, 2023 · Other
- Jason Benton Stewart to Advisors Asset Management, Inc.Apr 17, 2023 · Other
- Erik Ranson to Pnc Capital Advisors LLCJan 14, 2022 · Other
- William James Lamb to Cavanal Hill Investment Management, Inc.May 19, 2021 · Other
- Seth Broderick Jennings to Fisher InvestmentsNov 24, 2020 · Other
- Sidney Baker to Hartford FundsOct 9, 2020 · Other
- Tai S. Park to Northwestern Mutual Investment Services,LLCDec 3, 2019 · Other
- Brian Frederick Paluso to Fsc Securities CorporationJun 6, 2019 · Other
Joined, latest
- Jameson Lee Keevican from Mdt Advisers, A Division Of Federated Mdta LLCAug 2, 2022 · Other
- Erik Ranson from Wells Fargo AdvisorsOct 23, 2020 · Other
- Sidney Baker from LPL Financial LLCFeb 20, 2019 · Other
- Gregory Carl Molchen from Northwestern Mutual Investment Services,LLCFeb 12, 2019 · Other
- Michael Honer from Bny Mellon Advisors, Inc.Feb 11, 2019 · Other
- Seth Broderick Jennings from Eagle Asset Management IncSep 6, 2017 · Other
- Jason Benton Stewart from Morgan StanleyJun 23, 2017 · Other
- Brian Frederick Paluso from Invesco Advisers, Inc.May 23, 2017 · Other
- William James Lamb from LPL Financial LLCMay 23, 2017 · Other
- Michael Patrick Magee from Killen Group IncMar 31, 2017 · Other
- Thomas Dibari from Geneva Advisors, LLCNov 20, 2015 · Other
- Tai S. Park from Advisors Asset Management, Inc.Mar 30, 2015 · Other
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Chartwell Value Opportunities Fund L.P.no longer reported | Hedge Fund | $8.0M | 16 | Mar 28, 2012 |
| Cip Incubator III | Other Private Fund | $1.8M | 10 | Jun 30, 2022 |
| Cip Incubator Vi | Other Private Fund | $1.6M | 10 | Jun 30, 2022 |
| Cip Incubator LP | Other Private Fund | $1.5M | 10 | Jun 30, 2022 |
| Cip Incubator II | Other Private Fund | $995,844 | 10 | Jun 30, 2022 |
| Cip Incubator V | Other Private Fund | $937,097 | 10 | Jun 30, 2022 |
Owners and control persons
Schedule A and B, latest filing
- Gregory George Hagar · Chief Financial Officer, Treasurer And Secretarycontrolsince 07/2019 · owns less than 5%
- Daniel Robert Kendall · Directorcontrolsince 06/2022 · owns less than 5%
- Michael Mccloskey · Director Of Client Servicescontrolsince 03/2014 · owns less than 5%
- Edward Rick IV · Directorcontrolsince 06/2022 · owns less than 5%
- Joseph Timothy Riddle · Chief Executive Officercontrolsince 03/2014 · owns less than 5%
- Lavelle Susan Walzer · Directorcontrolsince 06/2022 · owns less than 5%
- Christian Eric Wilwant · Directorcontrolsince 06/2022 · owns less than 5%
- Alan Thomas James · Chairmancontrolsince 01/1971 · owns 25% to 50% of Raymond James Financial, Inc.
- Ludmila Chwazik · Chief Compliance Officersince 01/2024 · owns less than 5%
Entity owners
- Raymond James Investment Management · Ownerdirect · owns 75% or more
- Raymond James Financial, Inc. · Ownerindirect · owns 75% or more of Raymond James Investment Management · public reporting company
Related persons
Schedule D 7.A
- Carillon Fund Distributors, Inc.broker-dealern
- Raymond James Investment Managementinvestment adviserpooled vehicle sponsoryRAUM $17B
- Cebile Capital Llpbroker-dealern
- Clarivest Asset Management LLCinvestment advisernRAUM $3.0B
- Cougar Global Investmentsinvestment advisernRAUM $1.5B
- Eagle Asset Management Incinvestment advisernRAUM $61B
- Eb Management LLCinvestment advisern
- Raymond James (USA) Ltdbroker-dealerinvestment advisernRAUM $2.0B
- Raymond James & Associates, Inc.broker-dealerinvestment adviserpooled vehicle sponsornRAUM $501B
- Raymond James Asset Management Intl S.A.investment advisern
- Raymond James Bankn
- Raymond James Euro Equities Sasbroker-dealern
- Raymond James Financial Planning Ltdreal estaten
- Raymond James Financial Services Advisors, Incinvestment advisernRAUM $390B
- Raymond James Financial Services, Inc.broker-dealern
- Raymond James Insurance Group, Inc.broker-dealerreal estaten
- Raymond James Investment Counsel Ltd.investment advisern
- Raymond James Investment Services Limitedbroker-dealern
- Raymond James Limitedbroker-dealern
- Raymond James Tax Credit Funds, Inc.pooled vehicle sponsorn
- Raymond James Trust (Canada)n
- Raymond James Trust N.A.n
- Scout Investments, Inc.investment advisernRAUM $37B
Advisers that list Chartwell Investment Partners, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Berwyn, Pa · principal | 1 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 398 to 340Jul 22, 2025 to Dec 17, 2025
- Advisory employees · 22 to 19Jul 22, 2025 to Dec 17, 2025
- Charity clients · 17 to 15Jul 22, 2025 to Dec 17, 2025
- Corporate clients · 32 to 23Jul 22, 2025 to Dec 17, 2025
- Individual clients · 58 to 49Jul 22, 2025 to Dec 17, 2025
- Pension plan clients · 240 to 200Jul 22, 2025 to Dec 17, 2025
- Pooled vehicle clients · 1 to 2Jul 22, 2025 to Dec 17, 2025
- Employees · 33 to 31Jul 22, 2025 to Dec 17, 2025
- Discretionary RAUM · $9.0B to $9.7BJul 22, 2025 to Dec 17, 2025
- HNW RAUM · $3.9M to $4.4MJul 22, 2025 to Dec 17, 2025
- Individual RAUM · $52.9M to $39.2MJul 22, 2025 to Dec 17, 2025
- Non-discretionary RAUM · $3.3B to $3.2BJul 22, 2025 to Dec 17, 2025
- Pension RAUM · $6.0B to $5.5BJul 22, 2025 to Dec 17, 2025
- Pooled vehicle RAUM · $1.5M to $1.8MJul 22, 2025 to Dec 17, 2025
- RAUM · $12B to $13BJul 22, 2025 to Dec 17, 2025
- Wrap assets (manager) · $802M to $771MJul 22, 2025 to Dec 17, 2025
- Financial planning clients · unset to Feb 28, 2025 to Jul 22, 2025
- Accounts · 449 to 398Sep 6, 2024 to Jan 23, 2025
- Advisory employees · 23 to 22Sep 6, 2024 to Jan 23, 2025
- Corporate clients · 34 to 32Sep 6, 2024 to Jan 23, 2025
- Individual clients · 103 to 58Sep 6, 2024 to Jan 23, 2025
- Pooled vehicle clients · 2 to 1Sep 6, 2024 to Jan 23, 2025
- Assets in custody · 94901385.0 to unsetSep 6, 2024 to Jan 23, 2025
- Custody of client assets · true to falseSep 6, 2024 to Jan 23, 2025
- Employees · 34 to 33Sep 6, 2024 to Jan 23, 2025
- Private funds · unset to 1Sep 6, 2024 to Jan 23, 2025
- Discretionary RAUM · $8.6B to $9.0BSep 6, 2024 to Jan 23, 2025
- HNW RAUM · $3.3M to $3.9MSep 6, 2024 to Jan 23, 2025
- Individual RAUM · $63.6M to $52.9MSep 6, 2024 to Jan 23, 2025
- Non-discretionary RAUM · $2.7B to $3.3BSep 6, 2024 to Jan 23, 2025
- Pension RAUM · $4.9B to $6.0BSep 6, 2024 to Jan 23, 2025
- Pooled vehicle RAUM · $49.6M to $1.5MSep 6, 2024 to Jan 23, 2025
- RAUM · $11B to $12BSep 6, 2024 to Jan 23, 2025
- Wrap assets (manager) · $820M to $802MSep 6, 2024 to Jan 23, 2025
- Pooled vehicle clients · 4 to 2Apr 2, 2024 to Sep 6, 2024
- Private funds · 2 to unsetApr 2, 2024 to Sep 6, 2024
- Discretionary RAUM · $8.7B to $8.6BApr 2, 2024 to Sep 6, 2024
- Pooled vehicle RAUM · $69.2M to $49.6MApr 2, 2024 to Sep 6, 2024
- RAUM · $11B to $11BApr 2, 2024 to Sep 6, 2024
- Accounts · 435 to 449Jan 12, 2024 to Mar 28, 2024
Signals
16 dated events
- Michael Honer left Chartwell Investment Partners, Llc for Federated Securities Corp. (registered 2025-03-04)Mar 7, 2025 · Advisor changed firm · fact
- Patrick Michael Magee (Chief Operating Officer) no longer on Schedule A of Chartwell Investment Partners, Llc (listed 2024-01-11, absent 2024-01-12)Jan 12, 2024 · Control person left · inference
- Brian James Ward left Chartwell Investment Partners, Llc for Wealthcare Advisory Partners Llc (registered 2024-05-01)Oct 27, 2023 · Advisor changed firm · fact
- Jason Benton Stewart left Chartwell Investment Partners, Llc for Advisors Asset Management, Inc. (registered 2023-04-06)Apr 17, 2023 · Advisor changed firm · fact
- Francis James Getz (Chairman) no longer on Schedule A of Chartwell Investment Partners, Llc (listed 2022-03-29, absent 2022-06-30)Jun 30, 2022 · Control person left · inference
- Scott Brian Fetterolf (Director And Vice-Chairman) no longer on Schedule A of Chartwell Investment Partners, Llc (listed 2022-03-29, absent 2022-06-30)Jun 30, 2022 · Control person left · inference
- Alan Thomas James (Chairman) appeared on Schedule A of Chartwell Investment Partners, LlcJun 30, 2022 · Control person joined · fact
- Christian Eric Wilwant (Director) appeared on Schedule A of Chartwell Investment Partners, LlcJun 30, 2022 · Control person joined · fact
- Lavelle Susan Walzer (Director) appeared on Schedule A of Chartwell Investment Partners, LlcJun 30, 2022 · Control person joined · fact
- Edward Rick Iv (Director) appeared on Schedule A of Chartwell Investment Partners, LlcJun 30, 2022 · Control person joined · fact
- Daniel Robert Kendall (President) appeared on Schedule A of Chartwell Investment Partners, LlcJun 30, 2022 · Control person joined · fact
- Scott Brian Fetterolf (Director And Vice-Chairman) appeared on Schedule A of Chartwell Investment Partners, LlcMar 29, 2022 · Control person joined · fact
- Erik Ranson left Chartwell Investment Partners, Llc for Pnc Capital Advisors Llc (registered 2025-12-18)Jan 14, 2022 · Advisor changed firm · fact
- Patrick Michael Magee (Chief Operating Officer) appeared on Schedule A of Chartwell Investment Partners, LlcSep 30, 2019 · Control person joined · fact
- Chartwell Investment Partners, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)Jul 13, 2015 · Succession (Item 4) · fact
- Chartwell Acquisition, Inc. filed its initial SEC registration (Form ADV)Jan 20, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/chartwell-investment-partnersreportedpublic record, Form ADV, Sep 17, 2026
- Website
- CHARTWELLIP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 610-296-1400reportedpublic record, Form ADV, May 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $13Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026