DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••• F•••••••• C•••••••• I•••
Latest filing Mar 5, 2026
First filing on the tape Mar 30, 2012 · 29 filings
SEC status approved since Jan 11, 2002
RAUM
$538M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
99%
$534M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$53.8M
derived; firm RAUM over IAPD count
Employees
10
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$538M as of Mar 5, 2026
Mar 30, 2012$130M then
HNW client RAUM$441M as of Mar 5, 2026
Mar 30, 2018$212M then
State-registered IARs (5.B.3)9 as of Mar 5, 2026
Mar 30, 20120 then
Employees (5.A)10 as of Mar 5, 2026
Mar 27, 20137 then
Private funds: no history
RAUM +15% over the last fiscal year+16% a year over threeIARs 9 to 9
Practice profile
derived from the filing of Mar 5, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at le••• 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at le••• $100M of wrap assets
- RAUM per advisor
- $53.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 29derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $574,001derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 10.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Wrap fee program
- $380MreportedItem 5.I
- Custody
- $227M, 189 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$441M82%
- Individuals$92.6M17%
- Pension and profit-sharing plans$4.9M0.9%
- Individual clients
- 176reported
- HNW clients
- 117reported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 938reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $227M for 189 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K••• H•••••••• M•••••Certified Financial Planner | Mount Pleasant, Sc | Dec 17, 2003 | 36 y | 0 |
| S•••••• B••••• V•••••Chartered Financial Analyst | Mount Pleasant, Sc | Feb 13, 2020 | 21 y | 1 |
| M••• J• H••• | Mount Pleasant, Sc | Jun 18, 2021 | 10 y | 0 |
| S••••• B•••••• K•••••••Certified Financial Planner | Mount Pleasant, Sc | Apr 11, 2024 | 12 y | 2 |
| B•••••• L•••• F•••••Certified Financial Planner | Mount Pleasant, Sc | Nov 15, 2024 | 10 y | 0 |
| A••• L• | Mount Pleasant, Sc | Jan 29, 2025 | 11 y | 0 |
| D••••• C•••••••• E••••••Certified Financial Planner | Mount Pleasant, Sc | Sep 8, 2025 | 16 y | 0 |
| J•••• T••••• M••••• | Mount Pleasant, Sc | Oct 29, 2025 | 12 y | 0 |
| N••••• E••••• W••••Certified Financial Planner | Mount Pleasant, Sc | Feb 11, 2026 | 11 y | 3 |
| J•••••• P••• V•••••• | Mount Pleasant, Sc | Aug 28, 2026 | 10 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- S••••••• R••• C••••• to C•••••••••Jul 2, 2025 · RIA to RIA
- B•••• J•••••• C••••••• to C••••• I••••••••• A••••••• L••Aug 9, 2018 · Other
- M••• E•••••••• I•• to G••••• F••••••••Feb 3, 2015 · Other
- D••••• P•••••• C••••••• to Q••••••Dec 4, 2014 · Other
- M•••• A•••••• N•••••• to E••• B•• I••••••••• S••••••••Aug 15, 2013 · Other
- C•••••• D••••• C•••••• to D••••••••• W••••• M•••••••••Aug 30, 2011 · Other
Joined, latest
- N••••• E••••• W•••• from W••••• F•••••••• S••••••••• I••Feb 11, 2026 · RIA to RIA
- S•••••• B••••• V••••• from A••••• P••••••• G••••• I•••Feb 13, 2020 · Other
- S••••••• R••• C••••• from D••• D••••••• • C••Jan 9, 2019 · Other
- B•••• J•••••• C••••••• from L•• F•••••••• L••Dec 12, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••• J••••• T••••• · Chief Compliance Officercontrolsince 03/2014 · owns 10% to 25%
- M•••••• K•••• H•••••••• · Presidentcontrolsince 01/2001 · owns 75% or more
Related persons
Schedule D 7.A
- M••••• T•• P•••••••• L••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mount Pleasant, Sc · principal | 10 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 929 to 938Mar 31, 2025 to Mar 5, 2026
- HNW clients · 114 to 117Mar 31, 2025 to Mar 5, 2026
- Individual clients · 180 to 176Mar 31, 2025 to Mar 5, 2026
- Pension plan clients · 2 to 1Mar 31, 2025 to Mar 5, 2026
- Assets in custody · $195M to $227MMar 31, 2025 to Mar 5, 2026
- Insurance-licensed employees · 0 to 1Mar 31, 2025 to Mar 5, 2026
- Discretionary RAUM · $460M to $521MMar 31, 2025 to Mar 5, 2026
- HNW RAUM · $382M to $441MMar 31, 2025 to Mar 5, 2026
- Individual RAUM · $82.9M to $92.6MMar 31, 2025 to Mar 5, 2026
- Non-discretionary RAUM · $9.5M to $17.0MMar 31, 2025 to Mar 5, 2026
- Pension RAUM · $4.3M to $4.9MMar 31, 2025 to Mar 5, 2026
- RAUM · $469M to $538MMar 31, 2025 to Mar 5, 2026
- Accounts · 910 to 929Aug 29, 2024 to Mar 31, 2025
- Advisory employees · 6 to 9Aug 29, 2024 to Mar 31, 2025
- HNW clients · 116 to 114Aug 29, 2024 to Mar 31, 2025
- Individual clients · 179 to 180Aug 29, 2024 to Mar 31, 2025
- Assets in custody · $166M to $195MAug 29, 2024 to Mar 31, 2025
- fin p••••••• clients · 101-250 to 101-250Aug 29, 2024 to Mar 31, 2025
- State-registered IARs · 8 to 9Aug 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $401M to $460MAug 29, 2024 to Mar 31, 2025
- HNW RAUM · $329M to $382MAug 29, 2024 to Mar 31, 2025
- Individual RAUM · $75.5M to $82.9MAug 29, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $7.4M to $9.5MAug 29, 2024 to Mar 31, 2025
- Pension RAUM · $3.7M to $4.3MAug 29, 2024 to Mar 31, 2025
- RAUM · $408M to $469MAug 29, 2024 to Mar 31, 2025
- Accounts · 880 to 910Aug 18, 2023 to Feb 26, 2024
- HNW clients · 117 to 116Aug 18, 2023 to Feb 26, 2024
- Individual clients · 177 to 179Aug 18, 2023 to Feb 26, 2024
- Assets in custody · $124M to $166MAug 18, 2023 to Feb 26, 2024
- Discretionary RAUM · $335M to $401MAug 18, 2023 to Feb 26, 2024
- HNW RAUM · $282M to $329MAug 18, 2023 to Feb 26, 2024
- Individual RAUM · $59.5M to $75.5MAug 18, 2023 to Feb 26, 2024
- Non-discretionary RAUM · $9.1M to $7.4MAug 18, 2023 to Feb 26, 2024
- Pension RAUM · $3.4M to $3.7MAug 18, 2023 to Feb 26, 2024
- RAUM · $344M to $408MAug 18, 2023 to Feb 26, 2024
- Accounts · 813 to 880Oct 13, 2022 to Mar 24, 2023
- Advisory employees · 5 to 6Oct 13, 2022 to Mar 24, 2023
- Advisory activities · 3 to 4Oct 13, 2022 to Mar 24, 2023
- HNW clients · 123 to 117Oct 13, 2022 to Mar 24, 2023
- Individual clients · 158 to 177Oct 13, 2022 to Mar 24, 2023
Signals
2 dated events
- J•••••• P••• V•••••• added a SC registration at M••••• F•••••••• C•••••••• I•••Aug 28, 2026 · New state registration · fact
- S••••••• R••• C••••• left M••••• F•••••••• C•••••••• I••• for C••••••••• (registered 2025-07-23)Jul 2, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/morris-financial-conceptsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- MFCPLANNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 843-884-6192reportedpublic record, Form ADV, Mar 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $53.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026