DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• R•••• W••••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Apr 22, 2021 · 6 filings
SEC status approved since May 24, 2021
RAUM
$245M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$245M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$81.5M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$245M as of Mar 27, 2026
Mar 22, 2022$151M then
HNW client RAUM$223M as of Mar 27, 2026
Mar 22, 2022$139M then
State-registered IARs (5.B.3)2 as of Mar 27, 2026
Mar 22, 20222 then
Employees (5.A)4 as of Mar 27, 2026
Mar 22, 20223 then
Private funds: no history
RAUM +22% over the last fiscal year+17% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $81.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 44derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $575,600derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$223M91%
- Individuals$22.1M9.0%
- Individual clients
- 59reported
- HNW clients
- 72reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 425reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••••• L•••••• E•••••••Chartered Financial Analyst | Kalamazoo, Mi | Mar 4, 2025 | 16 y | 1 |
| M•••••• L• B•••••••Certified Financial Planner | Kalamazoo, Mi | Jul 30, 2025 | 12 y | 0 |
| L••• J••• H•••••••• | Kalamazoo, Mi | Oct 17, 2025 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••••••• L•••••• E••••••• from L•• C•••••• M••••••••• L••Mar 4, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• M••••••• L• · Member / Chief Compliance Officercontrolsince 08/2014 · owns 50% to 75%
- E•••••••• M•••••••• L•••••• · Membercontrolsince 10/2014 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Kalamazoo, Mi · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 378 to 425Feb 19, 2025 to Mar 27, 2026
- Advisory employees · 2 to 3Feb 19, 2025 to Mar 27, 2026
- HNW clients · 65 to 72Feb 19, 2025 to Mar 27, 2026
- Individual clients · 52 to 59Feb 19, 2025 to Mar 27, 2026
- Discretionary RAUM · $196M to $240MFeb 19, 2025 to Mar 27, 2026
- HNW RAUM · $184M to $223MFeb 19, 2025 to Mar 27, 2026
- Individual RAUM · $15.9M to $22.1MFeb 19, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $3.9M to $4.3MFeb 19, 2025 to Mar 27, 2026
- RAUM · $200M to $245MFeb 19, 2025 to Mar 27, 2026
- Accounts · 357 to 378Mar 25, 2024 to Feb 19, 2025
- HNW clients · 63 to 65Mar 25, 2024 to Feb 19, 2025
- Individual clients · 49 to 52Mar 25, 2024 to Feb 19, 2025
- Employees · 3 to 4Mar 25, 2024 to Feb 19, 2025
- Financial planning clients · 0 to 0Mar 25, 2024 to Feb 19, 2025
- Discretionary RAUM · $179M to $196MMar 25, 2024 to Feb 19, 2025
- HNW RAUM · $169M to $184MMar 25, 2024 to Feb 19, 2025
- Individual RAUM · $13.2M to $15.9MMar 25, 2024 to Feb 19, 2025
- Non-discretionary RAUM · $3.6M to $3.9MMar 25, 2024 to Feb 19, 2025
- RAUM · $182M to $200MMar 25, 2024 to Feb 19, 2025
- Accounts · 340 to 357Mar 10, 2023 to Mar 25, 2024
- Charity clients · unset to 1.0Mar 10, 2023 to Mar 25, 2024
- HNW clients · 55 to 63Mar 10, 2023 to Mar 25, 2024
- Individual clients · 56 to 49Mar 10, 2023 to Mar 25, 2024
- Discretionary RAUM · $151M to $179MMar 10, 2023 to Mar 25, 2024
- HNW RAUM · $139M to $169MMar 10, 2023 to Mar 25, 2024
- Individual RAUM · $14.7M to $13.2MMar 10, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $3.2M to $3.6MMar 10, 2023 to Mar 25, 2024
- RAUM · $154M to $182MMar 10, 2023 to Mar 25, 2024
- Accounts · 296 to 340Mar 22, 2022 to Mar 10, 2023
- HNW clients · 49 to 55Mar 22, 2022 to Mar 10, 2023
- Individual clients · 49 to 56Mar 22, 2022 to Mar 10, 2023
- Discretionary RAUM · $147M to $151MMar 22, 2022 to Mar 10, 2023
- HNW RAUM · $139M to $139MMar 22, 2022 to Mar 10, 2023
- Individual RAUM · $12.3M to $14.7MMar 22, 2022 to Mar 10, 2023
- Non-discretionary RAUM · $3.8M to $3.2MMar 22, 2022 to Mar 10, 2023
- RAUM · $151M to $154MMar 22, 2022 to Mar 10, 2023
- Accounts · 257 to 296Apr 22, 2021 to Mar 22, 2022
- HNW clients · 43 to 49Apr 22, 2021 to Mar 22, 2022
- Individual clients · 47 to 49Apr 22, 2021 to Mar 22, 2022
- Discretionary RAUM · $107M to $147MApr 22, 2021 to Mar 22, 2022
Signals
1 dated events
- C•••• R•••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Apr 22, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 269-381-1700reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- clearridgewm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 269-381-1700reportedpublic record, Form ADV, Mar 27, 2026
- Team page
- clearridgewm.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $81.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026