DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A•••••• I••••••••• M••••••••• L••
Latest filing Aug 19, 2026
First filing on the tape Mar 30, 2012 · 79 filings
SEC status approved since Dec 16, 1997
RAUM
$41B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
151
44 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
13
reported on Schedule D
History
79 filings and snapshots on the tape
RAUM$41B as of Aug 19, 2026
Sep 26, 2012$57B then
HNW client RAUM$0 as of Aug 19, 2026
Sep 27, 2018$0 then
State-registered IARs (5.B.3)0 as of Aug 19, 2026
Sep 27, 20130 then
Employees (5.A)151 as of Aug 19, 2026
Sep 27, 2013152 then
Private funds13 as of Aug 19, 2026
Sep 26, 201219 then
RAUM -4.0% over the last fiscal year-9.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $393MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 66%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Sovereign wealth funds$23B55%
- Corporations and businesses$9.5B23%
- Pooled investment vehicles$4.3B11%
- Pension and profit-sharing plans$3.1B7.6%
- State and municipal entities$1.4B3.5%
- Investment companies$27.0M0.1%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 8reported
- Charitable clients
- 0reported
- Accounts
- 104reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.11 institutional_share=0.66 related_bd=true related_bank=true bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
35 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••••• S•••• E••••••• M•••••• L•••• C••••••• B••• F••• | Other Private Fund | $1.1B | 60 | Mar 30, 2012 |
| A•••••• S•••• E••••••• M•••••• D••• F•••no longer reported | Other Private Fund | $1.0B | 130 | Mar 30, 2012 |
| A•••••• S•••• E••••••• M•••••• C•••••••• D••• F•••no longer reported | Other Private Fund | $916M | 39 | Mar 30, 2012 |
| A•••• H••••• P•• N•• 2• L••••••no longer reported | Other Private Fund | $888M | 271 | Mar 30, 2012 |
| A•••••• G••••• O••••••••• L••••••no longer reported | Other Private Fund | $500M | 234 | Mar 30, 2012 |
| A•••••• S•••• L•••• C••••••• F•••no longer reported | Other Private Fund | $470M | 35 | Nov 20, 2014 |
| A•••••• S•••• E••••••• M•••••• C•••••••• D••• F••• | Other Private Fund | $373M | 31 | Feb 5, 2013 |
| A•••••• S•••• E••••••• M•••••• D••• F••• | Other Private Fund | $344M | 29 | Aug 18, 2017 |
| A•••••• S•••• E••••••• M•••••• E••••• F••• | Other Private Fund | $304M | 19 | Nov 22, 2023 |
| A•••••• S•••• E• S•••• D••••••• F••• | Other Private Fund | $303M | 95 | May 17, 2017 |
| A•••••• S•••• E••••••• M•••••• T•••• R••••• F••• | Other Private Fund | $235M | 40 | Oct 22, 2013 |
| A•••••• S•••• E••••••• M•••••• A••••• E••••• F•••no longer reported | Other Private Fund | $181M | 22 | Nov 23, 2020 |
| A•••••• B••••• F••• L••••••no longer reported | Other Private Fund | $173M | 72 | Aug 19, 2013 |
| A•••••• S•••• E••••••• M•••••• L•••• C••••••• C•••••••• D••• F•••no longer reported | Other Private Fund | $167M | 84 | May 13, 2013 |
| A•••••• S•••• E• S•••••••• D••• F••• | Other Private Fund | $138M | 15 | Feb 16, 2018 |
| A•••••• S•••• E••••••• M•••••• I••••••••• G•••• C•••••••• D••• F•••no longer reported | Other Private Fund | $124M | 12 | Aug 18, 2017 |
| A•••••• S•••• E••••••• M•••••• F••••••• E••••• F•••no longer reported | Other Private Fund | $75.7M | 39 | May 21, 2018 |
| A•••••• S•••• E• A•••• H••• Y•••• D••• F•••no longer reported | Other Private Fund | $71.9M | 25 | Aug 16, 2019 |
| A•••••• S•••• M••••• E••• E••••• F•••no longer reported | Other Private Fund | $60.6M | 15 | May 14, 2014 |
| A•••••• L•••• C••••••• F•••no longer reported | Other Private Fund | $55.6M | 7 | Mar 30, 2012 |
| A•••••• S•••• L•••• A••••••• S•••••••• E••••• F•••no longer reported | Other Private Fund | $55.4M | 5 | May 14, 2014 |
| A•••••• S•••• T•••••• D••• F•••no longer reported | Other Private Fund | $52.0M | 11 | May 13, 2013 |
| A•••••• S•••• E••••••• M•••••• G••••• S•••••••• E••••• F••• | Other Private Fund | $29.9M | 12 | Nov 26, 2012 |
| A•••• H••••• P•• L•••••• I• R•••••• O• A•••••• R•••••• D••• P••••••••no longer reported | Other Private Fund | $16.6M | 30 | Mar 30, 2012 |
| A•••••• S•••• I••••• S•••••••• E••••• F•••no longer reported | Other Private Fund | $16.5M | 6 | May 14, 2014 |
| A•••••• S•••• E••••••• M•••••• G••••• S•••••••• E••••• F•••no longer reported | Other Private Fund | $16.4M | 18 | Mar 30, 2012 |
| A•••• H••••• P•• N•• 2• L•••••• I• R•••••• O• A•••••• M•••• S••••••• F•••no longer reported | Other Private Fund | $6.1M | 20 | Mar 30, 2012 |
| A•••••• G••••• S•••••• S••••••••• F••• 4• L•••••• P••••••••• | Other Private Fund | $6.0M | 15 | Aug 27, 2012 |
| A•••••• S•••• E••••••• M•••••• G••••• E••••• F•••no longer reported | Other Private Fund | $3.6M | 11 | Mar 30, 2012 |
| A•••••• G••••• S•••••• S••••••••• F••• 5• L•••••• P••••••••• | Other Private Fund | $907,769 | 15 | Aug 27, 2012 |
| A•••• H••••• P•• N•• 2• L•••••• I• R•••••• O• A•••••• A•••• R••••••• F•••no longer reported | Other Private Fund | $575,073 | 325 | Mar 30, 2012 |
| A•••••• G•••••• C•••• F••• L••••••no longer reported | Other Private Fund | $483,000 | 1 | Mar 30, 2012 |
| A•••••• G••••• S•••••• S••••••••• F••• 3• L•••••• P•••••••••no longer reported | Other Private Fund | $80,285 | 10 | Aug 27, 2012 |
| A•••••• A•••• S•••••• O••••••••• F••• L••••••no longer reported | Other Private Fund | $62,036 | 15 | Mar 30, 2012 |
| A•••• H••••• P•• L••••••no longer reported | Other Private Fund | $0 | 0 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• M•••• L••••••• · Chief Executive, Directorcontrolsince 02/1999 · owns less than 5%
- S••••••• T•••••• A••• · Group Finance Directorcontrolsince 11/2013 · owns less than 5%
- C•••••• M•••• L••••••• · Shareh•••••controlsince 02/1999 · owns 25% to 50% of A•••••• G•••• P••
- A•••••• A••••••••• F•••••• · Chief Legal Officersince 02/2012 · owns less than 5%
- B••••••• M•••••• K••••• · Head Of Risk Management & Controlsince 09/2007 · owns less than 5%
- B••••• M••••••• A•• · Chief Compliance Officersince 12/2023 · owns less than 5%
- E••••••• R•••••• J•••• · Head Of Human Resourcessince 09/2008 · owns less than 5%
- G••••••••• G•••••• P•••• · Global Head Of Distributionsince 03/2022 · owns less than 5%
Entity owners
- A•••••• I••••••••• ••• L•••••• · Parent Companydirect · owns 75% or more
- A•••••• G•••• P•• · Ultimate Parent Companyindirect · owns 75% or more of A•••••• I••••••••• ••• L••••••
Related persons
Schedule D 7.A
- A•••••• • C•• • A• M••••••••• C••••••• S••investment advisern
- A•••••• E• A••••• E••••• F••• G•• L••pooled vehicle sponsorn
- A•••••• E• B•••••• D••• F••• G•• L••pooled vehicle sponsorn
- A•••••• E• E••••• F••• G•• L••pooled vehicle sponsorn
- A•••••• G••••• S•••••• S••••••••• F••• 3• ••• L••pooled vehicle sponsorn
- A•••••• G••••• S•••••• S••••••••• F••• 4• ••• L••pooled vehicle sponsorn
- A•••••• G••••• S•••••• S••••••••• F••• 5• ••• L••pooled vehicle sponsorn
- A•••••• I••••••••• A••••••• ••• C•••••••••investment advisern
- A•••••• I••••••••• A••••••• C••••••• S••• S••••••• F•••••••••investment advisern
- A•••••• I••••••••• A••••••• L••••••investment advisernRAUM $1.9B
- A•••••• I••••••••• M••••••••• •••••••• L••••••investment advisern
- A•••••• I••••••••• M••••••••• ••••••••• P••• L••investment advisern
- A•••••• I••••••••• M••••••••• ••• C•••••••••broker-dealern
- A•••••• I••••••••• M••••••••• I•••• L••investment advisern
- A•••••• I••••••••• S•••• A•••••investment advisern
- A•••••• J•••• C••• L••investment adviserpooled vehicle sponsorn
- A•••••• M••••••••• C•••••• C••••••• S••investment advisern
- A•••••• M••••••••• C•••••• L••••••pooled vehicle sponsorn
- P• A•••••• A•••• M••••••••• I••••••••investment advisern
- P• B••• I•••••••• B••••••broker-dealern
- T•••••• F••• M••••••••• C••••••investment advisern
Advisers that list A•••••• I••••••••• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Private funds · 12 to 13May 13, 2026 to Aug 19, 2026
- Accounts · 106 to 104Aug 15, 2025 to Nov 14, 2025
- Charity clients · 1 to 0Aug 15, 2025 to Nov 14, 2025
- Corporate clients · 26 to 31Aug 15, 2025 to Nov 14, 2025
- Pension plan clients · 10 to 8Aug 15, 2025 to Nov 14, 2025
- Pooled vehicle clients · 44 to 45Aug 15, 2025 to Nov 14, 2025
- Private funds · 11 to 12Aug 15, 2025 to Nov 14, 2025
- Discretionary RAUM · $43B to $41BAug 15, 2025 to Nov 14, 2025
- Pension RAUM · $3.1B to $3.1BAug 15, 2025 to Nov 14, 2025
- Pooled vehicle RAUM · $5.0B to $4.3BAug 15, 2025 to Nov 14, 2025
- RAUM · $43B to $41BAug 15, 2025 to Nov 14, 2025
- Related bank · false to trueAug 15, 2025 to Nov 14, 2025
- Financial planning clients · unset to Feb 18, 2025 to May 19, 2025
- Private funds · 10 to 11Feb 18, 2025 to May 19, 2025
- HQ state · unset to Nov 19, 2024 to Feb 18, 2025
- Accounts · 128 to 106Aug 14, 2024 to Sep 27, 2024
- Advisory employees · 43 to 44Aug 14, 2024 to Sep 27, 2024
- Corporate clients · 39 to 26Aug 14, 2024 to Sep 27, 2024
- Pension plan clients · 13 to 10Aug 14, 2024 to Sep 27, 2024
- Pooled vehicle clients · 42 to 44Aug 14, 2024 to Sep 27, 2024
- Employees · 163 to 151Aug 14, 2024 to Sep 27, 2024
- Discretionary RAUM · $49B to $43BAug 14, 2024 to Sep 27, 2024
- Pension RAUM · $3.3B to $3.1BAug 14, 2024 to Sep 27, 2024
- Pooled vehicle RAUM · $6.3B to $5.0BAug 14, 2024 to Sep 27, 2024
- RAUM · $49B to $43BAug 14, 2024 to Sep 27, 2024
- Related bank · true to falseAug 14, 2024 to Sep 27, 2024
- Private funds · 9 to 10Sep 28, 2023 to Nov 22, 2023
- Accounts · 134 to 128Aug 21, 2023 to Sep 28, 2023
- Corporate clients · 44 to 39Aug 21, 2023 to Sep 28, 2023
- Pension plan clients · 16 to 13Aug 21, 2023 to Sep 28, 2023
- Pooled vehicle clients · 40 to 42Aug 21, 2023 to Sep 28, 2023
- Private funds · 10 to 9Aug 21, 2023 to Sep 28, 2023
- Discretionary RAUM · $55B to $49BAug 21, 2023 to Sep 28, 2023
- Pension RAUM · $5.4B to $3.3BAug 21, 2023 to Sep 28, 2023
- Pooled vehicle RAUM · $6.9B to $6.3BAug 21, 2023 to Sep 28, 2023
- RAUM · $55B to $49BAug 21, 2023 to Sep 28, 2023
- Accounts · 140 to 134Aug 24, 2022 to Sep 28, 2022
- Pension plan clients · 18 to 16Aug 24, 2022 to Sep 28, 2022
- Employees · 167 to 163Aug 24, 2022 to Sep 28, 2022
- Private funds · 11 to 10Aug 24, 2022 to Sep 28, 2022
Signals
2 dated events
- A•••••• I••••••••• M••••••••• L•• reported RAUM $54.6B, down 32% from $80.6B (2022-08-24 to 2022-09-28)Sep 28, 2022 · RAUM change · derived
- A•••••• I••••••••• M••••••••• L•• reported RAUM $62.8B, up 28% from $49.2B (2018-09-25 to 2018-09-27)Sep 27, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ir.ashmoregroup.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +44(0)20-3077-6000reportedpublic record, Form ADV, Aug 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026