DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
Q•••••• C•••••• M••••••••• L••
Latest filing Mar 26, 2026
First filing on the tape May 14, 2012 · 33 filings
SEC status approved since Aug 25, 2000
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
27%
$276M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.0B
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$1.0B as of Mar 26, 2026
May 14, 2012$200M then
HNW client RAUM$237M as of Mar 26, 2026
Mar 29, 2018$142M then
State-registered IARs (5.B.3)1 as of Mar 26, 2026
May 14, 20120 then
Employees (5.A)4 as of Mar 26, 2026
Feb 22, 20135 then
Private funds: 1
RAUM -2.9% over the last fiscal year+6.9% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.0BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 132derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $4.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.5%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Custody
- $8.2M, 11 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$406M40%
- Other investment advisers$277M28%
- High-net-worth individuals$237M24%
- Pension and profit-sharing plans$45.0M4.5%
- Individuals$38.7M3.9%
- Individual clients
- 70reported
- HNW clients
- 62reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 209reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $8.2M for 11 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.27 fund_share=0.68 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• J• H••••• | Northfield, Nj | Aug 2, 2002 | 28 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• J•••• J• · Presidentcontrolsince 01/1999 · owns 75% or more
- I•••••• G•••••••• H•••••• · Chief Compliance Officer/ Coocontrolsince 03/2016 · owns less than 5%
Related persons
Schedule D 7.A
- Q•••••• C•••••• A•••••••• L••investment advisernRAUM $798M
Advisers that list Q•••••• C•••••• M••••••••• L•• as a related person
- 162826 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 214 to 209Mar 19, 2025 to Mar 26, 2026
- HNW clients · 61 to 62Mar 19, 2025 to Mar 26, 2026
- Individual clients · 73 to 70Mar 19, 2025 to Mar 26, 2026
- Assets in custody · $6.2M to $8.2MMar 19, 2025 to Mar 26, 2026
- Discretionary RAUM · $1.0B to $1.0BMar 19, 2025 to Mar 26, 2026
- HNW RAUM · $236M to $237MMar 19, 2025 to Mar 26, 2026
- Individual RAUM · $38.4M to $38.7MMar 19, 2025 to Mar 26, 2026
- Pension RAUM · $44.4M to $45.0MMar 19, 2025 to Mar 26, 2026
- RAUM · $1.0B to $1.0BMar 19, 2025 to Mar 26, 2026
- Accounts · 210 to 214Mar 27, 2024 to Mar 19, 2025
- HNW clients · 67 to 61Mar 27, 2024 to Mar 19, 2025
- Individual clients · 66 to 73Mar 27, 2024 to Mar 19, 2025
- Assets in custody · $5.8M to $6.2MMar 27, 2024 to Mar 19, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 19, 2025
- Discretionary RAUM · $879M to $1.0BMar 27, 2024 to Mar 19, 2025
- HNW RAUM · $213M to $236MMar 27, 2024 to Mar 19, 2025
- Individual RAUM · $39.6M to $38.4MMar 27, 2024 to Mar 19, 2025
- Pension RAUM · $43.2M to $44.4MMar 27, 2024 to Mar 19, 2025
- RAUM · $879M to $1.0BMar 27, 2024 to Mar 19, 2025
- Accounts · 209 to 210Mar 22, 2023 to Mar 26, 2024
- HNW clients · 74 to 67Mar 22, 2023 to Mar 26, 2024
- Individual clients · 63 to 66Mar 22, 2023 to Mar 26, 2024
- Assets in custody · $4.5M to $5.8MMar 22, 2023 to Mar 26, 2024
- Discretionary RAUM · $820M to $879MMar 22, 2023 to Mar 26, 2024
- HNW RAUM · $166M to $213MMar 22, 2023 to Mar 26, 2024
- Individual RAUM · $44.3M to $39.6MMar 22, 2023 to Mar 26, 2024
- Pension RAUM · $33.8M to $43.2MMar 22, 2023 to Mar 26, 2024
- RAUM · $820M to $879MMar 22, 2023 to Mar 26, 2024
- Accounts · 200 to 209Apr 8, 2022 to Mar 21, 2023
- HNW clients · 79 to 74Apr 8, 2022 to Mar 21, 2023
- Individual clients · 60 to 63Apr 8, 2022 to Mar 21, 2023
- Assets in custody · $4.6M to $4.5MApr 8, 2022 to Mar 21, 2023
- Discretionary RAUM · $907M to $820MApr 8, 2022 to Mar 21, 2023
- HNW RAUM · $204M to $166MApr 8, 2022 to Mar 21, 2023
- Individual RAUM · $42.6M to $44.3MApr 8, 2022 to Mar 21, 2023
- Pension RAUM · $49.6M to $33.8MApr 8, 2022 to Mar 21, 2023
- RAUM · $907M to $820MApr 8, 2022 to Mar 21, 2023
- Accounts · 194 to 200Apr 6, 2021 to Mar 26, 2022
- HNW clients · 81 to 79Apr 6, 2021 to Mar 26, 2022
- Individual clients · 57 to 60Apr 6, 2021 to Mar 26, 2022
Signals
2 dated events
- Q•••••• C•••••• M••••••••• L•• reported RAUM $906.5M, up 27% from $714.6M (2021-04-06 to 2022-03-26)Mar 26, 2022 · RAUM change · derived
- Q•••••• C•••••• M••••••••• L•• reported RAUM $577.6M, up 31% from $441.0M (2019-09-13 to 2020-03-28)Mar 28, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@q•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 609-677-4949reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 609-677-8825reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- Q••••••ADV.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 609-677-4949reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.0Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026