DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Family Investment Center
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samuel Dean Harrison | Fidelity Personal And Workplace Advisors BD affiliated | Family Investment Center independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2023 | Apr 19, 2023 |
| Winston Alan Meyer | Invisor mixed wealth | Family Investment Center independent RIA | RIA to RIA | Oct 10, 2022 | Jan 3, 2023 (85 d) |
| Nathan Cole Goodman | Bok Financial Advisors BD affiliated | Family Investment Center other | Other | Jan 29, 2018 | Feb 7, 2018 |
| Richard Christopher Salmen | Northern Financial Advisors, Inc independent RIA | Family Investment Center other | Other | Jan 8, 2018 | Oct 2, 2017 |
| Christopher Ray Stiens | Waddell & Reed other | Family Investment Center other | Other | Nov 5, 2012 | Nov 15, 2012 |
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5 moves match.