DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•• I••••••••• A••••••• ••• L•••
Latest filing Jul 1, 2026
First filing on the tape Apr 26, 2012 · 34 filings
SEC status approved since Sep 4, 1984
RAUM
$3.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$3.5B as of Jul 1, 2026
Sep 26, 2012$5.8B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 1, 2026
Sep 26, 20120 then
Employees (5.A)8 as of Jul 1, 2026
Sep 26, 201311 then
Private funds: no history
RAUM -51% over the last fiscal year-15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $296MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -51%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$2.2B62%
- Other investment advisers$1.4B38%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••••• M••••• I••••••• · Directorcontrolsince 12/2019 · owns less than 5%
- B••••••• R••••• · Directorcontrolsince 01/2022 · owns less than 5%
- B••••••••• N••••• M•••• · Directorcontrolsince 07/2024 · owns less than 5%
- H•••••• E••••• · Chief Compliance Officercontrolsince 06/2017 · owns less than 5%
- K••••• V•••••••• J•••• · Directorcontrolsince 12/2019 · owns less than 5%
Entity owners
- F•• H••••••• ••• L•••••• · Shareholderdirect · owns 75% or more
- F•• F•••••••• S••••••• H••••••• L•••••• · Shareholderindirect · owns 75% or more of F•• H••••••• ••• L••••••
- F•• L•••••• · Shareholderindirect · owns 75% or more of F•• F•••••••• S••••••• H••••••• L••••••
- P••••••• A••••••••• I••• · General Partnerindirect · owns F of P••••••• P•••••••• L•••
- P••••••• P•••••••• L••• · Shareholder (Class B Common Stock)indirect · owns 25% to 50% of F•• L••••••
Related persons
Schedule D 7.A
- F••••••• G••••••investment advisern
- F••••••• I••••••••• C••••• U••investment advisern
- F•• ••••••••• S••investment advisern
- F•• A•••• M••••••••• •••••• L••••••investment advisern
- F•• F••• M••••••••• L••••••investment advisern
- F•• I••••••••• A•••••••investment advisernRAUM $8.6B
- F•• I••••••••• M••••••••• ••••••••• L••••••investment advisern
- F•• I••••••••• M••••••••• •••• K•••• L••••••investment advisern
- F•• I••••••••• M••••••••• ••••••••• L••••••investment advisern
- F•• I••••••••• S••••••• ••• L••••••investment advisern
- F•• I••••••••• •••••• L••••••investment advisern
- F•• I••••••••• I•••••••••investment advisern
- F•• L••••••investment advisery
- F•• P••••••• M•••••••••investment advisern
Advisers that list F•• I••••••••• A••••••• ••• L••• as a related person
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom250 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- employee count dropChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 14.0 to 8.0 (-43.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1109 comparable advisers, 1.0th percentile of changes)peers: asset managers, $1B to $5B (1,109) · 1.3% percentile
- RAUM down 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $7,295,911,000 to $3,546,614,704 (-51.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +11.0% (1368 comparable advisers, 1.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 1.2% percentile
What changed
consecutive filings, newest first
- Accounts · 16 to 12Sep 24, 2025 to Mar 31, 2026
- Advisory employees · 10 to 8Sep 24, 2025 to Mar 31, 2026
- Pension plan clients · 11.0 to unsetSep 24, 2025 to Mar 31, 2026
- Employees · 14 to 8Sep 24, 2025 to Mar 31, 2026
- Discretionary RAUM · $7.3B to $3.5BSep 24, 2025 to Mar 31, 2026
- Pension RAUM · 3674450000.0 to unsetSep 24, 2025 to Mar 31, 2026
- RAUM · $7.3B to $3.5BSep 24, 2025 to Mar 31, 2026
- Accounts · 19 to 16Oct 16, 2024 to Mar 31, 2025
- Advisory employees · 9 to 10Oct 16, 2024 to Mar 31, 2025
- Pension plan clients · 13 to 11Oct 16, 2024 to Mar 31, 2025
- Employees · 13 to 14Oct 16, 2024 to Mar 31, 2025
- Financial planning clients · 0 to Oct 16, 2024 to Mar 31, 2025
- HQ state · unset to Oct 16, 2024 to Mar 31, 2025
- Discretionary RAUM · $7.3B to $7.3BOct 16, 2024 to Mar 31, 2025
- Pension RAUM · $5.0B to $3.7BOct 16, 2024 to Mar 31, 2025
- RAUM · $7.3B to $7.3BOct 16, 2024 to Mar 31, 2025
- Accounts · 18 to 19Nov 14, 2023 to Mar 29, 2024
- Advisory employees · 12 to 9Nov 14, 2023 to Mar 29, 2024
- Advisory activities · 2 to 3Nov 14, 2023 to Mar 29, 2024
- Employees · 17 to 13Nov 14, 2023 to Mar 29, 2024
- Discretionary RAUM · $5.7B to $7.3BNov 14, 2023 to Mar 29, 2024
- Pension RAUM · $4.0B to $5.0BNov 14, 2023 to Mar 29, 2024
- RAUM · $5.7B to $7.3BNov 14, 2023 to Mar 29, 2024
- Related bank · true to falseNov 14, 2023 to Mar 29, 2024
- Related broker-dealer · true to falseNov 14, 2023 to Mar 29, 2024
- Accounts · 19 to 18Oct 3, 2022 to Mar 31, 2023
- Advisory employees · 5 to 12Oct 3, 2022 to Mar 31, 2023
- Pension plan clients · 14 to 13Oct 3, 2022 to Mar 31, 2023
- Employees · 11 to 17Oct 3, 2022 to Mar 31, 2023
- Discretionary RAUM · $7.9B to $5.7BOct 3, 2022 to Mar 31, 2023
- Pension RAUM · $4.8B to $4.0BOct 3, 2022 to Mar 31, 2023
- RAUM · $7.9B to $5.7BOct 3, 2022 to Mar 31, 2023
- Accounts · 4 to 19Apr 28, 2022 to May 23, 2022
- Pension plan clients · unset to 14.0Apr 28, 2022 to May 23, 2022
- Pension RAUM · unset to 4838090000.0Apr 28, 2022 to May 23, 2022
- Advisory employees · 9 to 5Jan 20, 2022 to Mar 31, 2022
- Financial planning clients · unset to 0Jan 20, 2022 to Mar 31, 2022
- Discretionary RAUM · $7.0B to $7.9BJan 20, 2022 to Mar 31, 2022
- RAUM · $7.0B to $7.9BJan 20, 2022 to Mar 31, 2022
- Employees · 12 to 11Dec 15, 2020 to Mar 31, 2021
Signals
10 dated events
- F•• I••••••••• A••••••• ••• L••• reported RAUM $3.5B, down 51% from $7.3B (2025-09-24 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Peter John Russell (Director) no longer on Schedule A of F•• I••••••••• A••••••• ••• L••• (listed 2024-09-26, absent 2024-10-16)Oct 16, 2024 · Control person left · inference
- Andrew Mccaffery (Director) no longer on Schedule A of F•• I••••••••• A••••••• ••• L••• (listed 2024-03-29, absent 2024-09-26)Sep 26, 2024 · Control person left · inference
- Malcolm Palmer (Director) no longer on Schedule A of F•• I••••••••• A••••••• ••• L••• (listed 2024-03-29, absent 2024-09-26)Sep 26, 2024 · Control person left · inference
- M•••• N•••• B••••••••• (Director) appeared on Schedule A of F•• I••••••••• A••••••• ••• L•••Sep 26, 2024 · Control person joined · fact
- Peter John Russell (Director) appeared on Schedule A of F•• I••••••••• A••••••• ••• L•••Sep 26, 2024 · Control person joined · fact
- F•• I••••••••• A••••••• ••• L••• reported RAUM $7.3B, up 29% from $5.7B (2023-11-14 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- F•• I••••••••• A••••••• ••• L••• reported RAUM $5.7B, down 28% from $7.9B (2022-10-03 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Romain Boscher (Director) appeared on Schedule A of F•• I••••••••• A••••••• ••• L•••Mar 31, 2022 · Control person joined · fact
- Michael Joseph Dominic Rossi (Director) no longer on Schedule A of F•• I••••••••• A••••••• ••• L••• (listed 2022-01-20, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- +44 (0)1732 361144reportedpublic record, Form ADV, Jul 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026