DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Capital International, Inc.
Latest filing May 29, 2026
First filing on the tape Dec 22, 2011 · 42 filings
SEC status approved since May 20, 1988
RAUM
$52B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
263
46 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
3
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$52B as of May 29, 2026
Sep 28, 2012$30B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 29, 2026
Sep 28, 20120 then
Employees (5.A)263 as of May 29, 2026
Sep 27, 201398 then
Private funds3 as of May 29, 2026
Sep 28, 20125 then
RAUM +23% over the last fiscal year-7.0% a year over threeIARs 0 to 0offices 5 to 4
Practice profile
derived from the filing of May 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $440MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 46%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $431M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$15B29%
- Pension and profit-sharing plans$14B27%
- Investment companies$6.6B13%
- Corporations and businesses$6.3B12%
- State and municipal entities$4.5B8.7%
- Sovereign wealth funds$3.6B6.9%
- Insurance companies$1.1B2.2%
- Charitable organizations$529M1.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 49reported
- Charitable clients
- 1reported
- Accounts
- 118reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $431M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.42 institutional_share=0.46 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
18 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Emerging Markets Equity Fundno longer reported | Other Private Fund | $2.1B | 1 | Sep 27, 2013 |
| Capital Group International Equity Common Trust (US)no longer reported | Other Private Fund | $1.2B | 15 | Mar 30, 2012 |
| Capital Group Emerging Markets Restricted Equity Common Trust (US)no longer reported | Other Private Fund | $670M | 3 | Mar 30, 2012 |
| Capital International Private Equity Fund Vi, L.P. | Private Equity Fund | $402M | 100 | Mar 30, 2012 |
| Capital International Private Equity Fund V, L.P. | Private Equity Fund | $346M | 132 | Mar 30, 2012 |
| Capital Group Global Equity Common Trust (US)no longer reported | Other Private Fund | $233M | 4 | Mar 30, 2012 |
| Capital Group US Core Fixed-Income Common Trust (US)no longer reported | Other Private Fund | $111M | 7 | Mar 30, 2012 |
| Cipef East Town Coinvestment Fund, L.P. | Private Equity Fund | $34.6M | 1 | Sep 29, 2014 |
| Capital Group US Equity Common Trust (US)no longer reported | Other Private Fund | $32.1M | 2 | Mar 30, 2012 |
| Capital International Global Emerging Markets Private Equity Fund , L.P.no longer reported | Private Equity Fund | $7.9M | 26 | Mar 30, 2012 |
| Cipef Etw Coinvestment Fund, L.P. | Private Equity Fund | $1.4M | 5 | Sep 27, 2013 |
| Yorktown Capital, L.P.no longer reported | Private Equity Fund | $1.1M | 36 | Sep 28, 2017 |
| Ellis Capital, L.P.no longer reported | Private Equity Fund | $1.1M | 22 | Sep 28, 2017 |
| Sierra Capital, L.P.no longer reported | Private Equity Fund | $1.1M | 44 | Sep 28, 2017 |
| Cipef Constellation Coinvestment Fund, L.P.no longer reported | Private Equity Fund | $185,696 | 8 | Mar 30, 2012 |
| Cipef Constellation Coinvestment Fund II, L.P. | Private Equity Fund | $0 | 1 | Sep 28, 2020 |
| Laguna Saturn Fund, L.P. | Private Equity Fund | $0 | 1 | Sep 28, 2016 |
| Capital International Private Equity Fund IV, L.P.no longer reported | Private Equity Fund | $0 | 46 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Ai Chun Chua · Director, Senior Vice President & Senior Counselcontrolsince 08/2021 · owns less than 5%
- Joseph Thomas Condon · Treasurercontrolsince 03/2019 · owns less than 5%
- David Victor Kohn · Director, Presidentcontrolsince 04/1997 · owns less than 5%
- Whitney Robert Lovelace · Director And Chaircontrolsince 09/2023 · owns less than 5%
- Zarifeh Sahar Naseem Nixon · Vice President, Chief Compliance Officercontrolsince 06/2024 · owns less than 5%
- Thelma Manotok Maria Pathria · Director, Vice Chair, Senior Vice President & Senior Counselcontrolsince 03/2019 · owns less than 5%
- Thomas Steven Watson · Directorcontrolsince 09/2019 · owns less than 5%
Entity owners
- Capital Group International, Inc. · Shareholderdirect · owns 75% or more
- Capital Research And Management Company · Shareholderindirect · owns 75% or more of Capital Group International, Inc.
- The Capital Group Companies, Inc. · Shareholderindirect · owns 75% or more of Capital Research And Management Company
Related persons
Schedule D 7.A
- Capital Bank And Trust Companyinvestment adviserbankpooled vehicle sponsornRAUM $139B
- Capital Client Group, Inc.broker-dealerinvestment adviserreal estaten
- Capital Group Investment Management Limitedbankpooled vehicle sponsory
- Capital Group Investment Management Pte. Ltd.investment advisern
- Capital Group Private Client Services, Inc.investment adviserbanknRAUM $43B
- Capital Group Uk Management Company Limitedinvestment adviserbankpooled vehicle sponsorn
- Capital Guardian (Canada), Inc.investment advisery
- Capital International Asset Management (Canada), Inc.investment adviserpooled vehicle sponsory
- Capital International Investments V, LLCpooled vehicle sponsory
- Capital International Investments Vi, Ltd.pooled vehicle sponsory
- Capital International K.K.investment advisern
- Capital International Limitedinvestment advisern
- Capital International Management Company Sarlinvestment adviserbankpooled vehicle sponsorn
- Capital International Sarlinvestment advisern
- Capital Research And Management Companyinvestment adviserbankyRAUM $3754B
- Capital Research Companyinvestment advisern
Advisers that list Capital International, Inc. as a related person
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom42 employees
- N/A, Hong Kong34 employees
- Tokyo, Japan6 employees
- Sydney Nsw, Australia1 employees
What changed
consecutive filings, newest first
- Accounts · 138 to 118Jul 1, 2025 to Sep 26, 2025
- Advisory employees · 85 to 46Jul 1, 2025 to Sep 26, 2025
- Pension plan clients · 53 to 49Jul 1, 2025 to Sep 26, 2025
- Pooled vehicle clients · 34 to 28Jul 1, 2025 to Sep 26, 2025
- Assets in custody · $807M to $431MJul 1, 2025 to Sep 26, 2025
- Employees · 251 to 263Jul 1, 2025 to Sep 26, 2025
- Private funds · 6 to 3Jul 1, 2025 to Sep 26, 2025
- Discretionary RAUM · $46B to $52BJul 1, 2025 to Sep 26, 2025
- Pension RAUM · $13B to $14BJul 1, 2025 to Sep 26, 2025
- Pooled vehicle RAUM · $13B to $15BJul 1, 2025 to Sep 26, 2025
- RAUM · $46B to $52BJul 1, 2025 to Sep 26, 2025
- Financial planning clients · unset to May 6, 2025 to Jul 1, 2025
- Assets in custody · $1.6B to $807MSep 27, 2024 to Oct 24, 2024
- Discretionary RAUM · $47B to $46BSep 27, 2024 to Oct 24, 2024
- Pooled vehicle RAUM · $14B to $13BSep 27, 2024 to Oct 24, 2024
- RAUM · $47B to $46BSep 27, 2024 to Oct 24, 2024
- Accounts · 135 to 138Jun 7, 2024 to Sep 27, 2024
- Advisory employees · 84 to 85Jun 7, 2024 to Sep 27, 2024
- Charity clients · 2 to 1Jun 7, 2024 to Sep 27, 2024
- Corporate clients · 4 to 5Jun 7, 2024 to Sep 27, 2024
- Pension plan clients · 50 to 53Jun 7, 2024 to Sep 27, 2024
- Pooled vehicle clients · 33 to 34Jun 7, 2024 to Sep 27, 2024
- Assets in custody · $1.6B to $1.6BJun 7, 2024 to Sep 27, 2024
- Employees · 235 to 251Jun 7, 2024 to Sep 27, 2024
- Other offices · 5 to 4Jun 7, 2024 to Sep 27, 2024
- Discretionary RAUM · $42B to $47BJun 7, 2024 to Sep 27, 2024
- Pension RAUM · $13B to $13BJun 7, 2024 to Sep 27, 2024
- Pooled vehicle RAUM · $13B to $14BJun 7, 2024 to Sep 27, 2024
- RAUM · $42B to $47BJun 7, 2024 to Sep 27, 2024
- Accounts · 157 to 135Jan 26, 2023 to Sep 28, 2023
- Advisory employees · 76 to 84Jan 26, 2023 to Sep 28, 2023
- Corporate clients · 11 to 4Jan 26, 2023 to Sep 28, 2023
- Pension plan clients · 48 to 50Jan 26, 2023 to Sep 28, 2023
- Pooled vehicle clients · 44 to 33Jan 26, 2023 to Sep 28, 2023
- Assets in custody · $2.4B to $1.6BJan 26, 2023 to Sep 28, 2023
- Employees · 218 to 235Jan 26, 2023 to Sep 28, 2023
- Private funds · 9 to 6Jan 26, 2023 to Sep 28, 2023
- Discretionary RAUM · $46B to $42BJan 26, 2023 to Sep 28, 2023
- Pension RAUM · $13B to $13BJan 26, 2023 to Sep 28, 2023
- Pooled vehicle RAUM · $14B to $13BJan 26, 2023 to Sep 28, 2023
Signals
19 dated events
- Zarifeh Sahar Naseem Nixon (Vice President, Chief Compliance Officer) appeared on Schedule A of Capital International, Inc.Jun 7, 2024 · Control person joined · fact
- Yungtai Herbert Poon (Chief Compliance Officer) no longer on Schedule A of Capital International, Inc. (listed 2024-03-01, absent 2024-06-07)Jun 7, 2024 · Control person left · inference
- Moran Jessica Zerges (Vice President, Chief Compliance Officer & Secretary) no longer on Schedule A of Capital International, Inc. (listed 2023-09-28, absent 2023-12-06)Dec 6, 2023 · Control person left · inference
- Yungtai Herbert Poon (Chief Compliance Officer) appeared on Schedule A of Capital International, Inc.Dec 6, 2023 · Control person joined · fact
- Whitney Robert Lovelace (Director And Chair) appeared on Schedule A of Capital International, Inc.Sep 28, 2023 · Control person joined · fact
- Capital International, Inc. reported RAUM $46.2B, down 29% from $64.6B (2022-07-12 to 2022-09-28)Sep 28, 2022 · RAUM change · derived
- Edward Mark Brubaker (Director, Senior Vice President & Senior Counsel) no longer on Schedule A of Capital International, Inc. (listed 2022-05-23, absent 2022-07-12)Jul 12, 2022 · Control person left · inference
- Capital International, Inc. reported RAUM $64.6B, up 29% from $50.3B (2021-08-27 to 2021-09-28)Sep 28, 2021 · RAUM change · derived
- Ai Chun Chua (Director, Senior Vice President & Senior Counsel) appeared on Schedule A of Capital International, Inc.Aug 27, 2021 · Control person joined · fact
- Bradley Shaw Wagener (Director/Chairman) no longer on Schedule A of Capital International, Inc. (listed 2020-01-23, absent 2020-06-30)Jun 30, 2020 · Control person left · inference
- Moran Jessica Zerges (Chief Compliance Officer) appeared on Schedule A of Capital International, Inc.Jan 23, 2020 · Control person joined · fact
- Marie Jane Scofield (Chief Compliance Officer) no longer on Schedule A of Capital International, Inc. (listed 2019-11-20, absent 2020-01-23)Jan 23, 2020 · Control person left · inference
- Capital International, Inc. reported RAUM $48.2B, up 369% from $10.3B (2019-06-19 to 2019-09-09)Sep 9, 2019 · RAUM change · derived
- Thomas Steven Watson (Director) appeared on Schedule A of Capital International, Inc.Sep 9, 2019 · Control person joined · fact
- Charles Peter Kelly (Director/Sr. Vice President/Sr. Counsel) no longer on Schedule A of Capital International, Inc. (listed 2019-03-07, absent 2019-06-19)Jun 19, 2019 · Control person left · inference
- Edward Mark Brubaker (Director, Senior Vice President & Senior Counsel) appeared on Schedule A of Capital International, Inc.Jun 19, 2019 · Control person joined · fact
- Thelma Maria Manotok Pathria (Director) appeared on Schedule A of Capital International, Inc.Mar 7, 2019 · Control person joined · fact
- Joseph Thomas Condon (Treasurer) appeared on Schedule A of Capital International, Inc.Mar 7, 2019 · Control person joined · fact
- Anthony Michael Felix (Director/Sr. Vice President/Treasurer) no longer on Schedule A of Capital International, Inc. (listed 2019-01-18, absent 2019-03-07)Mar 7, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Capital International, Inc. · Independent Sponsorsshared crd · capital_provider
- Capital International, Inc. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/capital-groupreportedpublic record, Form ADV, Sep 17, 2026
- Website
- capitalgroup.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 213-486-9200reportedpublic record, Form ADV, May 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026