DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• S••••••••• C•••••• I•••
Legal name T•• S••••••••• C•••••••••
Latest filing Feb 3, 2026
First filing on the tape Feb 15, 2012 · 7 filings
SEC status approved since Jul 17, 2025
RAUM
$146M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
19%
$28.0M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$73.0M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$146M as of Feb 3, 2026
Feb 15, 2012$53.7M then
HNW client RAUM$27.7M as of Feb 3, 2026
Jul 22, 2025$4.9M then
State-registered IARs (5.B.3)2 as of Feb 3, 2026
Jul 22, 20252 then
Employees (5.A)2 as of Feb 3, 2026
Jul 22, 20252 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $73.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 7derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $2.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 81%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$113M77%
- High-net-worth individuals$27.7M19%
- Pension and profit-sharing plans$4.9M3.4%
- Individuals$222,4790.2%
- Individual clients
- 6reported
- HNW clients
- 8reported
- Pension plan clients
- 1reported
- Charitable clients
- 54reported
- Accounts
- 69reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.19 fund_share=0.0 institutional_share=0.81 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• B••• S•••••• | St.Louis, Mo | Aug 20, 2003 | 34 y | 0 |
| R••••• J••••• B•••••••• | St Louis, Mo | Aug 20, 2003 | 28 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• R•••••• J••••• · President / Chief Compliance Officercontrolsince 01/2010 · owns 75% or more
Related persons
Schedule D 7.A
- T•• S••••••••• C•••••• I•••investment companynRAUM $146M
Advisers that list T•• S••••••••• C•••••• I••• as a related person
- 112626 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 61 to 69Jul 22, 2025 to Feb 3, 2026
- Charity clients · 49 to 54Jul 22, 2025 to Feb 3, 2026
- HNW clients · 3 to 8Jul 22, 2025 to Feb 3, 2026
- Individual clients · 5 to 6Jul 22, 2025 to Feb 3, 2026
- Discretionary RAUM · $131M to $141MJul 22, 2025 to Feb 3, 2026
- HNW RAUM · $4.9M to $27.7MJul 22, 2025 to Feb 3, 2026
- Individual RAUM · $199,230 to $222,479Jul 22, 2025 to Feb 3, 2026
- Non-discretionary RAUM · $4.6M to $4.9MJul 22, 2025 to Feb 3, 2026
- Pension RAUM · $4.6M to $4.9MJul 22, 2025 to Feb 3, 2026
- RAUM · $135M to $146MJul 22, 2025 to Feb 3, 2026
- Accounts · 27 to 61Jun 20, 2012 to Jul 22, 2025
- Advisory employees · unset to 2.0Jun 20, 2012 to Jul 22, 2025
- BD registered reps · unset to 0.0Jun 20, 2012 to Jul 22, 2025
- Charity clients · unset to 49.0Jun 20, 2012 to Jul 22, 2025
- HNW clients · unset to 3.0Jun 20, 2012 to Jul 22, 2025
- Individual clients · unset to 5.0Jun 20, 2012 to Jul 22, 2025
- Pension plan clients · unset to 1.0Jun 20, 2012 to Jul 22, 2025
- Employees · unset to 2.0Jun 20, 2012 to Jul 22, 2025
- Insurance-licensed employees · 1 to 0Jun 20, 2012 to Jul 22, 2025
- Financial planning clients · 11-25 to 0Jun 20, 2012 to Jul 22, 2025
- HQ city · unset to Jun 20, 2012 to Jul 22, 2025
- HQ state · unset to Jun 20, 2012 to Jul 22, 2025
- State-registered IARs · unset to 2.0Jun 20, 2012 to Jul 22, 2025
- Other offices · unset to 0.0Jun 20, 2012 to Jul 22, 2025
- Discretionary RAUM · $33.5M to $131MJun 20, 2012 to Jul 22, 2025
- HNW RAUM · unset to 4893550.0Jun 20, 2012 to Jul 22, 2025
- Individual RAUM · unset to 199230.0Jun 20, 2012 to Jul 22, 2025
- Non-discretionary RAUM · $20.2M to $4.6MJun 20, 2012 to Jul 22, 2025
- Pension RAUM · unset to 4564193.0Jun 20, 2012 to Jul 22, 2025
- RAUM · $53.7M to $135MJun 20, 2012 to Jul 22, 2025
- Related adviser · true to falseJun 20, 2012 to Jul 22, 2025
- Related broker-dealer · true to falseJun 20, 2012 to Jul 22, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- THES•••••••••C•••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 800-528-6191reportedpublic record, Form ADV, Feb 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $73.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026