DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Imc Advisors, LLC
Latest filing Mar 26, 2026
First filing on the tape Mar 27, 2012 · 19 filings
SEC status approved since Oct 10, 2002
RAUM
$540M
reported, Item 5.F
Discretionary
80%
of RAUM
Private clients
100%
$540M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$540M as of Mar 26, 2026
Mar 27, 2012$340M then
HNW client RAUM$529M as of Mar 26, 2026
Mar 29, 2018$324M then
State-registered IARs (5.B.3)3 as of Mar 26, 2026
Mar 27, 20120 then
Employees (5.A)5 as of Mar 26, 2026
Mar 28, 20134 then
Private funds: no history
RAUM +6.0% over the last fiscal year+11% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- $180MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 34derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.2MderivedHNW RAUM over HNW clients
- Average account
- $5.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 80%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -5.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$529M98%
- Individuals$11.1M2.1%
- Individual clients
- 17reported
- HNW clients
- 85reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 102reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
3 left, 0 joined in 12 months
net -3 in 12 months3 left in 90 days0 joined in 90 days3 left over 36 months
Left, latest
- Jody Allen Littrell to Donaldson Capital Management LLCJul 24, 2026 · RIA to RIA
- Donald Louis Michael to Donaldson Capital Management LLCJul 24, 2026 · RIA to RIA
- Suping Pan to Donaldson Capital Management LLCJul 24, 2026 · RIA to RIA
- Ivan Douglas Hoffman to Oxford Financial Group, LtdJun 1, 2004 · Other
Joined, latest
none on the tape
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Donaldson Capital Management LLCJul 24, 2026 · Columbus, In · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Allen Jody Littrell · Senior Vice President, Chief Compliance Officer, Chief Operating Officer, Chief Financial And Legal Officercontrolsince 03/2019 · owns less than 5%
- Louis Donald Michael · Member, President, Chief Executive Officercontrolsince 07/2001 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Columbus, In · principal | 0 | 0 | 3 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 108 to 102Mar 28, 2025 to Mar 26, 2026
- HNW clients · 91 to 85Mar 28, 2025 to Mar 26, 2026
- Discretionary RAUM · $406M to $429MMar 28, 2025 to Mar 26, 2026
- HNW RAUM · $499M to $529MMar 28, 2025 to Mar 26, 2026
- Individual RAUM · $10.2M to $11.1MMar 28, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $104M to $111MMar 28, 2025 to Mar 26, 2026
- RAUM · $510M to $540MMar 28, 2025 to Mar 26, 2026
- Accounts · 102 to 108Mar 19, 2024 to Mar 28, 2025
- HNW clients · 86 to 91Mar 19, 2024 to Mar 28, 2025
- Individual clients · 16 to 17Mar 19, 2024 to Mar 28, 2025
- Financial planning clients · 1-10 to 1-10Mar 19, 2024 to Mar 28, 2025
- Discretionary RAUM · $334M to $406MMar 19, 2024 to Mar 28, 2025
- HNW RAUM · $440M to $499MMar 19, 2024 to Mar 28, 2025
- Individual RAUM · $8.6M to $10.2MMar 19, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $114M to $104MMar 19, 2024 to Mar 28, 2025
- RAUM · $448M to $510MMar 19, 2024 to Mar 28, 2025
- HNW clients · 82 to 86Mar 21, 2023 to Mar 19, 2024
- Individual clients · 20 to 16Mar 21, 2023 to Mar 19, 2024
- Employees · 6 to 5Mar 21, 2023 to Mar 19, 2024
- Discretionary RAUM · $282M to $334MMar 21, 2023 to Mar 19, 2024
- HNW RAUM · $384M to $440MMar 21, 2023 to Mar 19, 2024
- Individual RAUM · $8.0M to $8.6MMar 21, 2023 to Mar 19, 2024
- Non-discretionary RAUM · $110M to $114MMar 21, 2023 to Mar 19, 2024
- RAUM · $392M to $448MMar 21, 2023 to Mar 19, 2024
- Accounts · 101 to 102Mar 23, 2022 to Mar 21, 2023
- HNW clients · 83 to 82Mar 23, 2022 to Mar 21, 2023
- Individual clients · 17 to 20Mar 23, 2022 to Mar 21, 2023
- Discretionary RAUM · $325M to $282MMar 23, 2022 to Mar 21, 2023
- HNW RAUM · $443M to $384MMar 23, 2022 to Mar 21, 2023
- Individual RAUM · $9.5M to $8.0MMar 23, 2022 to Mar 21, 2023
- Non-discretionary RAUM · $129M to $110MMar 23, 2022 to Mar 21, 2023
- RAUM · $453M to $392MMar 23, 2022 to Mar 21, 2023
- Accounts · 97 to 101Mar 11, 2021 to Mar 23, 2022
- HNW clients · 74 to 83Mar 11, 2021 to Mar 23, 2022
- Individual clients · 22 to 17Mar 11, 2021 to Mar 23, 2022
- Discretionary RAUM · $277M to $325MMar 11, 2021 to Mar 23, 2022
- HNW RAUM · $384M to $443MMar 11, 2021 to Mar 23, 2022
- Individual RAUM · $13.5M to $9.5MMar 11, 2021 to Mar 23, 2022
- Non-discretionary RAUM · $122M to $129MMar 11, 2021 to Mar 23, 2022
- RAUM · $398M to $453MMar 11, 2021 to Mar 23, 2022
Signals
5 dated events
- Imc Advisors, Llc no longer on the SEC adviser roster (last listed 2026-07-01, RAUM $540.0M)Aug 3, 2026 · Left the SEC roster · derived
- Jody Allen Littrell left Imc Advisors, Llc for Donaldson Capital Management Llc (registered 2026-07-08)Jul 24, 2026 · Advisor changed firm · fact
- Suping Pan left Imc Advisors, Llc for Donaldson Capital Management Llc (registered 2026-07-08)Jul 24, 2026 · Advisor changed firm · fact
- Donald Louis Michael left Imc Advisors, Llc for Donaldson Capital Management Llc (registered 2026-07-08)Jul 24, 2026 · Advisor changed firm · fact
- Imc Advisors, LLC's advisors moved to Donaldson Capital Management LLC (Columbus, IN): 3 of 3 registered, on the same dayJul 24, 2026 · Firm absorbed (people side) · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026