RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• M•••••• A••••
- M••••• W••••• M••••••••• L•• independent RIA currentsince Apr 26, 2023 · Troy, Mi
- B••••• F•••••••• G•••• formerJul 14, 2017 to Dec 7, 2023 · Troy, Mi
- O•••••• F•••••••• G••••• L•• unclassifiedNov 1, 2016 to Dec 14, 2017 · Troy, Mi
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerMay 1, 2015 to Jun 26, 2017 · Troy, Mi
- T•• A••••••• formerJan 7, 2015 to Apr 14, 2015 · Auburn Hills, Mi
- L••••• F•••••••• G••••• L•• BD affiliatedAug 27, 2013 to Oct 27, 2014 · Saint Louis, Mo
- B••••• F•••••••• G•••• to M••••• W••••• M••••••••• L••left Dec 7, 2023, registered Apr 26, 2023 (-225 days) · RIA to RIA · moved with a team
- O•••••• F•••••••• G••••• L•• to B••••• F•••••••• G••••left Dec 14, 2017, registered Jul 14, 2017 (-153 days) · Other · moved with a team
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to O•••••• F•••••••• G••••• L••left Jun 26, 2017, registered Nov 1, 2016 (-237 days) · Other · moved with a team
- T•• A••••••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Apr 14, 2015, registered May 1, 2015 (17 days) · Other
- L••••• F•••••••• G••••• L•• to T•• A•••••••left Oct 27, 2014, registered Jan 7, 2015 (72 days) · Other
- K••• M•••••• A•••• left B••••• F•••••••• G•••• for M••••• W••••• M••••••••• L•• (registered 2023-04-26)Dec 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address