DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
E••••••• C•••••• P•••••••• L••
Latest filing May 7, 2026
First filing on the tape Jan 22, 2014 · 23 filings
SEC status approved since Dec 23, 2013
RAUM
$786M
reported, Item 5.F
Discretionary
67%
of RAUM
Private clients
1.3%
$10.4M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
37
12 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
5
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$786M as of May 7, 2026
Mar 31, 2014$323M then
HNW client RAUM$10.4M as of May 7, 2026
Mar 24, 2026$10.4M then
State-registered IARs (5.B.3)0 as of May 7, 2026
Mar 31, 20140 then
Employees (5.A)37 as of May 7, 2026
Mar 31, 201427 then
Private funds5 as of May 7, 2026
Mar 31, 20143 then
RAUM -10% over the last fiscal year+2.9% a year over threeIARs 0 to 0offices 4 to 6
Practice profile
derived from the filing of May 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.2MderivedHNW RAUM over HNW clients
- Average account
- $21.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 67%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- -10%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $516M, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$503M97%
- High-net-worth individuals$10.4M2.0%
- Insurance companies$2.1M0.4%
- State and municipal entities$776,4900.2%
- Individual clients
- n/areported
- HNW clients
- 2reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 37reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $516M for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.64 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E••••••• S•••• B••••••• I••••••••• C••••••• L•no longer reported | Hedge Fund | $92.6M | 30 | Jun 27, 2012 |
| E••••••• S•••• B••••••• I••••••••• C••••••• L• | Hedge Fund | $78.0M | 30 | Mar 25, 2022 |
Owners and control persons
Schedule A and B, latest filing
- D••••• F•• B•••••• · Member, Board Of Directorscontrolsince 12/2020 · owns less than 5%
- F•••••••• C•••• · Member, Board Of Directorscontrolsince 12/2020 · owns less than 5%
- H•••••• D••••• M•••••• · Chief Financial Officer And Chief Compliance Officercontrolsince 06/2020 · owns less than 5%
- K••••••••• M••••••• A••• G••••••• · Chief Executive Officer & President, Member Board Of Directorscontrolsince 12/2013 · owns less than 5%
- M•••••••• S••••• P•••••• · Managing Partnercontrolsince 12/2013 · owns less than 5%
- M••••••••• R••••••• B•••••• · Managing Partnercontrolsince 12/2020 · owns less than 5%
- S•••••• M••• · Managing Partnercontrolsince 12/2020 · owns less than 5%
- S•••••• W••••••• F•••• · Member, Board Of Directorscontrolsince 12/2020 · owns less than 5%
Entity owners
- E••••••• C•••••• H•••••••• I••• · Memberdirect · owns 50% to 75%
- T•••••• E•• H••••••• I••• · Memberdirect · owns 50% to 75%
- E••••••• C•••••• P••••••• E••••••• S•••• O•••••••• T•••• · Ownerindirect · owns 75% or more of E••••••• C•••••• H•••••••• I•••
- P•• H••••••• I••• · Memberindirect · owns 50% to 75% of P•• I••••••••• H••••••• L•• · public reporting company
- P•• I••••••••• H••••••• L•• · Ownerindirect · owns 75% or more of T•••••• E•• H••••••• I•••
- P••• I••• · Ownerindirect · owns 75% or more of P•• H••••••• I••• · public reporting company
- R••••••• T•••• C•••••• · Trusteeindirect · owns F of E••••••• C•••••• P••••••• E••••••• S•••• O•••••••• T••••
Related persons
Schedule D 7.A
- B•••••••• C•••••• P•••••••investment adviserpooled vehicle sponsornRAUM $4.2B
- E••••••• S•••• B••••••• I••••••••• C•••••• G•• L••pooled vehicle sponsory
- E••••••• S•••• B••••••• I••••••••• C•••••• I• G•• L••pooled vehicle sponsorn
- F••• P••••• C•••••• L••investment advisernRAUM $1.4B
- H••• C•••••• A•••••••• L••investment adviserpooled vehicle sponsorn
- Ridgepost Capital Advisors, LLCinvestment advisernRAUM $288M
- R•• A••••••• 2• L••investment advisernRAUM $18B
- R•• A••••••• 3• L••investment advisern
- R•• A•••••••• L••investment advisernRAUM $21.0M
- T••••••••• C•••••• P•••••••• L••investment adviserpooled vehicle sponsorn
- W•••••• T••••••••• I••••••••• ••••investment advisernRAUM $2.0B
Advisers that list E••••••• C•••••• P•••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- St. Louis, MO2 employees
- Bronxville, NY1 employees
- New York, NY1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 24, 2026discretionary share of RAUM moved from 43.0% to 67.0% between the annual amendments of 2025-04-30 and 2026-03-24peers: asset managers, $500M to $1B (784)
- office count surgeChange between filings · filing Mar 24, 2026offices other than the principal office (Item 1.F.5) moved from 4.0 to 6.0 (+50.0%) between the annual amendments of 2025-04-30 and 2026-03-24; the peer median change was 0.0% (40 comparable advisers, 95.0th percentile of changes)peers: asset managers, $500M to $1B (40) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 32 to 37Apr 30, 2025 to Mar 24, 2026
- Advisory employees · 15 to 12Apr 30, 2025 to Mar 24, 2026
- Advisory activities · 3 to 4Apr 30, 2025 to Mar 24, 2026
- HNW clients · unset to 2.0Apr 30, 2025 to Mar 24, 2026
- Pooled vehicle clients · 4 to 5Apr 30, 2025 to Mar 24, 2026
- Assets in custody · $583M to $516MApr 30, 2025 to Mar 24, 2026
- Employees · 38 to 37Apr 30, 2025 to Mar 24, 2026
- Other offices · 4 to 6Apr 30, 2025 to Mar 24, 2026
- Private funds · 4 to 5Apr 30, 2025 to Mar 24, 2026
- Discretionary RAUM · $373M to $526MApr 30, 2025 to Mar 24, 2026
- HNW RAUM · unset to 10435399.0Apr 30, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $502M to $260MApr 30, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $582M to $503MApr 30, 2025 to Mar 24, 2026
- RAUM · $875M to $786MApr 30, 2025 to Mar 24, 2026
- Related broker-dealer · false to trueApr 30, 2025 to Mar 24, 2026
- Accounts · 31 to 32Mar 21, 2024 to Apr 30, 2025
- Advisory employees · 14 to 15Mar 21, 2024 to Apr 30, 2025
- Corporate clients · 1.0 to unsetMar 21, 2024 to Apr 30, 2025
- Pooled vehicle clients · 3 to 4Mar 21, 2024 to Apr 30, 2025
- Assets in custody · $495M to $583MMar 21, 2024 to Apr 30, 2025
- Employees · 36 to 38Mar 21, 2024 to Apr 30, 2025
- Financial planning clients · unset to Mar 21, 2024 to Apr 30, 2025
- Other offices · 3 to 4Mar 21, 2024 to Apr 30, 2025
- Private funds · 1 to 4Mar 21, 2024 to Apr 30, 2025
- Discretionary RAUM · $331M to $373MMar 21, 2024 to Apr 30, 2025
- Non-discretionary RAUM · $638M to $502MMar 21, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $101M to $582MMar 21, 2024 to Apr 30, 2025
- RAUM · $969M to $875MMar 21, 2024 to Apr 30, 2025
- Accounts · 27 to 31Mar 30, 2023 to Mar 21, 2024
- Advisory employees · 15 to 14Mar 30, 2023 to Mar 21, 2024
- Pooled vehicle clients · 2 to 3Mar 30, 2023 to Mar 21, 2024
- Assets in custody · $77.6M to $495MMar 30, 2023 to Mar 21, 2024
- Employees · 35 to 36Mar 30, 2023 to Mar 21, 2024
- Other offices · 2 to 3Mar 30, 2023 to Mar 21, 2024
- Discretionary RAUM · $329M to $331MMar 30, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $393M to $638MMar 30, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $77.3M to $101MMar 30, 2023 to Mar 21, 2024
- RAUM · $722M to $969MMar 30, 2023 to Mar 21, 2024
- Accounts · 29 to 27Mar 25, 2022 to Mar 30, 2023
- Advisory employees · 9 to 15Mar 25, 2022 to Mar 30, 2023
Signals
23 dated events
- E••••••• C•••••• P•••••••• L•• reported RAUM $969.1M, up 34% from $722.1M (2023-03-30 to 2024-03-21)Mar 21, 2024 · RAUM change · derived
- Bullard Richard Montgomery (Managing Partner) appeared on Schedule A of E••••••• C•••••• P•••••••• L••Mar 30, 2023 · Control person joined · fact
- E••••••• C•••••• P•••••••• L•• reported RAUM $722.1M, up 66% from $434.1M (2022-03-25 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- M••• S••••• (Managing Partner) appeared on Schedule A of E••••••• C•••••• P•••••••• L••Mar 30, 2023 · Control person joined · fact
- Mitchell Andrew Paul (Member, Board Of Directors) no longer on Schedule A of E••••••• C•••••• P•••••••• L•• (listed 2020-12-09, absent 2021-02-12)Feb 12, 2021 · Control person left · inference
- Fiorenza Nicole Antoon (Chief Compliance Officer And Counsel) no longer on Schedule A of E••••••• C•••••• P•••••••• L•• (listed 2020-12-09, absent 2021-02-12)Feb 12, 2021 · Control person left · inference
- Jonathan Scott Bronner (Member, Board Of Directors) no longer on Schedule A of E••••••• C•••••• P•••••••• L•• (listed 2020-12-09, absent 2021-02-12)Feb 12, 2021 · Control person left · inference
- Robert James Matthews (Member, Board Of Directors) no longer on Schedule A of E••••••• C•••••• P•••••••• L•• (listed 2020-12-09, absent 2021-02-12)Feb 12, 2021 · Control person left · inference
- Dawson James Carey (Managing Member) no longer on Schedule A of E••••••• C•••••• P•••••••• L•• (listed 2020-12-09, absent 2021-02-12)Feb 12, 2021 · Control person left · inference
- Jay D•••• Wermuth (Managing Member) no longer on Schedule A of E••••••• C•••••• P•••••••• L•• (listed 2020-12-09, absent 2021-02-12)Feb 12, 2021 · Control person left · inference
- D•••• Nicolas Zerbib (Managing Member) no longer on Schedule A of E••••••• C•••••• P•••••••• L•• (listed 2020-12-09, absent 2021-02-12)Feb 12, 2021 · Control person left · inference
- Arthur Charles D•••• (Managing Member) no longer on Schedule A of E••••••• C•••••• P•••••••• L•• (listed 2020-12-09, absent 2021-02-12)Feb 12, 2021 · Control person left · inference
- Fritz William Souder (Member, Board Of Directors) appeared on Schedule A of E••••••• C•••••• P•••••••• L••Feb 12, 2021 · Control person joined · fact
- C•••• F••••••• (Member, Board Of Directors) appeared on Schedule A of E••••••• C•••••• P•••••••• L••Feb 12, 2021 · Control person joined · fact
- B•••••• F. D•••• (Member, Board Of Directors) appeared on Schedule A of E••••••• C•••••• P•••••••• L••Feb 12, 2021 · Control person joined · fact
- M•••••• D•••• H••••• (Chief Financial Officer) appeared on Schedule A of E••••••• C•••••• P•••••••• L••Aug 20, 2020 · Control person joined · fact
- C Dennis Bottorff (Manager/Authorized Officer And Member Of Board Of Managers, Council & Enhanced Tennessee Manager, Llc (Relying Adviser)) no longer on Schedule A of E••••••• C•••••• P•••••••• L•• (listed 2019-03-30, absent 2019-07-05)Jul 5, 2019 · Control person left · inference
- Herron Katie Gambill (Member Of Board Of Managers, Council & Enhanced Tennessee Manager, Llc (Relying Adviser)) no longer on Schedule A of E••••••• C•••••• P•••••••• L•• (listed 2019-03-30, absent 2019-07-05)Jul 5, 2019 · Control person left · inference
- Andrew Douglas Cruikshank (Member, Hark Capital Management I, Llc (Relying Adviser)) no longer on Schedule A of E••••••• C•••••• P•••••••• L•• (listed 2018-03-30, absent 2019-03-30)Mar 30, 2019 · Control person left · inference
- E••••••• C•••••• P•••••••• L•• reported RAUM $370.0M, down 50% from $745.3M (2018-03-30 to 2019-03-30)Mar 30, 2019 · RAUM change · derived
- E••••••• C•••••• P•••••••• L•• reported RAUM $745.3M, up 53% from $488.5M (2017-03-30 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- E••••••• C•••••• P•••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 22, 2014 · Succession (Item 4) · fact
- E••••••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jan 22, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- E••••••• C•••••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/enhanced-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- E•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 504-569-7900reportedpublic record, Form ADV, May 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026