DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Main Street Management Company

Independent wealth managerAquebogue, New YorkCRD 111736SEC 801-129502websiteIAPD
Latest filing Mar 8, 2024
First filing on the tape Jan 12, 2024 · 4 filings
SEC status approved since Mar 12, 2024
RAUM
$51.8M
reported, Item 5.F
Discretionary
76%
of RAUM
Private clients
76%
$39.5M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$51.8M as of Mar 8, 2024
Jan 12, 2024$51.8M then
HNW client RAUM$8.9M as of Mar 8, 2024
Jan 12, 2024$8.9M then
State-registered IARs (5.B.3)2 as of Mar 8, 2024
Jan 12, 20242 then
Employees (5.A)2 as of Mar 8, 2024
Jan 12, 20242 then
Private funds: no history
Practice profile
derived from the filing of Mar 8, 2024; every figure names its basis
Archetypes, each a printed rule
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$25.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
55derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.4MderivedHNW RAUM over HNW clients
Average account
$462,505derivedRAUM over accounts (5.F.2.f)
Discretionary
76%derivedof RAUM
Institutional
24%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$30.6M59%
  • Pension and profit-sharing plans$12.3M24%
  • High-net-worth individuals$8.9M17%
Individual clients
107reported
HNW clients
2reported
Pension plan clients
3reported
Charitable clients
0reported
Accounts
112reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.76 fund_share=0.0 institutional_share=0.24 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Joseph Keith Furio · Chief Compliance Officer/ Vice Presidentcontrol
    since 07/2022 · owns less than 5%
  • Edward William Hayek · Presidentcontrol
    since 10/1986 · owns 75% or more
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Aquebogue, Ny · principal000
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Other offices · 2 to 0
    Mar 7, 2024 to Mar 8, 2024
Signals
3 dated events
  • Joseph Keith Furio (Chief Compliance Officer/ Vice President) appeared on Schedule A of Main Street Management Company
    Mar 7, 2024 · Control person joined · fact
  • Main Street Management Company filed its initial SEC registration (Form ADV)
    Jan 12, 2024 · First SEC registration · fact
  • Keith Joseph Furio left Main Street Management Company for Realta Investment Advisors, Inc (registered 2013-04-29)
    Dec 31, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Principal office phone
631-653-0333reportedpublic record, Form ADV, Mar 8, 2024
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026