DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Capital Advisors Group, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anthony Paul Vicari | Capital Advisors Group, Inc other | Defined Retirement Solutions, LLC unclassified | Other | Oct 12, 2011 | Jun 1, 2012 (233 d) |
| Stefan Alan Fencl | Capital Advisors Group, Inc other | First Citizens Asset Management, Inc other | Other | Sep 7, 2011 | Dec 5, 2016 (1916 d) |
| Sean Stone | Capital Advisors Group, Inc other | Svb Asset Management other | Other | Mar 2, 2004 | Feb 23, 2004 |
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3 moves match.