DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Quad City Investment Center
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cassidy J Moulton | Quad City Investment Center independent RIA | Nations Financial Group, Inc. independent RIA | RIA to RIA | Apr 24, 2018 | May 3, 2018 |
| Nicole Marie Mcwilliams | Quad City Investment Center other | Cambridge Investment Research Advisors, Inc. other | Other | Jan 29, 2016 | Feb 9, 2016 |
| Darlene Kolodziej Steffen | Quad City Investment Center other | Life Planning Solutions, LLC state registered | Other | Oct 26, 2015 | Sep 21, 2011 |
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3 moves match.