DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Orleans Capital Management Corp
Latest filing Sep 14, 2026
First filing on the tape Apr 9, 2012 · 35 filings
SEC status approved since Aug 2, 1991
RAUM
$2.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
8.2%
$175M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$266M
derived; firm RAUM over IAPD count
Employees
12
6 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$2.1B as of Mar 24, 2026
Apr 9, 2012$1.8B then
HNW client RAUM$163M as of Mar 24, 2026
Feb 9, 2018$111M then
State-registered IARs (5.B.3)6 as of Mar 24, 2026
Apr 1, 20131 then
Employees (5.A)12 as of Mar 24, 2026
Apr 1, 201312 then
Private funds: no history
RAUM +35% over the last fiscal year+17% a year over threeIARs 0 to 6offices 2 to 6
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $266MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 7derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.8MderivedHNW RAUM over HNW clients
- Average account
- $10.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 92%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.1derived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +35%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -31%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$1.7B81%
- Charitable organizations$171M8.0%
- High-net-worth individuals$163M7.7%
- Insurance companies$59.4M2.8%
- Individuals$11.1M0.5%
- Pension and profit-sharing plans$4.7M0.2%
- Corporations and businesses$1.5M0.1%
- Individual clients
- 18reported
- HNW clients
- 34reported
- Pension plan clients
- n/areported
- Charitable clients
- 15reported
- Accounts
- 213reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.08 fund_share=0.0 institutional_share=0.92 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Eugenie Grevemberg Fromherz | Mandeville, La | Jul 3, 2024 | 17 y | 1 |
| Emily Crane Becker | Mandeville, La | Aug 20, 2024 | 32 y | 0 |
| Claire Diane Brookhouse | Dallas, Tx | May 5, 2025 | 12 y | 0 |
| Matthew Blake Kimbrough | Mandeville, La | Jul 28, 2025 | 14 y | 1 |
| Robert David StraussChartered Financial Analyst | Mandeville, La | Nov 17, 2025 | 29 y | 0 |
| Connor Rollins Smith | Mandeville, La | Feb 5, 2026 | 10 y | 0 |
| Creston Alexander KingChartered Financial Analyst | San Antonio, Tx | Mar 27, 2026 | 28 y | 0 |
| Joshua Paul ZorskyChartered Financial Analyst | Mandeville, La | Sep 9, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Catherine Meyer Johnson to Delta Financial Advisors, L.L.C.Aug 8, 2025 · Other
Joined, latest
- Matthew Blake Kimbrough from Argent Advisors, Inc.Jul 28, 2025 · Other
- Eugenie Grevemberg Fromherz from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 3, 2024 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Rodney Abele · Vice President & Directorcontrolsince 11/1991 · owns less than 5%
- Crane Emily Becker · President And Directorcontrolsince 09/2004 · owns less than 5%
- Wessel Nina English · Chief Compliance Officercontrolsince 10/2023 · owns less than 5%
- Meyer Catherine Johnson · Executive Vice President And Directorcontrolsince 01/2023 · owns less than 5%
Entity owners
- Argent Financial Group, Inc. · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Ameritrust Investment Advisors Incinvestment advisernRAUM $64.3M
- Argent Advisors, Inc.investment advisernRAUM $1.7B
- Argent Institutional Trust Companyn
- Argent Insurance Services, LLCreal estaten
- Argent Retirement Plan Advisors, LLCinvestment advisernRAUM $683M
- Argent Trust Companyn
- Argent Wealth, LLCinvestment advisernRAUM $487M
- Highland Capital Management, LLCinvestment advisernRAUM $3.9B
- Salem Trust Company A Division Of Argent Institutional Trust Companyn
- Wynden Capital Management, LLCinvestment advisernRAUM $27.0M
Advisers that list Orleans Capital Management Corp as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mandeville, La · principal | 8 | 4 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Metairie, LA2 employees
- Nashville, TN1 employees
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 24, 2026 to Sep 14, 2026
- Other offices · 5 to 6Mar 24, 2026 to Sep 14, 2026
- Succession · false to unsetMar 24, 2026 to Sep 14, 2026
- Accounts · 209 to 213Nov 21, 2025 to Mar 24, 2026
- Advisory employees · 7 to 6Nov 21, 2025 to Mar 24, 2026
- Charity clients · 16 to 15Nov 21, 2025 to Mar 24, 2026
- Corporate clients · 2.0 to unsetNov 21, 2025 to Mar 24, 2026
- HNW clients · 62 to 34Nov 21, 2025 to Mar 24, 2026
- Individual clients · 13 to 18Nov 21, 2025 to Mar 24, 2026
- Pension plan clients · 1.0 to unsetNov 21, 2025 to Mar 24, 2026
- Employees · 11 to 12Nov 21, 2025 to Mar 24, 2026
- Financial planning clients · 0 to Nov 21, 2025 to Mar 24, 2026
- State-registered IARs · 7 to 6Nov 21, 2025 to Mar 24, 2026
- Other offices · 3 to 5Nov 21, 2025 to Mar 24, 2026
- Discretionary RAUM · $1.6B to $2.1BNov 21, 2025 to Mar 24, 2026
- HNW RAUM · $244M to $163MNov 21, 2025 to Mar 24, 2026
- Individual RAUM · $8.3M to $11.1MNov 21, 2025 to Mar 24, 2026
- Pension RAUM · $5.1M to $4.7MNov 21, 2025 to Mar 24, 2026
- RAUM · $1.6B to $2.1BNov 21, 2025 to Mar 24, 2026
- Financial planning clients · 0 to 0Aug 22, 2025 to Nov 21, 2025
- State-registered IARs · 0 to 7Aug 22, 2025 to Nov 21, 2025
- Other offices · 2 to 3Aug 22, 2025 to Nov 21, 2025
- Accounts · 208 to 209Feb 22, 2024 to Mar 27, 2025
- Advisory employees · 6 to 7Feb 22, 2024 to Mar 27, 2025
- Charity clients · 17 to 16Feb 22, 2024 to Mar 27, 2025
- Corporate clients · 7 to 2Feb 22, 2024 to Mar 27, 2025
- HNW clients · 48 to 62Feb 22, 2024 to Mar 27, 2025
- Individual clients · 12 to 13Feb 22, 2024 to Mar 27, 2025
- Pension plan clients · 2 to 1Feb 22, 2024 to Mar 27, 2025
- Employees · 10 to 11Feb 22, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.6B to $1.6BFeb 22, 2024 to Mar 27, 2025
- HNW RAUM · $199M to $244MFeb 22, 2024 to Mar 27, 2025
- Individual RAUM · $14.0M to $8.3MFeb 22, 2024 to Mar 27, 2025
- Pension RAUM · $43.9M to $5.1MFeb 22, 2024 to Mar 27, 2025
- RAUM · $1.6B to $1.6BFeb 22, 2024 to Mar 27, 2025
- Accounts · 203 to 208Nov 20, 2023 to Jan 31, 2024
- Advisory employees · 5 to 6Nov 20, 2023 to Jan 31, 2024
- Charity clients · 25 to 17Nov 20, 2023 to Jan 31, 2024
- Corporate clients · 12 to 7Nov 20, 2023 to Jan 31, 2024
- HNW clients · 57 to 48Nov 20, 2023 to Jan 31, 2024
Signals
8 dated events
- Orleans Capital Management Corp reported RAUM $2.1B, up 35% from $1.6B (2025-11-21 to 2026-03-24)Mar 24, 2026 · RAUM change · derived
- Catherine Meyer Johnson left Orleans Capital Management Corp for Delta Financial Advisors, L.L.C. (registered 2025-08-11)Aug 8, 2025 · Advisor changed firm · fact
- Wessel Nina English (Chief Compliance Officer) appeared on Schedule A of Orleans Capital Management CorpFeb 2, 2024 · Control person joined · fact
- Nina W English (Chief Compliance Officer) no longer on Schedule A of Orleans Capital Management Corp (listed 2024-01-31, absent 2024-02-02)Feb 2, 2024 · Control person left · inference
- Catherine Johnson (Executive Vice President And Director) appeared on Schedule A of Orleans Capital Management CorpJan 31, 2024 · Control person joined · fact
- Farrell The Estate Of Louis Jr. Crane (Direct Owner) no longer on Schedule A of Orleans Capital Management Corp (listed 2023-11-20, absent 2024-01-31)Jan 31, 2024 · Control person left · inference
- Nina W English (Chief Compliance Officer) appeared on Schedule A of Orleans Capital Management CorpOct 25, 2023 · Control person joined · fact
- Lynn Sandra Lai (Chief Compliance Officer) no longer on Schedule A of Orleans Capital Management Corp (listed 2023-04-28, absent 2023-10-25)Oct 25, 2023 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- orleanscapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 504-592-4680reportedpublic record, Form ADV, Sep 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $266Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026