DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••••• T••••••••• I••••••••• ••••
Asset manager (funds and pooled vehicles)Portola Valley, CaliforniaCRD 110429SEC 801-44806websiteIAPD
Legal name W•••••• I••••••••• A••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 20, 2012 · 28 filings
SEC status approved since Dec 22, 1993
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
35
15 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
9
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$2.0B as of Mar 30, 2026
Mar 20, 2012$914M then
HNW client RAUM$0 as of Mar 30, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 20, 20120 then
Employees (5.A)35 as of Mar 30, 2026
Jan 31, 201313 then
Private funds9 as of Mar 30, 2026
Mar 20, 20125 then
RAUM -1.8% over the last fiscal year-4.4% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $168MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $1.4B, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4B for 12 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W•• F••• X• L•• | Private Equity Fund | $729M | 97 | Mar 30, 2022 |
| V•••••• L•••••• • L•••••• I•• L•• | Private Equity Fund | $598M | 63 | Mar 30, 2018 |
| V•••••• L•••••• • L•••••• V•••• L•• | Private Equity Fund | $250M | 60 | Mar 28, 2016 |
| V•••••• L•••••• • L•••••• V••• L•• | Private Equity Fund | $163M | 62 | Jan 31, 2013 |
| V•••••• L•••••• • L•••••• V•• L•• | Private Equity Fund | $66.6M | 59 | Mar 20, 2012 |
| W•• E••••• O••••••••• F••• I• L••• | Private Equity Fund | $58.5M | 25 | Mar 28, 2016 |
| V•••••• L•••••• • L•••••• V• L•• | Private Equity Fund | $11.6M | 54 | Mar 20, 2012 |
| V•••••• L•••••• • L•••••• I••• L••no longer reported | Private Equity Fund | $4.2M | 123 | Mar 20, 2012 |
| V••• H••••••• I•• L••no longer reported | Other Private Fund | $3.9M | 114 | Mar 20, 2012 |
| V•••••• L•••••• • L•••••• I•• L•• | Private Equity Fund | $2.6M | 52 | Mar 20, 2012 |
Owners and control persons
Schedule A and B, latest filing
- T••••• J••••• S••••••••• · Chief Financial Officer / Chief Compliance Officercontrolsince 07/2021 · owns less than 5%
- W••••• D••••• R••• · Chief Executive Officercontrolsince 01/2011 · owns less than 5%
- W•••••••• M••••••• C•••• · Executive Chairmancontrolsince 06/2015 · owns less than 5%
- R••••• R•••••• · Vice Presidentsince 03/2021 · owns less than 5%
Entity owners
- P•• I••••••••• H••••••• L•• · Shareholderdirect · owns 75% or more
- P•• H••••••• I••• · Shareholderindirect · owns 75% or more of P•• I••••••••• H••••••• L••
- P••• I••• · Shareholderindirect · owns 75% or more of P•• H••••••• I••• · public reporting company
Related persons
Schedule D 7.A
- B•••••••• C•••••• P•••••••investment advisernRAUM $4.2B
- E••••••• C•••••• P•••••••• L••investment adviserpooled vehicle sponsorn
- F••• P••••• C•••••• L••investment adviserpooled vehicle sponsorn
- H••• C•••••• A•••••••• L••investment advisern
- Ridgepost Capital Advisors, LLCinvestment advisernRAUM $288M
- R•• A••••••• 2• L••investment adviserpooled vehicle sponsorn
- R•• A••••••• 3• L••investment adviserpooled vehicle sponsorn
- R•• A•••••••• L••investment adviserpooled vehicle sponsorn
- T••••••••• C•••••• P•••••••• L••investment adviserpooled vehicle sponsorn
- V•••••• L•••••• • L•••••• I• G•• L••pooled vehicle sponsory
- V•• L•••••• L••pooled vehicle sponsory
- W•• E••••• O••••••••• F••• G• I• L••pooled vehicle sponsory
- W•• F••• X• G•• L••pooled vehicle sponsory
- W•• F••• X• G•• L••pooled vehicle sponsory
Advisers that list W•••••• T••••••••• I••••••••• •••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $1.4B to $1.4BMar 25, 2025 to Mar 30, 2026
- Employees · 33 to 35Mar 25, 2025 to Mar 30, 2026
- Other offices · 0 to 1Mar 25, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.1B to $2.0BMar 25, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.4B to $1.4BMar 25, 2025 to Mar 30, 2026
- RAUM · $2.1B to $2.0BMar 25, 2025 to Mar 30, 2026
- Accounts · 10 to 12Mar 28, 2024 to Mar 25, 2025
- Pooled vehicle clients · 8 to 9Mar 28, 2024 to Mar 25, 2025
- Assets in custody · $1.6B to $1.4BMar 28, 2024 to Mar 25, 2025
- Employees · 34 to 33Mar 28, 2024 to Mar 25, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 25, 2025
- Private funds · 8 to 9Mar 28, 2024 to Mar 25, 2025
- Discretionary RAUM · $1.9B to $2.1BMar 28, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $1.1B to $1.4BMar 28, 2024 to Mar 25, 2025
- RAUM · $1.9B to $2.1BMar 28, 2024 to Mar 25, 2025
- Accounts · 11 to 10Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 13 to 15Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $1.8B to $1.6BMar 31, 2023 to Mar 28, 2024
- Employees · 30 to 34Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.3B to $1.9BMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.5B to $1.1BMar 31, 2023 to Mar 28, 2024
- RAUM · $2.3B to $1.9BMar 31, 2023 to Mar 28, 2024
- Advisory employees · 11 to 13Nov 10, 2022 to Mar 31, 2023
- Assets in custody · $1.9B to $1.8BNov 10, 2022 to Mar 31, 2023
- Employees · 31 to 30Nov 10, 2022 to Mar 31, 2023
- Discretionary RAUM · $2.5B to $2.3BNov 10, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.8B to $1.5BNov 10, 2022 to Mar 31, 2023
- RAUM · $2.5B to $2.3BNov 10, 2022 to Mar 31, 2023
- Related adviser · false to trueMar 30, 2022 to Nov 10, 2022
- Accounts · 10 to 11Aug 18, 2021 to Mar 30, 2022
- Advisory employees · 12 to 11Aug 18, 2021 to Mar 30, 2022
- Pooled vehicle clients · 7 to 8Aug 18, 2021 to Mar 30, 2022
- Assets in custody · $1.5B to $1.9BAug 18, 2021 to Mar 30, 2022
- Employees · 26 to 31Aug 18, 2021 to Mar 30, 2022
- Private funds · 7 to 8Aug 18, 2021 to Mar 30, 2022
- Discretionary RAUM · $2.0B to $2.5BAug 18, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $1.3B to $1.8BAug 18, 2021 to Mar 30, 2022
- RAUM · $2.0B to $2.5BAug 18, 2021 to Mar 30, 2022
- Advisory employees · 14 to 12Mar 31, 2020 to Mar 30, 2021
- Assets in custody · $1.2B to $1.5BMar 31, 2020 to Mar 30, 2021
Signals
8 dated events
- Leonard Jay Cohan (Class D Member, Vp, Assistant Secretary) no longer on Schedule A of W•••••• T••••••••• I••••••••• •••• (listed 2022-11-10, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Osio Salvador Gutierrez (Vice Chairman) no longer on Schedule A of W•••••• T••••••••• I••••••••• •••• (listed 2022-03-30, absent 2022-11-10)Nov 10, 2022 · Control person left · inference
- W•••••• T••••••••• I••••••••• •••• reported RAUM $2.5B, up 27% from $2.0B (2021-08-18 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Wayne Ronald Swenson (Class B Member, Chairman) no longer on Schedule A of W•••••• T••••••••• I••••••••• •••• (listed 2021-08-18, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Naomi Judith Bornstein (Chief Financial Officer, Chief Compliance Officer, Secretary) no longer on Schedule A of W•••••• T••••••••• I••••••••• •••• (listed 2021-03-30, absent 2021-08-18)Aug 18, 2021 · Control person left · inference
- David Martin Eng (Cfo/Chief Compliance Officer/Vp/Secretary/Treasurer) no longer on Schedule A of W•••••• T••••••••• I••••••••• •••• (listed 2019-09-19, absent 2020-03-31)Mar 31, 2020 · Control person left · inference
- Naomi Judith Bornstein (Chief Financial Officer, Chief Compliance Officer, Secretary) appeared on Schedule A of W•••••• T••••••••• I••••••••• ••••Mar 31, 2020 · Control person joined · fact
- W•••••• T••••••••• I••••••••• •••• reported RAUM $1.9B, up 40% from $1.3B (2017-03-31 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- W•••••• T••••••••• I••••••••• •••• · Independent Sponsorsshared crd · capital_provider
- W•••••• T••••••••• I••••••••• •••• · Private Equityshared crd · organization
- W•••••• T••••••••• I••••••••• •••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/65982reportedpublic record, Form ADV, Sep 19, 2026
- Website
- W••••••TECH.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 650-234-4300reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026