DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Capital Research And Management Company
Latest filing Jul 6, 2026
First filing on the tape Dec 20, 2011 · 63 filings
SEC status approved since Dec 6, 1971
RAUM
$3754B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.6%
$24B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1,417
393 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
63 filings and snapshots on the tape
RAUM$3754B as of Jul 6, 2026
Sep 28, 2012$1044B then
HNW client RAUM$12B as of Jul 6, 2026
Sep 27, 2024$11B then
State-registered IARs (5.B.3)0 as of Jul 6, 2026
Sep 28, 20120 then
Employees (5.A)1,417 as of Jul 6, 2026
Sep 17, 2013338 then
Private funds32 as of Sep 28, 2022
Sep 28, 20123 then
RAUM +13% over the last fiscal year+11% a year over threeIARs 0 to 0offices 5 to 4
Practice profile
derived from the filing of Jul 6, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.9MderivedHNW RAUM over HNW clients
- Average account
- $164MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.6%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client securities (9.A.1.b)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$3511B94%
- Pooled investment vehicles$199B5.3%
- Individuals$13B0.3%
- High-net-worth individuals$12B0.3%
- Corporations and businesses$2.8B0.1%
- Sovereign wealth funds$1.6B0.0%
- Charitable organizations$1.6B0.0%
- Pension and profit-sharing plans$32.6M0.0%
- Individual clients
- 20,458reported
- HNW clients
- 1,696reported
- Pension plan clients
- 9reported
- Charitable clients
- 145reported
- Accounts
- 22,833reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $25B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.01 fund_share=0.99 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
35 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Capital Group New Perspective Fund (Lux)no longer reported | Other Private Fund | $13B | 839 | Sep 28, 2016 |
| Capital Group Global Allocation Fund (Lux)no longer reported | Other Private Fund | $1.5B | 267 | Sep 29, 2014 |
| Capital Group Global High Income Opportunities (Lux)no longer reported | Other Private Fund | $1.4B | 398 | Sep 28, 2016 |
| Capital Group Euro Bond Fund (Lux)no longer reported | Other Private Fund | $1.1B | 99 | Sep 28, 2016 |
| Capital Group Global Bond Fund (Lux)no longer reported | Other Private Fund | $1.0B | 94 | Sep 28, 2016 |
| Capital Group Emerging Markets Local Currency Debt Fund (Lux)no longer reported | Other Private Fund | $954M | 90 | Sep 28, 2016 |
| Capital Group Global Equity Fund (Lux)no longer reported | Other Private Fund | $821M | 430 | Sep 28, 2016 |
| Capital Group Emerging Markets Debt Fund (Lux)no longer reported | Other Private Fund | $821M | 46 | Sep 28, 2016 |
| Capital Group Emerging Markets Total Opportunities (Lux)no longer reported | Other Private Fund | $708M | 198 | Sep 28, 2016 |
| Capital Group Global Intermediate Bond Fund (Lux)no longer reported | Other Private Fund | $663M | 16 | Sep 28, 2017 |
| Capital Group US Growth And Income Fund (Lux)no longer reported | Other Private Fund | $466M | 217 | Mar 29, 2012 |
| Capital Group New Economy Fund (Lux)no longer reported | Other Private Fund | $441M | 153 | Sep 28, 2020 |
| Capital Group New World Fund (Lux)no longer reported | Other Private Fund | $416M | 280 | Sep 28, 2017 |
| Capital Group Global Screened Allocation Fund (Lux)no longer reported | Other Private Fund | $411M | 1 | Sep 28, 2022 |
| Capital Group Capital Income Builder (Lux)no longer reported | Other Private Fund | $393M | 123 | Sep 27, 2019 |
| Capital Group World Dividend Growers (Lux)no longer reported | Other Private Fund | $361M | 67 | Sep 28, 2016 |
| Capital Group Investment Company Of America (Lux)no longer reported | Other Private Fund | $359M | 214 | Sep 28, 2016 |
| Capital Group Global Corporate Bond Fund (Lux)no longer reported | Other Private Fund | $296M | 60 | Sep 28, 2018 |
| Capital Group World Growth And Income (Lux)no longer reported | Other Private Fund | $266M | 176 | Mar 29, 2012 |
| Capital Group American Balanced Fund (Lux)no longer reported | Other Private Fund | $156M | 32 | Sep 28, 2022 |
| Capital Group European Growth And Income Fund (Lux)no longer reported | Other Private Fund | $155M | 236 | Mar 29, 2012 |
| Capital Group Global Absolute Income Grower (Lux)no longer reported | Other Private Fund | $144M | 50 | Sep 28, 2016 |
| Capital Group Amcap Fund (Lux)no longer reported | Other Private Fund | $118M | 76 | Sep 28, 2017 |
| Capital Group Global Total Return Bond Fund (Lux)no longer reported | Other Private Fund | $100M | 27 | Sep 28, 2021 |
| Capital Group US Corporate Bond Fund (Lux)no longer reported | Other Private Fund | $94.5M | 61 | Sep 28, 2017 |
| Capital Group Japan Equity Fund (Lux)no longer reported | Other Private Fund | $90.6M | 136 | Sep 28, 2016 |
| Capital Group Euro Corporate Bond Fund (Lux)no longer reported | Other Private Fund | $56.3M | 30 | Sep 28, 2016 |
| Capital Group US High Yield Fund (Lux)no longer reported | Other Private Fund | $54.5M | 15 | Sep 28, 2018 |
| Capital Group European Opportunities (Lux)no longer reported | Other Private Fund | $44.0M | 30 | Sep 28, 2021 |
| Capital Group Asian Horizon Fund (Lux)no longer reported | Other Private Fund | $43.7M | 56 | Sep 28, 2021 |
| Capital Group Asia Pacific Ex-Japan Equity Fund (Lux)no longer reported | Other Private Fund | $25.7M | 57 | Sep 28, 2016 |
| Capital Group Eur Balanced Growth And Income Portfolio (Lux)no longer reported | Other Private Fund | $7.5M | 5 | Sep 28, 2021 |
| Capital Group Eur Moderate Global Growth Portfolio (Lux)no longer reported | Other Private Fund | $6.6M | 4 | Sep 28, 2021 |
| Capital Group Eur Conservative Income And Growth Portfolio (Lux)no longer reported | Other Private Fund | $5.2M | 2 | Sep 28, 2021 |
| Capital Group Eur Conservative Income Portfolio (Lux)no longer reported | Other Private Fund | $4.8M | 2 | Sep 28, 2021 |
Owners and control persons
Schedule A and B, latest filing
- Thomas Matthew Antle · Directorcontrolsince 12/2024 · owns less than 5%
- Marie Canise Arredondo · Director, Senior Vice President & Chief Financial Officercontrolsince 11/2019 · owns less than 5%
- Michelle Jennifer Buchheim · Director, Treasurercontrolsince 12/2024 · owns less than 5%
- Rodney Walter Burkley · Directorcontrolsince 11/2019 · owns less than 5%
- Catherine Holly Framsted · Directorcontrolsince 11/2023 · owns less than 5%
- Elizabeth Cheryl Frank · Directorcontrolsince 12/2024 · owns less than 5%
- Craig Michael Gitlin · Director And Vice Chairmancontrolsince 03/2019 · owns less than 5%
- Taylor Matthew Hinshaw · Directorcontrolsince 12/2024 · owns less than 5%
- Fowler Joanna Jonsson · Director, Vice Chair & Presidentcontrolsince 08/2020 · owns less than 5%
- Michael Carl Kawaja · Director And Vice Chaircontrolsince 03/2019 · owns less than 5%
- David Steven Lotwin · Directorcontrolsince 11/2022 · owns less than 5%
- Zarifeh Sahar Naseem Nixon · Chief Compliance Officercontrolsince 06/2024 · owns less than 5%
- Philip Matthew O'Connor · Directorcontrolsince 09/2015 · owns less than 5%
- Kumar Rajesh Paramaguru · Directorcontrolsince 12/2024 · owns less than 5%
- Alan Keith Piken · Directorcontrolsince 12/2024 · owns less than 5%
- Richard Ryan Rue · Directorcontrolsince 12/2024 · owns less than 5%
- Barnett Andrew Suzman · Director And Chaircontrolsince 12/2024 · owns less than 5%
- James Michael Triessl · Directorcontrolsince 03/2019 · owns less than 5%
- Harden William Waesche · Director, Senior Vice President & Chief Operating Officer - Investment Groupcontrolsince 11/2020 · owns less than 5%
- Lloyd Richard White · Directorcontrolsince 12/2024 · owns less than 5%
- Marta Zarraga-Urquijo · Directorcontrolsince 11/2021 · owns less than 5%
Entity owners
- The Capital Group Companies, Inc. · Stockholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- Capital Bank And Trust Companyinvestment adviserbankpooled vehicle sponsornRAUM $139B
- Capital Client Group, Inc.broker-dealerinvestment adviserreal estatey
- Capital Group Investment Management Limitedbankpooled vehicle sponsory
- Capital Group Investment Management Pte. Ltd.investment advisern
- Capital Group Private Client Services, Inc.investment adviserbankyRAUM $43B
- Capital Group Uk Management Company Limitedinvestment adviserbankpooled vehicle sponsorn
- Capital Guardian (Canada), Inc.investment advisery
- Capital International Asset Management (Canada), Inc.investment adviserpooled vehicle sponsory
- Capital International K.K.investment advisery
- Capital International Limitedinvestment advisery
- Capital International Management Company Sarlinvestment adviserbankpooled vehicle sponsorn
- Capital International Sarlinvestment advisery
- Capital International, Inc.investment adviserbankpooled vehicle sponsoryRAUM $52B
- Capital Research Companyinvestment advisery
Advisers that list Capital Research And Management Company as a related person
Offices
Schedule D 1.F, the 25 largest
- Los Angeles, CA96 employees
- New York, NY76 employees
- San Francisco, CA74 employees
- Washington, DC2 employees
- Irvine, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 22,262 to 22,833Jan 24, 2025 to Sep 26, 2025
- Advisory employees · 372 to 393Jan 24, 2025 to Sep 26, 2025
- BD registered reps · 3 to 0Jan 24, 2025 to Sep 26, 2025
- Charity clients · 150 to 145Jan 24, 2025 to Sep 26, 2025
- Corporate clients · 311 to 296Jan 24, 2025 to Sep 26, 2025
- HNW clients · 1,753 to 1,696Jan 24, 2025 to Sep 26, 2025
- Individual clients · 19,838 to 20,458Jan 24, 2025 to Sep 26, 2025
- Pension plan clients · 6 to 9Jan 24, 2025 to Sep 26, 2025
- Pooled vehicle clients · 54 to 66Jan 24, 2025 to Sep 26, 2025
- Employees · 1,384 to 1,417Jan 24, 2025 to Sep 26, 2025
- Other offices · 5 to 4Jan 24, 2025 to Sep 26, 2025
- Discretionary RAUM · $3315B to $3754BJan 24, 2025 to Sep 26, 2025
- HNW RAUM · $11B to $12BJan 24, 2025 to Sep 26, 2025
- Individual RAUM · $11B to $13BJan 24, 2025 to Sep 26, 2025
- Pension RAUM · $34.1M to $32.6MJan 24, 2025 to Sep 26, 2025
- Pooled vehicle RAUM · $114B to $199BJan 24, 2025 to Sep 26, 2025
- RAUM · $3315B to $3754BJan 24, 2025 to Sep 26, 2025
- Wrap assets (manager) · $21B to $25BJan 24, 2025 to Sep 26, 2025
- Financial planning clients · unset to Dec 10, 2024 to Jan 24, 2025
- Accounts · 18,358 to 22,262Jun 7, 2024 to Sep 27, 2024
- Advisory employees · 362 to 372Jun 7, 2024 to Sep 27, 2024
- Charity clients · unset to 150.0Jun 7, 2024 to Sep 27, 2024
- Corporate clients · 129 to 311Jun 7, 2024 to Sep 27, 2024
- HNW clients · unset to 1753.0Jun 7, 2024 to Sep 27, 2024
- Individual clients · 18,046 to 19,838Jun 7, 2024 to Sep 27, 2024
- Pension plan clients · unset to 6.0Jun 7, 2024 to Sep 27, 2024
- Pooled vehicle clients · 49 to 54Jun 7, 2024 to Sep 27, 2024
- Assets in custody · unset to 0.0Jun 7, 2024 to Sep 27, 2024
- Employees · 1,331 to 1,384Jun 7, 2024 to Sep 27, 2024
- Discretionary RAUM · $2937B to $3315BJun 7, 2024 to Sep 27, 2024
- HNW RAUM · unset to 11402413242.0Jun 7, 2024 to Sep 27, 2024
- Individual RAUM · $8.9B to $11BJun 7, 2024 to Sep 27, 2024
- Pension RAUM · unset to 34084328.0Jun 7, 2024 to Sep 27, 2024
- Pooled vehicle RAUM · $78B to $114BJun 7, 2024 to Sep 27, 2024
- RAUM · $2937B to $3315BJun 7, 2024 to Sep 27, 2024
- Wrap assets (manager) · $16B to $21BJun 7, 2024 to Sep 27, 2024
- Accounts · 16,876 to 18,358Feb 21, 2023 to Sep 28, 2023
- Advisory employees · 348 to 362Feb 21, 2023 to Sep 28, 2023
- Corporate clients · 111 to 129Feb 21, 2023 to Sep 28, 2023
- Individual clients · 16,590 to 18,046Feb 21, 2023 to Sep 28, 2023
Signals
60 dated events
- Marie Heather Lord (Director) no longer on Schedule A of Capital Research And Management Company (listed 2024-09-27, absent 2024-12-10)Dec 10, 2024 · Control person left · inference
- Kumar Rajesh Paramaguru (Director) appeared on Schedule A of Capital Research And Management CompanyDec 10, 2024 · Control person joined · fact
- Taylor Matthew Hinshaw (Director) appeared on Schedule A of Capital Research And Management CompanyDec 10, 2024 · Control person joined · fact
- Elizabeth Cheryl Frank (Director) appeared on Schedule A of Capital Research And Management CompanyDec 10, 2024 · Control person joined · fact
- Thomas Matthew Antle (Director) appeared on Schedule A of Capital Research And Management CompanyDec 10, 2024 · Control person joined · fact
- Michelle Jennifer Buchheim (Director, Treasurer) appeared on Schedule A of Capital Research And Management CompanyDec 10, 2024 · Control person joined · fact
- Barnett Andrew Suzman (Director And Chair) appeared on Schedule A of Capital Research And Management CompanyDec 10, 2024 · Control person joined · fact
- Kym-Son Wesley Phoa (Director) no longer on Schedule A of Capital Research And Management Company (listed 2024-09-27, absent 2024-12-10)Dec 10, 2024 · Control person left · inference
- N Julian Abdey (Director) no longer on Schedule A of Capital Research And Management Company (listed 2024-09-27, absent 2024-12-10)Dec 10, 2024 · Control person left · inference
- Michael Andrei Muresianu (Director) no longer on Schedule A of Capital Research And Management Company (listed 2024-09-27, absent 2024-12-10)Dec 10, 2024 · Control person left · inference
- Erwin Charles Ellwein (Director) no longer on Schedule A of Capital Research And Management Company (listed 2024-09-27, absent 2024-12-10)Dec 10, 2024 · Control person left · inference
- Carmelo Spinella (Director, Treasurer) no longer on Schedule A of Capital Research And Management Company (listed 2024-09-27, absent 2024-12-10)Dec 10, 2024 · Control person left · inference
- Pramod Atluri (Director) no longer on Schedule A of Capital Research And Management Company (listed 2024-09-27, absent 2024-12-10)Dec 10, 2024 · Control person left · inference
- Lynn Maddi Dessner (Director) no longer on Schedule A of Capital Research And Management Company (listed 2024-09-27, absent 2024-12-10)Dec 10, 2024 · Control person left · inference
- Lloyd Richard White (Director) appeared on Schedule A of Capital Research And Management CompanyDec 10, 2024 · Control person joined · fact
- Richard Ryan Rue (Director) appeared on Schedule A of Capital Research And Management CompanyDec 10, 2024 · Control person joined · fact
- Alan Keith Piken (Director) appeared on Schedule A of Capital Research And Management CompanyDec 10, 2024 · Control person joined · fact
- Zarifeh Sahar Naseem Nixon (Chief Compliance Officer) appeared on Schedule A of Capital Research And Management CompanyJun 7, 2024 · Control person joined · fact
- Yungtai Herbert Poon (Chief Compliance Officer) no longer on Schedule A of Capital Research And Management Company (listed 2024-03-01, absent 2024-06-07)Jun 7, 2024 · Control person left · inference
- Aline Avzaradel (Director) no longer on Schedule A of Capital Research And Management Company (listed 2023-09-28, absent 2023-12-12)Dec 12, 2023 · Control person left · inference
- Alfonso Luis Barroso (Director) no longer on Schedule A of Capital Research And Management Company (listed 2023-09-28, absent 2023-12-12)Dec 12, 2023 · Control person left · inference
- Jacob Alan Wilson (Director) no longer on Schedule A of Capital Research And Management Company (listed 2023-09-28, absent 2023-12-12)Dec 12, 2023 · Control person left · inference
- John Gregory Miliotes (Director) no longer on Schedule A of Capital Research And Management Company (listed 2023-09-28, absent 2023-12-12)Dec 12, 2023 · Control person left · inference
- D Timothy Armour (Director) no longer on Schedule A of Capital Research And Management Company (listed 2023-09-28, absent 2023-12-12)Dec 12, 2023 · Control person left · inference
- Kym-Son Wesley Phoa (Director) appeared on Schedule A of Capital Research And Management CompanyDec 12, 2023 · Control person joined · fact
- N Julian Abdey (Director) appeared on Schedule A of Capital Research And Management CompanyDec 12, 2023 · Control person joined · fact
- Catherine Holly Framsted (Director) appeared on Schedule A of Capital Research And Management CompanyDec 12, 2023 · Control person joined · fact
- Sally-Ann Tschanz (Director) no longer on Schedule A of Capital Research And Management Company (listed 2023-09-28, absent 2023-12-12)Dec 12, 2023 · Control person left · inference
- Whitney Robert Lovelace (Director And Chief Executive Officer) no longer on Schedule A of Capital Research And Management Company (listed 2023-09-28, absent 2023-12-12)Dec 12, 2023 · Control person left · inference
- Simon Mendelson (Director) no longer on Schedule A of Capital Research And Management Company (listed 2023-01-26, absent 2023-02-21)Feb 21, 2023 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/capital-groupreportedpublic record, Form ADV, Sep 17, 2026
- Website
- capitalgroup.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 213-486-9200reportedpublic record, Form ADV, Jul 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026