DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Detterbeck Wealth Management
Legal name Dwm Financial Group, Inc.
Latest filing Jun 16, 2026
First filing on the tape Nov 17, 2011 · 41 filings
SEC status approved since May 8, 2017
RAUM
$279M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
100%
$279M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$140M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$279M as of Jun 16, 2026
Feb 2, 2012$75.6M then
HNW client RAUM$249M as of Jun 16, 2026
Mar 19, 2018$128M then
State-registered IARs (5.B.3)3 as of Jun 16, 2026
Mar 19, 20182 then
Employees (5.A)6 as of Jun 16, 2026
Mar 19, 20186 then
Private funds: no history
RAUM +11% over the last fiscal year+7.6% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Jun 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $140MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 83derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $353,429derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$249M89%
- Individuals$30.4M11%
- Individual clients
- 75reported
- HNW clients
- 90reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 790reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brett Marriott DetterbeckCertified Financial Planner, Chartered Financial Analyst | Palatine, Il | Nov 29, 2001 | 26 y | 1 |
| Lester George DetterbeckCertified Financial Planner, Chartered Financial Analyst | Mt. Pleasant, Sc | Oct 25, 2006 | 50 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Grant Roger Maddox to Hampton Park Financial PlannersSep 1, 2021 · RIA to a state-registered adviser
- Charles Dustin Capasso to Lake Tahoe Wealth Management, Inc.Nov 19, 2013 · Other
Joined, latest
- Charles Dustin Capasso from Morris Financial Concepts, Inc.Feb 23, 2012 · Other
- Lester George Detterbeck from Quantum Investment Management, LLCOct 25, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Marriott Brett Detterbeck · President, Coo, Chief Compliance Officer, Portfolio Managercontrolsince 09/2004 · owns 25% to 50%
- George Lester Detterbeck · Chairman Of The Board, Secretary, Treasurer, Advisory Rep.controlsince 09/2004 · owns 50% to 75%
Related persons
Schedule D 7.A
- Lester George Detterbeck IIIinsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Palatine, Il · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Mt. Pleasant, SC1 employees
What changed
consecutive filings, newest first
- Accounts · 768 to 790Nov 17, 2025 to Mar 10, 2026
- HNW clients · 86 to 90Nov 17, 2025 to Mar 10, 2026
- Individual clients · 76 to 75Nov 17, 2025 to Mar 10, 2026
- Assets in custody · $22.5M to $130MNov 17, 2025 to Mar 10, 2026
- State-registered IARs · 2 to 3Nov 17, 2025 to Mar 10, 2026
- Discretionary RAUM · $237M to $260MNov 17, 2025 to Mar 10, 2026
- HNW RAUM · $220M to $249MNov 17, 2025 to Mar 10, 2026
- Individual RAUM · $32.4M to $30.4MNov 17, 2025 to Mar 10, 2026
- Non-discretionary RAUM · $15.6M to $18.7MNov 17, 2025 to Mar 10, 2026
- RAUM · $252M to $279MNov 17, 2025 to Mar 10, 2026
- Financial planning clients · 101-250 to 101-250Feb 21, 2025 to Jul 17, 2025
- RAUM · $224M to $252MJul 8, 2024 to Feb 21, 2025
- Accounts · 703 to 768Jul 8, 2024 to Feb 21, 2025
- HNW clients · 76 to 86Jul 8, 2024 to Feb 21, 2025
- Individual clients · 65 to 76Jul 8, 2024 to Feb 21, 2025
- Assets in custody · $107M to $22.5MJul 8, 2024 to Feb 21, 2025
- Discretionary RAUM · $205M to $237MJul 8, 2024 to Feb 21, 2025
- HNW RAUM · $192M to $220MJul 8, 2024 to Feb 21, 2025
- Individual RAUM · $32.2M to $32.4MJul 8, 2024 to Feb 21, 2025
- Non-discretionary RAUM · $19.1M to $15.6MJul 8, 2024 to Feb 21, 2025
- Accounts · 699 to 703Dec 7, 2023 to Mar 1, 2024
- HNW clients · 74 to 76Dec 7, 2023 to Mar 1, 2024
- Individual clients · 80 to 65Dec 7, 2023 to Mar 1, 2024
- Assets in custody · $108M to $107MDec 7, 2023 to Mar 1, 2024
- Discretionary RAUM · $203M to $205MDec 7, 2023 to Mar 1, 2024
- HNW RAUM · $189M to $192MDec 7, 2023 to Mar 1, 2024
- Individual RAUM · $35.5M to $32.2MDec 7, 2023 to Mar 1, 2024
- Non-discretionary RAUM · $21.0M to $19.1MDec 7, 2023 to Mar 1, 2024
- RAUM · $224M to $224MDec 7, 2023 to Mar 1, 2024
- Accounts · 774 to 699Feb 25, 2022 to Mar 2, 2023
- HNW clients · 88 to 74Feb 25, 2022 to Mar 2, 2023
- Individual clients · 82 to 80Feb 25, 2022 to Mar 2, 2023
- Assets in custody · unset to 108492864.0Feb 25, 2022 to Mar 2, 2023
- Discretionary RAUM · $265M to $203MFeb 25, 2022 to Mar 2, 2023
- HNW RAUM · $256M to $189MFeb 25, 2022 to Mar 2, 2023
- Individual RAUM · $38.1M to $35.5MFeb 25, 2022 to Mar 2, 2023
- Non-discretionary RAUM · $28.8M to $21.0MFeb 25, 2022 to Mar 2, 2023
- RAUM · $294M to $224MFeb 25, 2022 to Mar 2, 2023
- Accounts · 658 to 774Dec 9, 2021 to Feb 24, 2022
- HNW clients · 58 to 88Dec 9, 2021 to Feb 24, 2022
Signals
1 dated events
- Detterbeck Wealth Management filed its initial SEC registration (Form ADV)Apr 26, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- chandler@dwmgmt.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- kim@dwmgmt.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- les@dwmgmt.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- mike@dwmgmt.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- muller@dwmgmt.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 843-577-2463reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 847-934-6262reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/detterbeck-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- dwmgmt.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 847-934-6262reportedpublic record, Form ADV, Jun 16, 2026
- Contact form
- dwmgmt.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- dwmgmt.com/who-we-arereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $140Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026