DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Lvm Capital Management Ltd
Latest filing Sep 9, 2025
First filing on the tape Mar 19, 2012 · 39 filings
SEC status approved since Aug 15, 1988
RAUM
$1.3B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
90%
$1.2B individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$164M
derived; firm RAUM over IAPD count
Employees
15
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$1.3B as of Sep 9, 2025
Sep 27, 2012$393M then
HNW client RAUM$1.2B as of Sep 9, 2025
Sep 28, 2018$534M then
State-registered IARs (5.B.3)8 as of Sep 9, 2025
Aug 7, 20136 then
Employees (5.A)15 as of Sep 9, 2025
Aug 7, 201311 then
Private funds: no history
RAUM +35% over the last fiscal year+12% a year over threeIARs 6 to 8
Practice profile
derived from the filing of Sep 9, 2025; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $164MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $879,978derivedHNW RAUM over HNW clients
- Average account
- $934,223derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 10%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 4.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $975M, 825 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.2B90%
- Charitable organizations$130M9.9%
- Pension and profit-sharing plans$4.3M0.3%
- Individual clients
- n/areported
- HNW clients
- 1,341reported
- Pension plan clients
- 1reported
- Charitable clients
- 65reported
- Accounts
- 1,407reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $0 sponsored, $6.4M managedreported
- Custody of client assets
- $975M for 825 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Craig Alan Vander MolenChartered Financial Analyst | Portage, Mi | May 21, 2010 | 38 y | 0 |
| David Paul ClevelandChartered Financial Analyst | Portage, Mi | May 21, 2010 | 36 y | 0 |
| Charles Alan PrudhommeCertified Financial Planner | Portage, Mi | May 21, 2010 | 27 y | 0 |
| Lawrence Leonard HarrisonChartered Financial Analyst | Portage, Mi | Sep 22, 2014 | 36 y | 0 |
| Tyler Wayne AlvordChartered Financial Analyst | Portage, Mi | Jan 4, 2016 | 16 y | 1 |
| Jordan John RummelCertified Financial Planner | Portage, Mi | Apr 25, 2016 | 14 y | 0 |
| Nicholas Joseph Macksood | Portage, Mi | Oct 3, 2024 | 11 y | 0 |
| Andrew Gerrit Lantinga | Portage, Mi | Oct 3, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Michelle Larabee Eldridge to Clear Ridge Wealth Management, LLCSep 22, 2014 · Other
Joined, latest
- Tyler Wayne Alvord from Morgan StanleyJan 4, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Alan Craig Vander Molen · Presidentcontrolsince 06/1988 · owns 25% to 50%
- Wayne Tyler Alvord · Principalsince 04/2024 · owns 10% to 25%
- Paul David Cleveland · Chief Compliance Officer, Secretary, Treasurersince 03/1990 · owns 10% to 25%
- Alan Charles Prudhomme · Principalsince 12/2015 · owns 10% to 25%
- John Jordan Rummel · Principalsince 07/2025 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portage, Mi · principal | 8 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Naples, FL1 employees
What changed
consecutive filings, newest first
- Accounts · 1,344 to 1,407Sep 24, 2024 to Sep 9, 2025
- Advisory employees · 7 to 8Sep 24, 2024 to Sep 9, 2025
- Charity clients · 60 to 65Sep 24, 2024 to Sep 9, 2025
- HNW clients · 1,283 to 1,341Sep 24, 2024 to Sep 9, 2025
- Assets in custody · $838M to $975MSep 24, 2024 to Sep 9, 2025
- Employees · 14 to 15Sep 24, 2024 to Sep 9, 2025
- Financial planning clients · 51-100 to 51-100Sep 24, 2024 to Sep 9, 2025
- Discretionary RAUM · $1.1B to $1.3BSep 24, 2024 to Sep 9, 2025
- HNW RAUM · $1.1B to $1.2BSep 24, 2024 to Sep 9, 2025
- Non-discretionary RAUM · $33.7M to $36.7MSep 24, 2024 to Sep 9, 2025
- Pension RAUM · $3.8M to $4.3MSep 24, 2024 to Sep 9, 2025
- RAUM · $1.2B to $1.3BSep 24, 2024 to Sep 9, 2025
- Wrap assets (manager) · $8.5M to $6.4MSep 24, 2024 to Sep 9, 2025
- Accounts · 1,135 to 1,344Sep 20, 2023 to Sep 24, 2024
- Charity clients · 56 to 60Sep 20, 2023 to Sep 24, 2024
- HNW clients · 1,078 to 1,283Sep 20, 2023 to Sep 24, 2024
- Assets in custody · $681M to $838MSep 20, 2023 to Sep 24, 2024
- Employees · 13 to 14Sep 20, 2023 to Sep 24, 2024
- Financial planning clients · 26-50 to 51-100Sep 20, 2023 to Sep 24, 2024
- State-registered IARs · 6 to 8Sep 20, 2023 to Sep 24, 2024
- Discretionary RAUM · $947M to $1.1BSep 20, 2023 to Sep 24, 2024
- HNW RAUM · $862M to $1.1BSep 20, 2023 to Sep 24, 2024
- Non-discretionary RAUM · $27.6M to $33.7MSep 20, 2023 to Sep 24, 2024
- Pension RAUM · $3.3M to $3.8MSep 20, 2023 to Sep 24, 2024
- RAUM · $975M to $1.2BSep 20, 2023 to Sep 24, 2024
- Wrap assets (manager) · $9.7M to $8.5MSep 20, 2023 to Sep 24, 2024
- Accounts · 1,368 to 1,135May 16, 2023 to Sep 20, 2023
- Charity clients · 58 to 56May 16, 2023 to Sep 20, 2023
- HNW clients · 1,309 to 1,078May 16, 2023 to Sep 20, 2023
- Assets in custody · $640M to $681MMay 16, 2023 to Sep 20, 2023
- Discretionary RAUM · $972M to $947MMay 16, 2023 to Sep 20, 2023
- HNW RAUM · $891M to $862MMay 16, 2023 to Sep 20, 2023
- Non-discretionary RAUM · $26.2M to $27.6MMay 16, 2023 to Sep 20, 2023
- Pension RAUM · $3.6M to $3.3MMay 16, 2023 to Sep 20, 2023
- RAUM · $999M to $975MMay 16, 2023 to Sep 20, 2023
- Wrap assets (manager) · $9.4M to $9.7MMay 16, 2023 to Sep 20, 2023
- Advisory employees · 8 to 7Nov 29, 2022 to Feb 3, 2023
- Employees · 14 to 13Nov 29, 2022 to Feb 3, 2023
- Accounts · 1,177 to 1,368May 9, 2022 to Sep 28, 2022
- Advisory employees · 7 to 8May 9, 2022 to Sep 28, 2022
Signals
1 dated events
- Lvm Capital Management Ltd reported RAUM $938.3M, up 32% from $713.0M (2021-06-07 to 2021-09-24)Sep 24, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 877-321-8126reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 800-488-2036reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/lvm-capital-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- LVMCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 269-321-8120reportedpublic record, Form ADV, Sep 9, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $164Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026