DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• I••••
Legal name C•••••• I••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 16, 2012 · 31 filings
SEC status approved since May 25, 2006
RAUM
$336M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
78%
$261M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$67.2M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$336M as of Mar 30, 2026
Mar 16, 2012$105M then
HNW client RAUM$246M as of Mar 30, 2026
Mar 28, 2018$167M then
State-registered IARs (5.B.3)5 as of Mar 30, 2026
Mar 16, 20120 then
Employees (5.A)5 as of Mar 30, 2026
Mar 26, 20134 then
Private funds: no history
RAUM +21% over the last fiscal year+14% a year over threeIARs 7 to 5
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $67.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 19derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.9MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- -29%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$246M74%
- Charitable organizations$34.9M10%
- Other investment advisers$22.5M6.7%
- Individuals$14.8M4.4%
- Pension and profit-sharing plans$12.0M3.6%
- Corporations and businesses$3.7M1.1%
- Individual clients
- 46reported
- HNW clients
- 50reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 270reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.78 fund_share=0.07 institutional_share=0.14 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• R•••••• B•••• | Dallas, Tx | Apr 22, 1998 | 31 y | 0 |
| C••••••• J••• B••••Certified Financial Planner | Dallas, Tx | May 1, 1998 | 35 y | 0 |
| A••••• P•••• K••••Chartered Financial Analyst | Austin, Tx | Jan 19, 2022 | 13 y | 1 |
| J•••• D•••• J••••••• | Dallas, Tx | Nov 9, 2023 | 15 y | 3 |
| J••• D•••• E••••••Chartered Financial Analyst | Pocatello, Id | Apr 22, 2024 | 20 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- J•••• C••••••••• M••••• to S••••• I••••••••• M••••••••• L••May 2, 2025 · RIA to a state-registered adviser
- D•••••• A•• G••• to C•••• M••••• I••••••••• L••Dec 17, 2010 · Other
Joined, latest
- J••• D•••• E•••••• from C•••••• C••••••• L••Apr 22, 2024 · RIA to RIA
- J•••• D•••• J••••••• from S•••••••• P•••••••• M•••••••Nov 9, 2023 · RIA to RIA
- A••••• P•••• K•••• from R••••••••• C•••••• M••••••••• L••Jan 19, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• K••••• R•••••• · Presidentcontrolsince 06/2006 · owns less than 5%
- K••••• A•••••• P•••• · Chairman/Chief Compliance Officercontrolsince 12/2021 · owns less than 5%
- J•••••••• J•••• · Membercontrolsince 12/2021 · owns 25% to 50% of Alpha Capital Dallas, LLC
- K••••• A•••••• P•••• · Managing Partnercontrolsince 12/2021 · owns 25% to 50% of Alpha Capital Dallas, LLC
- B••••• C•••••••• J••• · Chairman Emeritussince 12/2021 · owns less than 5%
Entity owners
- A•••• C•••••• D•••••• L•• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- Bearing Financial Advisors, LLCinvestment advisernRAUM $89.4M
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 30, 2026selection of other advisers (Item 5.G.7): yes on the filing of 2026-01-05, no on the filing of 2026-03-30peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 203 to 270Jan 5, 2026 to Mar 30, 2026
- Advisory employees · 7 to 5Jan 5, 2026 to Mar 30, 2026
- Advisory activities · 3 to 2Jan 5, 2026 to Mar 30, 2026
- BD registered reps · 3 to 2Jan 5, 2026 to Mar 30, 2026
- HNW clients · 45 to 50Jan 5, 2026 to Mar 30, 2026
- Individual clients · 40 to 46Jan 5, 2026 to Mar 30, 2026
- Employees · 7 to 5Jan 5, 2026 to Mar 30, 2026
- Insurance-licensed employees · 0 to 1Jan 5, 2026 to Mar 30, 2026
- State-registered IARs · 7 to 5Jan 5, 2026 to Mar 30, 2026
- Discretionary RAUM · $277M to $334MJan 5, 2026 to Mar 30, 2026
- HNW RAUM · $173M to $246MJan 5, 2026 to Mar 30, 2026
- Individual RAUM · $11.5M to $14.8MJan 5, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $0 to $2.0MJan 5, 2026 to Mar 30, 2026
- Pension RAUM · $10.7M to $12.0MJan 5, 2026 to Mar 30, 2026
- RAUM · $277M to $336MJan 5, 2026 to Mar 30, 2026
- Legal name · CAPITAL IDEAS, INC. to CAPITAL IDEAS, LLCNov 17, 2025 to Jan 5, 2026
- Organization form · Corporation to Limited Liability CompanyNov 17, 2025 to Jan 5, 2026
- Financial planning clients · unset to May 2, 2025 to Jul 25, 2025
- Accounts · 138 to 203Dec 12, 2024 to Apr 17, 2025
- Advisory employees · 5 to 7Dec 12, 2024 to Apr 17, 2025
- HNW clients · 40 to 45Dec 12, 2024 to Apr 17, 2025
- Individual clients · 19 to 40Dec 12, 2024 to Apr 17, 2025
- Employees · 5 to 7Dec 12, 2024 to Apr 17, 2025
- State-registered IARs · 5 to 7Dec 12, 2024 to Apr 17, 2025
- Other offices · 1 to 2Dec 12, 2024 to Apr 17, 2025
- Discretionary RAUM · $214M to $277MDec 12, 2024 to Apr 17, 2025
- HNW RAUM · $145M to $173MDec 12, 2024 to Apr 17, 2025
- Individual RAUM · $6.2M to $11.5MDec 12, 2024 to Apr 17, 2025
- Pension RAUM · $9.9M to $10.7MDec 12, 2024 to Apr 17, 2025
- RAUM · $214M to $277MDec 12, 2024 to Apr 17, 2025
- Accounts · 137 to 138Mar 19, 2024 to Apr 16, 2024
- HNW clients · 42 to 40Mar 19, 2024 to Apr 16, 2024
- Discretionary RAUM · $167M to $214MMar 19, 2024 to Apr 16, 2024
- HNW RAUM · $145M to $145MMar 19, 2024 to Apr 16, 2024
- Individual RAUM · $6.1M to $6.2MMar 19, 2024 to Apr 16, 2024
- Pension RAUM · $9.8M to $9.9MMar 19, 2024 to Apr 16, 2024
- RAUM · $167M to $214MMar 19, 2024 to Apr 16, 2024
- Accounts · 169 to 137Oct 24, 2023 to Mar 12, 2024
- Advisory employees · 4 to 5Oct 24, 2023 to Mar 12, 2024
- HNW clients · 55 to 42Oct 24, 2023 to Mar 12, 2024
Signals
5 dated events
- Julie Christienne Muraco left Capital Ideas for Suarum Investment Management, Llc (registered 2025-01-20)May 2, 2025 · Advisor changed firm · fact
- Peleg Halpern (Member) no longer on Schedule A of Capital Ideas (listed 2023-10-24, absent 2024-03-12)Mar 12, 2024 · Control person left · inference
- Peter Andrew Kerai (Chairman) appeared on Schedule A of Capital IdeasJan 28, 2022 · Control person joined · fact
- James Jacobson (Member) appeared on Schedule A of Capital IdeasJan 28, 2022 · Control person joined · fact
- Peleg Halpern (Member) appeared on Schedule A of Capital IdeasJan 28, 2022 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- contact@cap-ideas.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- info@cap-ideas.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 214-750-4400reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/capital-ideas-dallasreportedpublic record, Form ADV, Sep 18, 2026
- Website
- CAP-IDEAS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 214-750-4400reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- CAP-IDEAS.COM/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- CAP-IDEAS.COM/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $67.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026