DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Rcp Advisors, LLC
Latest filing Mar 30, 2026
First filing on the tape Nov 15, 2011 · 29 filings
SEC status approved since Nov 4, 2005
RAUM
$21.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$21.0M as of Mar 30, 2026
Mar 28, 2012$2.4B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 28, 20120 then
Employees (5.A)0 as of Mar 30, 2026
Apr 1, 201327 then
Private funds2 as of Mar 30, 2026
Mar 28, 201214 then
RAUM -19% over the last fiscal year-57% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $5.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.5M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$21.0M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.5M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- David Anderson Cummings to Sterne Agee Asset Management, Inc.Nov 15, 2005 · Other
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Rcp Fund Vii, LP | Private Equity Fund | $195M | 133 | Mar 28, 2012 |
| Rcpdirect, LP | Private Equity Fund | $28.1M | 50 | Mar 28, 2012 |
| The Rcp Graduate Fund II, LPno longer reported | Private Equity Fund | $22.0M | 1 | Mar 28, 2012 |
| The Rcp Graduate Fund III, LPno longer reported | Private Equity Fund | $19.7M | 7 | Mar 28, 2012 |
| Rcp Fund Vi, LP | Private Equity Fund | $6.8M | 133 | Mar 28, 2012 |
| Rcp Secondary Opportunity Fund, LP | Private Equity Fund | $2.1M | 166 | Mar 28, 2012 |
| Rcp Fund IV, LP | Private Equity Fund | $1.8M | 191 | Mar 28, 2012 |
| The Rcp Graduate Fund, LPno longer reported | Private Equity Fund | $0 | 19 | Mar 28, 2012 |
| Rcp Fund III, LPno longer reported | Private Equity Fund | $0 | 238 | Mar 28, 2012 |
| Rcp Fund II, LPno longer reported | Private Equity Fund | $0 | 181 | Mar 28, 2012 |
| Rcp Fund I, LPno longer reported | Private Equity Fund | $0 | 66 | Mar 28, 2012 |
| Rcp Fund V, LP | Private Equity Fund | $0 | 141 | Mar 28, 2012 |
| Rcp Qp-Fund I, LPno longer reported | Private Equity Fund | $0 | 131 | Mar 28, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Israel Alexander Abell · Elected Manager And Vice Presidentcontrolsince 03/2024 · owns less than 5%
- Mershon Nell Blatherwick · Secretary And Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- Patrick Thomas Danis · Elected Managercontrolsince 03/2024 · owns less than 5%
- Keydel Charles Huebner · Elected Manager And Chief Executive Officercontrolsince 03/2024 · owns less than 5%
- Ian Jon Madorsky · Elected Managercontrolsince 03/2024 · owns less than 5%
- Michael David Mc Coy · Elected Managercontrolsince 03/2024 · owns less than 5%
- Rowan Andrew Nelson · Treasurer And Chief Financial Officercontrolsince 03/2024 · owns less than 5%
- Patrick Dennis Lynde · Trusteecontrolsince 06/2012 · owns F of Clia Trust U/A/D 6/12/12
- Patrick Dennis Lynde · Managercontrolsince 06/2012 · owns F of Clia Management, LLC
Entity owners
- Clia Management, LLC · Memberdirect · owns 75% or more
- Clia Trust U/A/D 6/12/12 · Memberindirect · owns 75% or more of Clia Management, LLC
Related persons
Schedule D 7.A
- Bonaccord Capital Partnersinvestment advisernRAUM $4.2B
- Enhanced Capital Partners, LLCinvestment advisernRAUM $786M
- Five Points Capital LLCinvestment advisernRAUM $1.4B
- Hark Capital Advisors, LLCinvestment advisern
- Ridgepost Capital Advisors, LLCinvestment advisernRAUM $288M
- Rcp Advisors 2, LLCinvestment advisernRAUM $18B
- Rcp Advisors 3, LLCinvestment advisern
- Rcp Advisors IV, LLCpooled vehicle sponsory
- Rcp Advisors V, LLCpooled vehicle sponsory
- Rcp Advisors Vi, LLCpooled vehicle sponsory
- Rcp Advisors Vii, LLCpooled vehicle sponsory
- Rcp-Sof, LLCpooled vehicle sponsory
- Rcpdirect Gp, LLCpooled vehicle sponsory
- Truebridge Capital Partnersinvestment advisernRAUM $11B
- Western Technology Investment (Wti)investment advisernRAUM $2.0B
Advisers that list Rcp Advisors, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 10 to 4Feb 12, 2026 to Mar 30, 2026
- Pooled vehicle clients · 10 to 4Feb 12, 2026 to Mar 30, 2026
- Assets in custody · $6.4M to $1.5MFeb 12, 2026 to Mar 30, 2026
- Private funds · 5 to 2Feb 12, 2026 to Mar 30, 2026
- Discretionary RAUM · $25.8M to $21.0MFeb 12, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $25.8M to $21.0MFeb 12, 2026 to Mar 30, 2026
- RAUM · $25.8M to $21.0MFeb 12, 2026 to Mar 30, 2026
- Accounts · 12 to 10Mar 28, 2024 to Apr 30, 2025
- Pooled vehicle clients · 12 to 10Mar 28, 2024 to Apr 30, 2025
- Assets in custody · $215M to $6.4MMar 28, 2024 to Apr 30, 2025
- Financial planning clients · unset to Mar 28, 2024 to Apr 30, 2025
- Private funds · 6 to 5Mar 28, 2024 to Apr 30, 2025
- Discretionary RAUM · $234M to $25.8MMar 28, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $234M to $25.8MMar 28, 2024 to Apr 30, 2025
- RAUM · $234M to $25.8MMar 28, 2024 to Apr 30, 2025
- Assets in custody · $243M to $215MJul 13, 2023 to Mar 28, 2024
- Discretionary RAUM · $263M to $234MJul 13, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $263M to $234MJul 13, 2023 to Mar 28, 2024
- RAUM · $263M to $234MJul 13, 2023 to Mar 28, 2024
- Assets in custody · $353M to $243MMar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $372M to $263MMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $372M to $263MMar 31, 2022 to Mar 30, 2023
- RAUM · $372M to $263MMar 31, 2022 to Mar 30, 2023
- Assets in custody · $438M to $353MSep 29, 2021 to Mar 31, 2022
- Other offices · 1 to 0Sep 29, 2021 to Mar 31, 2022
- Discretionary RAUM · $438M to $372MSep 29, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $438M to $372MSep 29, 2021 to Mar 31, 2022
- RAUM · $438M to $372MSep 29, 2021 to Mar 31, 2022
- Assets in custody · $489M to $438MMar 26, 2020 to Mar 30, 2021
- Discretionary RAUM · $489M to $438MMar 26, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $489M to $438MMar 26, 2020 to Mar 30, 2021
- RAUM · $489M to $438MMar 26, 2020 to Mar 30, 2021
- Assets in custody · $792M to $489MOct 2, 2019 to Mar 26, 2020
- Discretionary RAUM · $792M to $489MOct 2, 2019 to Mar 26, 2020
- Pooled vehicle RAUM · $792M to $489MOct 2, 2019 to Mar 26, 2020
- RAUM · $792M to $489MOct 2, 2019 to Mar 26, 2020
- Assets in custody · $1.0B to $792MFeb 1, 2018 to Mar 29, 2019
- Discretionary RAUM · $1.0B to $792MFeb 1, 2018 to Mar 29, 2019
- Pooled vehicle RAUM · $1.0B to $792MFeb 1, 2018 to Mar 29, 2019
- RAUM · $1.0B to $792MFeb 1, 2018 to Mar 29, 2019
Signals
10 dated events
- Rcp Advisors, Llc reported RAUM $25.8M, down 89% from $234.0M (2024-03-28 to 2025-04-30)Apr 30, 2025 · RAUM change · derived
- Fritz William Souder (Chief Executive Officer Of Registrant) no longer on Schedule A of Rcp Advisors, Llc (listed 2023-07-13, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Patrick Thomas Danis (Elected Manager) appeared on Schedule A of Rcp Advisors, LlcMar 28, 2024 · Control person joined · fact
- Rowan Andrew Nelson (Treasurer And Chief Financial Officer) appeared on Schedule A of Rcp Advisors, LlcMar 28, 2024 · Control person joined · fact
- Ian Jon Madorsky (Elected Manager) appeared on Schedule A of Rcp Advisors, LlcMar 28, 2024 · Control person joined · fact
- Michael David Mc Coy (Elected Manager) appeared on Schedule A of Rcp Advisors, LlcMar 28, 2024 · Control person joined · fact
- Israel Alexander Abell (Elected Manager And Vice President) appeared on Schedule A of Rcp Advisors, LlcMar 28, 2024 · Control person joined · fact
- Rcp Advisors, Llc reported RAUM $262.5M, down 29% from $372.2M (2022-03-31 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Rcp Advisors, Llc reported RAUM $489.2M, down 38% from $791.9M (2019-10-02 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- Rcp Advisors, Llc reported RAUM $1.0B, down 45% from $1.8B (2017-10-23 to 2018-02-01)Feb 1, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- RCP Advisors, LLC · Independent Sponsorsshared crd · capital_provider
- RCP Advisors, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/RCP-ADVISORSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- RCPADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 312-266-7300reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026