DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Mfs Mclean Budden

Former SEC-registered adviserToronto, Ontario, CRD 111338SEC 801-60118IAPD
Legal name Mclean Budden Limited.
Latest filing Oct 3, 2012
First filing on the tape Dec 20, 2011 · 6 filings
RAUM
$28B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$28B as of Oct 3, 2012
Dec 20, 2011$28B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Oct 3, 2012
Dec 20, 20110 then
Employees (5.A): no history
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Oct 3, 2012; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$41.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
679reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Christina Margo Forster Pazienza · Vice President, Compliance, Chief Compliance Officercontrol
        since 06/2012 · owns less than 5%
      • William Carol Geremia · Directorcontrol
        since 06/2012 · owns less than 5%
      • Peter Kotsopoulos · Chief Executive Officer, Directorcontrol
        since 06/2012 · owns less than 5%
      • Suzanne Barbara Lockhart · Senior Vice President, Finance & Administrationcontrol
        since 12/2009 · owns less than 5%
      • George Robertson Mansi · Directorcontrol
        since 06/2012 · owns less than 5%
      • William Michael Roberge · Chairman, Directorcontrol
        since 06/2012 · owns less than 5%
      Entity owners
      • Mfs Institutional Advisors Inc. · Parent Company
        direct · owns 75% or more
      • Mfs Investment Management · Shareholder
        indirect · owns 75% or more of Mfs Insitutional Advisors Inc.
      • Sun Life Assurance Company Of Canada - U.S. Operations Holdings, Inc. · Shareholder
        indirect · owns 75% or more of Sun Life Financial (U.S.) Holdings, Inc.
      • Sun Life Financial (U.S.) Holdings, Inc. · Shareholder
        indirect · owns 75% or more of Sun Life Financial (U.S.) Investments LLC
      • Sun Life Financial (U.S.) Investments LLC · Shareholder
        indirect · owns 75% or more of Sun Life Of Canada (U.S.) Financial Services Holdings, Inc.
      • Sun Life Financial Inc. · Shareholder
        indirect · owns 75% or more of Sun Life Global Investments Inc. · public reporting company
      • Sun Life Global Investments Inc. · Shareholder
        indirect · owns 75% or more of Sun Life Assurance Company Of Canada - U.S. Operations Holdings, Inc.
      • Sun Life Of Canada (U.S.) Financial Services Holdings, Inc. · Shareholder
        indirect · owns 75% or more of Massachusetts Financial Services Company
      Related persons
      Schedule D 7.A
      • Mfs Investment Management
        investment adviserbankpooled vehicle sponsoryRAUM $514B
      • Mfs Fund Distributors, Inc.
        broker-dealern
      • Mfs Institutional Advisors Inc.
        investment adviserbankpooled vehicle sponsoryRAUM $114B
      • Mfs International (U.K.) Limited
        investment advisern
      • Mfs International Ltd
        broker-dealerinvestment advisern
      • Mfs Investment Management K.K.
        investment adviserpooled vehicle sponsorn
      • Slc Management
        investment advisernRAUM $76B
      • Sun Life Global Investments (Canada) Inc.
        broker-dealerinvestment adviserbankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Montreal, Quebec, Canada
      • Vancouver, British Columbia, Canada
      What changed
      consecutive filings, newest first
      • Accounts · 698 to 679
        Dec 20, 2011 to Mar 30, 2012
      • Business name · MCLEAN BUDDEN LIMITED. to MFS MCLEAN BUDDEN
        Dec 20, 2011 to Mar 30, 2012
      • Discretionary RAUM · $28B to $28B
        Dec 20, 2011 to Mar 30, 2012
      • RAUM · $28B to $28B
        Dec 20, 2011 to Mar 30, 2012
      • Related bank · false to true
        Dec 20, 2011 to Mar 30, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026