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SEC-registered adviser

A•••• A•••• M•••••••••

Independent wealth managerAkron, OhioCRD 112571SEC 801-132435IAPD
Legal name J•• I••••••••• C••••••• I•••
Latest filing Feb 12, 2026
First filing on the tape Feb 13, 2012 · 5 filings
SEC status approved since Apr 16, 2025
RAUM
$129M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$129M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$129M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$129M as of Feb 12, 2026
Feb 13, 2012$27.5M then
HNW client RAUM$96.5M as of Feb 12, 2026
Mar 17, 2025$84.5M then
State-registered IARs (5.B.3)1 as of Feb 12, 2026
Feb 13, 20120 then
Employees (5.A)1 as of Feb 12, 2026
Mar 17, 20251 then
Private funds: no history
RAUM +0.4% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Feb 12, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$129MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
149derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.5MderivedHNW RAUM over HNW clients
Average account
$866,646derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+0.4%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+2.8%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$96.5M75%
  • Individuals$32.6M25%
Individual clients
111reported
HNW clients
38reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
149reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J•••••• C•••• T•••••Akron, OhJan 21, 200335 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • T•••••• J••••••• C•••• · President/Chief Compliance Officercontrol
        since 03/1996 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Advisers that list A•••• A•••• M••••••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 148 to 149
        Mar 17, 2025 to Feb 12, 2026
      • HNW clients · 27 to 38
        Mar 17, 2025 to Feb 12, 2026
      • Individual clients · 118 to 111
        Mar 17, 2025 to Feb 12, 2026
      • Discretionary RAUM · $116M to $129M
        Mar 17, 2025 to Feb 12, 2026
      • HNW RAUM · $84.5M to $96.5M
        Mar 17, 2025 to Feb 12, 2026
      • Individual RAUM · $44.1M to $32.6M
        Mar 17, 2025 to Feb 12, 2026
      • Non-discretionary RAUM · $12.4M to $0
        Mar 17, 2025 to Feb 12, 2026
      • RAUM · $129M to $129M
        Mar 17, 2025 to Feb 12, 2026
      • Accounts · 219 to 148
        May 11, 2012 to Mar 17, 2025
      • Advisory employees · unset to 1.0
        May 11, 2012 to Mar 17, 2025
      • BD registered reps · unset to 1.0
        May 11, 2012 to Mar 17, 2025
      • HNW clients · unset to 27.0
        May 11, 2012 to Mar 17, 2025
      • Individual clients · unset to 118.0
        May 11, 2012 to Mar 17, 2025
      • Employees · unset to 1.0
        May 11, 2012 to Mar 17, 2025
      • Financial planning clients · unset to 0
        May 11, 2012 to Mar 17, 2025
      • State-registered IARs · 0 to 1
        May 11, 2012 to Mar 17, 2025
      • Other offices · unset to 0.0
        May 11, 2012 to Mar 17, 2025
      • Discretionary RAUM · $27.5M to $116M
        May 11, 2012 to Mar 17, 2025
      • HNW RAUM · unset to 84543184.0
        May 11, 2012 to Mar 17, 2025
      • Individual RAUM · unset to 44128954.0
        May 11, 2012 to Mar 17, 2025
      • Non-discretionary RAUM · $0 to $12.4M
        May 11, 2012 to Mar 17, 2025
      • RAUM · $27.5M to $129M
        May 11, 2012 to Mar 17, 2025
      • Related adviser · false to true
        May 11, 2012 to Mar 17, 2025
      • Related broker-dealer · false to true
        May 11, 2012 to Mar 17, 2025
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      (330) 374-7500reportedpublic record, Form ADV, Feb 12, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $129Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026