DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• W•••••• L••
Latest filing Mar 30, 2026
First filing on the tape Dec 14, 2020 · 22 filings
SEC status approved since Jan 14, 2021
RAUM
$487M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$457M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$81.2M
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$487M as of Mar 30, 2026
Mar 15, 2022$405M then
HNW client RAUM$384M as of Mar 30, 2026
Mar 15, 2022$320M then
State-registered IARs (5.B.3)6 as of Mar 30, 2026
Mar 15, 20223 then
Employees (5.A)11 as of Mar 30, 2026
Mar 15, 20229 then
Private funds: no history
RAUM +11% over the last fiscal year+8.6% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $81.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 75derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $577,357derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.4%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $96.5M, 149 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$384M79%
- Individuals$73.1M15%
- Corporations and businesses$18.9M3.9%
- Charitable organizations$11.1M2.3%
- Individual clients
- 311reported
- HNW clients
- 139reported
- Pension plan clients
- n/areported
- Charitable clients
- 7reported
- Accounts
- 844reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $96.5M for 149 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• R••• D•••• | Ridgeland, Ms | Mar 5, 2021 | 18 y | 0 |
| M••••• E• P••••• | Ridgeland, Ms | Apr 13, 2022 | 20 y | 7 |
| E••• J••• O•••• | Ridgeland, Ms | Jun 30, 2023 | 15 y | 0 |
| C••••••••• M•••• D•••••• | Ridgeland, Ms | Jan 30, 2024 | 15 y | 1 |
| W••••• K•••• N•••••• | Ridgeland, Ms | Mar 12, 2024 | 13 y | 1 |
| J••• T•••••• E•••••• | Ridgeland, Ms | Dec 9, 2025 | 10 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••• T•••••• E•••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Dec 9, 2025 · Affiliated broker-dealer or bank to independent RIA
- W••••• K•••• N•••••• from R•••••• J•••• • A••••••••• I•••Mar 12, 2024 · Affiliated broker-dealer or bank to independent RIA
- C••••••••• M•••• D•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jan 30, 2024 · Wirehouse to independent RIA
- M••••• E• P••••• from V••• F•••••••• A•••••••• I•••Apr 13, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• C••••• H••••• · Chief Compliance Officer & Chief Operating Officercontrolsince 12/2020 · owns less than 5%
- P•••••• M•••••• E• · Chief Executive Officercontrolsince 01/2021 · owns less than 5%
- D••••• M••••••• R••• · Chief Investment Officersince 01/2021 · owns less than 5%
Entity owners
- A••••• F•••••••• G••••• I••• · Holding Companydirect · owns 75% or more
Related persons
Schedule D 7.A
- A••••••••• I••••••••• A••••••• I••investment advisernRAUM $64.3M
- A••••• A•••••••• I•••investment advisernRAUM $1.7B
- A••••• I•••••••• S•••••••• L••real estaten
- A••••• R••••••••• P••• A•••••••• L••investment advisernRAUM $683M
- A••••• T•••• C••••••• I•••n
- W••••• C•••••• M••••••••• L••investment advisernRAUM $27.0M
Advisers that list A••••• W•••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ridgeland, Ms · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 787 to 844Mar 20, 2025 to Mar 30, 2026
- Advisory employees · 5 to 6Mar 20, 2025 to Mar 30, 2026
- Charity clients · unset to 7.0Mar 20, 2025 to Mar 30, 2026
- Corporate clients · 14 to 13Mar 20, 2025 to Mar 30, 2026
- HNW clients · 118 to 139Mar 20, 2025 to Mar 30, 2026
- Individual clients · 301 to 311Mar 20, 2025 to Mar 30, 2026
- Assets in custody · $79.4M to $96.5MMar 20, 2025 to Mar 30, 2026
- Employees · 10 to 11Mar 20, 2025 to Mar 30, 2026
- State-registered IARs · 5 to 6Mar 20, 2025 to Mar 30, 2026
- Discretionary RAUM · $439M to $487MMar 20, 2025 to Mar 30, 2026
- HNW RAUM · $334M to $384MMar 20, 2025 to Mar 30, 2026
- Individual RAUM · $75.9M to $73.1MMar 20, 2025 to Mar 30, 2026
- RAUM · $439M to $487MMar 20, 2025 to Mar 30, 2026
- Accounts · 760 to 787Jun 10, 2024 to Mar 20, 2025
- Advisory employees · 4 to 5Jun 10, 2024 to Mar 20, 2025
- Corporate clients · 13 to 14Jun 10, 2024 to Mar 20, 2025
- HNW clients · 123 to 118Jun 10, 2024 to Mar 20, 2025
- Individual clients · 299 to 301Jun 10, 2024 to Mar 20, 2025
- Assets in custody · $76.2M to $79.4MJun 10, 2024 to Mar 20, 2025
- Employees · 9 to 10Jun 10, 2024 to Mar 20, 2025
- Financial planning clients · 1-10 to 0Jun 10, 2024 to Mar 20, 2025
- State-registered IARs · 4 to 5Jun 10, 2024 to Mar 20, 2025
- Discretionary RAUM · $403M to $439MJun 10, 2024 to Mar 20, 2025
- HNW RAUM · $319M to $334MJun 10, 2024 to Mar 20, 2025
- Individual RAUM · $62.8M to $75.9MJun 10, 2024 to Mar 20, 2025
- RAUM · $403M to $439MJun 10, 2024 to Mar 20, 2025
- Accounts · 729 to 760Dec 4, 2023 to Mar 19, 2024
- Advisory employees · 3 to 4Dec 4, 2023 to Mar 19, 2024
- Business name · P••••••• W•••••• L•• to A••••• W•••••• L••Dec 4, 2023 to Mar 19, 2024
- Charity clients · 4.0 to unsetDec 4, 2023 to Mar 19, 2024
- Corporate clients · 11 to 13Dec 4, 2023 to Mar 19, 2024
- HNW clients · 120 to 123Dec 4, 2023 to Mar 19, 2024
- Individual clients · 311 to 299Dec 4, 2023 to Mar 19, 2024
- Assets in custody · $40.3M to $76.2MDec 4, 2023 to Mar 19, 2024
- State-registered IARs · 3 to 4Dec 4, 2023 to Mar 19, 2024
- Legal name · P••••••• W•••••• L•• to A••••• W•••••• L••Dec 4, 2023 to Mar 19, 2024
- Discretionary RAUM · $379M to $403MDec 4, 2023 to Mar 19, 2024
- HNW RAUM · $299M to $319MDec 4, 2023 to Mar 19, 2024
- Individual RAUM · $64.4M to $62.8MDec 4, 2023 to Mar 19, 2024
- Non-discretionary RAUM · $1.3M to $0Dec 4, 2023 to Mar 19, 2024
Signals
5 dated events
- P••••••• W•••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Apr 25, 2022 · Succession (Item 4) · fact
- Louis Stacey Wall (Owner) no longer on Schedule A of A••••• W•••••• L•• (listed 2022-04-22, absent 2022-04-22)Apr 22, 2022 · Control person left · inference
- W••••• T••••• D••••• (Owner) no longer on Schedule A of A••••• W•••••• L•• (listed 2022-04-22, absent 2022-04-22)Apr 22, 2022 · Control person left · inference
- A••••• W•••••• L•• reported RAUM $405.1M, up 202% from $134.3M (2022-03-03 to 2022-03-15)Mar 15, 2022 · RAUM change · derived
- P••••••• W•••••• L•• filed its initial SEC registration (Form ADV)Dec 14, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@myargentwealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 601-957-0323reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 601-957-3801reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/myargentwealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- myargentwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 601-957-0323reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- myargentwealth.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $81.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026