DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••• G••• G••••• A•••••••
Legal name I••• G••• G••••• A•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Apr 5, 2012 · 25 filings
SEC status approved since Apr 19, 2017
RAUM
$1.3B
reported, Item 5.F
Discretionary
83%
of RAUM
Private clients
83%
$1.1B individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$165M
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$1.3B as of Mar 31, 2026
Apr 5, 2012$45.0M then
HNW client RAUM$909M as of Mar 31, 2026
Mar 20, 2018$102M then
State-registered IARs (5.B.3)7 as of Mar 31, 2026
Apr 5, 20120 then
Employees (5.A)7 as of Mar 31, 2026
Mar 20, 20184 then
Private funds: no history
RAUM n/a over the last fiscal year+35% a year over three
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $165MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 220derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $417,536derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 83%derivedof RAUM
- Institutional
- 17%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 4.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$909M69%
- Pension and profit-sharing plans$219M17%
- Individuals$195M15%
- Individual clients
- 1,224reported
- HNW clients
- 536reported
- Pension plan clients
- 32reported
- Charitable clients
- n/areported
- Accounts
- 3,169reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.83 fund_share=0.0 institutional_share=0.17 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• W••• H••••••• | North Salt Lake, Ut | Jan 1, 2009 | 36 y | 0 |
| B•••• M•••••• P••••••• | North Salt Lake, Ut | Jan 14, 2015 | 11 y | 0 |
| S•••••• H•••••• N••••• | North Salt Lake, Ut | Oct 19, 2018 | 10 y | 0 |
| M•••••• T•••••• N•••••Certified Financial Planner | North Salt Lake, Ut | Feb 26, 2020 | 10 y | 0 |
| D••••• K••• B••• | North Salt Lake, Ut | May 11, 2021 | 30 y | 1 |
| M•••••• J••• F•••••• | North Salt Lake, Ut | Sep 22, 2025 | 23 y | 1 |
| R•••••• A•••• M•••••Certified Financial Planner | North Salt Lake, Ut | Jun 12, 2026 | 11 y | 2 |
| N••••••• W• R•••••• | North Salt Lake, Ut | Jun 30, 2026 | 20 y | 0 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 13% of current headcount1 left over 36 months
Left, latest
- D••••• R••••• to M••••• S••••••Jun 2, 2026 · RIA to wirehouse
Joined, latest
- R•••••• A•••• M••••• from S•••••••• A••••••• L••Jun 12, 2026 · Affiliated broker-dealer or bank to independent RIA
- M•••••• J••• F•••••• from T••••••••• A•••••••• I•••Sep 22, 2025 · Other
- D••••• R••••• from M••••• S••••••Aug 8, 2024 · Wirehouse to independent RIA
- D••••• K••• B••• from O•••• W•••••• I•••May 11, 2021 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••• F••••• S•••••• · Managing Membercontrolsince 01/2000 · owns less than 5%
- H•••••••• B••••• W••• · Managing Member & Chief Compliance Officercontrolsince 01/2000 · owns 25% to 50%
- P•••••••• B••••• M•••••• · Membercontrolsince 01/2015 · owns 25% to 50%
- N•••••• S••••••• H•••••• · Cfosince 06/2019 · owns 10% to 25%
Related persons
Schedule D 7.A
- P•••••••• F•••••••• S•••••••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| North Salt Lake, Ut · principal | 8 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Logan, UT4 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 31, 2026A••••••• F••••• S•••••• (MANAGING MEMBER) left Schedule A between the filings of 2024-03-22 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 2,925 to 3,169May 1, 2025 to Mar 31, 2026
- HNW clients · 218 to 536May 1, 2025 to Mar 31, 2026
- Individual clients · 813 to 1,224May 1, 2025 to Mar 31, 2026
- Pension plan clients · 30 to 32May 1, 2025 to Mar 31, 2026
- Financial planning clients · 101-250 to 251-500May 1, 2025 to Mar 31, 2026
- Discretionary RAUM · $881M to $1.1BMay 1, 2025 to Mar 31, 2026
- HNW RAUM · $646M to $909MMay 1, 2025 to Mar 31, 2026
- Individual RAUM · $235M to $195MMay 1, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $178M to $219MMay 1, 2025 to Mar 31, 2026
- Pension RAUM · $178M to $219MMay 1, 2025 to Mar 31, 2026
- RAUM · $1.1B to $1.3BMay 1, 2025 to Mar 31, 2026
- Accounts · 5,697 to 2,925Mar 22, 2024 to May 1, 2025
- Advisory employees · 8 to 7Mar 22, 2024 to May 1, 2025
- HNW clients · 380 to 218Mar 22, 2024 to May 1, 2025
- Individual clients · 681 to 813Mar 22, 2024 to May 1, 2025
- Pension plan clients · 27 to 30Mar 22, 2024 to May 1, 2025
- Employees · 9 to 7Mar 22, 2024 to May 1, 2025
- Financial planning clients · 0 to 101-250Mar 22, 2024 to May 1, 2025
- State-registered IARs · 8 to 7Mar 22, 2024 to May 1, 2025
- Legal name · A••••••, H••••••• & ASSOCIATES, LLC to I••• G••• G••••• A•••••••• L••Mar 22, 2024 to May 1, 2025
- Discretionary RAUM · $583M to $881MMar 22, 2024 to May 1, 2025
- HNW RAUM · $498M to $646MMar 22, 2024 to May 1, 2025
- Individual RAUM · $84.9M to $235MMar 22, 2024 to May 1, 2025
- Non-discretionary RAUM · $142M to $178MMar 22, 2024 to May 1, 2025
- Pension RAUM · $142M to $178MMar 22, 2024 to May 1, 2025
- RAUM · $725M to $1.1BMar 22, 2024 to May 1, 2025
- Related insurance company · true to falseMar 22, 2024 to May 1, 2025
- Accounts · 5,940 to 5,697Mar 31, 2023 to Mar 22, 2024
- Advisory employees · 9 to 8Mar 31, 2023 to Mar 22, 2024
- HNW clients · 186 to 380Mar 31, 2023 to Mar 22, 2024
- Individual clients · 1,620 to 681Mar 31, 2023 to Mar 22, 2024
- Pension plan clients · 24 to 27Mar 31, 2023 to Mar 22, 2024
- Employees · 10 to 9Mar 31, 2023 to Mar 22, 2024
- State-registered IARs · 9 to 8Mar 31, 2023 to Mar 22, 2024
- Discretionary RAUM · $543M to $583MMar 31, 2023 to Mar 22, 2024
- HNW RAUM · $319M to $498MMar 31, 2023 to Mar 22, 2024
- Individual RAUM · $117M to $84.9MMar 31, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $0 to $142MMar 31, 2023 to Mar 22, 2024
- Pension RAUM · $105M to $142MMar 31, 2023 to Mar 22, 2024
- RAUM · $543M to $725MMar 31, 2023 to Mar 22, 2024
Signals
7 dated events
- D••••• R••••• left I••• G••• G••••• A••••••• for M••••• S•••••• (registered 2026-06-19)Jun 2, 2026 · Advisor changed firm · fact
- I••• G••• G••••• A••••••• reported RAUM $1.1B, up 46% from $725.2M (2024-03-22 to 2025-05-01)May 1, 2025 · RAUM change · derived
- I••• G••• G••••• A••••••• reported RAUM $725.2M, up 34% from $542.7M (2023-03-31 to 2024-03-22)Mar 22, 2024 · RAUM change · derived
- I••• G••• G••••• A••••••• reported RAUM $615.0M, up 67% from $368.0M (2021-05-06 to 2022-03-21)Mar 21, 2022 · RAUM change · derived
- I••• G••• G••••• A••••••• reported RAUM $368.0M, up 66% from $222.3M (2020-06-17 to 2021-03-12)Mar 12, 2021 · RAUM change · derived
- Marie Sarah Boman (Chief Compliance Officer) no longer on Schedule A of I••• G••• G••••• A••••••• (listed 2019-03-12, absent 2019-04-30)Apr 30, 2019 · Control person left · inference
- I••• G••• G••••• A••••••• filed its initial SEC registration (Form ADV)Mar 29, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- steve@igga.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- franz@igga.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- jann@igga.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- jed@igga.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- katie@igga.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- ken@igga.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- mckenna@igga.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- neil@igga.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 888-591-0334reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 435-752-9500reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/amussen-hunsaker-&-associates-inc./aboureportedpublic record, Form ADV, Sep 18, 2026
- Website
- IGGA.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $165Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026