DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• C••••••• L••
Latest filing Apr 1, 2026
First filing on the tape Oct 5, 2016 · 39 filings
SEC status approved since Oct 17, 2016
RAUM
$3.6B
reported, Item 5.F
Discretionary
56%
of RAUM
Private clients
67%
$2.4B individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$511M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$3.6B as of Apr 1, 2026
Mar 31, 2017$162M then
HNW client RAUM$2.4B as of Apr 1, 2026
Feb 12, 2019$257M then
State-registered IARs (5.B.3)8 as of Apr 1, 2026
Mar 31, 20173 then
Employees (5.A)8 as of Apr 1, 2026
Mar 31, 20175 then
Private funds1 as of Apr 1, 2026
Mar 29, 20182 then
RAUM +25% over the last fiscal year+8.8% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $511MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.5MderivedHNW RAUM over HNW clients
- Average account
- $3.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 56%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $600M, 50 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.4B67%
- Other investment advisers$1.2B33%
- Pooled investment vehicles$18.2M0.5%
- Individuals$182,2860.0%
- Individual clients
- n/areported
- HNW clients
- 282reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,009reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $600M for 50 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.67 fund_share=0.33 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••• S•••••• S•••••••• | Engelwood, Nj | Oct 9, 2020 | 12 y | 2 |
| D•••• E••••• W••••• | Englewood, Nj | Oct 9, 2020 | 38 y | 2 |
| M••••• F•••• S•••••• | Memphis, Tn | Nov 22, 2021 | 10 y | 0 |
| E•••••• B•••••• P•••• | Englewood, Nj | Apr 29, 2022 | 10 y | 0 |
| P•••• L••••••••• C••••••• | Southport, Ct | Sep 20, 2024 | 21 y | 2 |
| J••••• P•••• | Englewood, Nj | Oct 3, 2025 | 11 y | 0 |
| J•••• A•••• W•••Chartered Financial Analyst | Memphis, Tn | Nov 12, 2025 | 30 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
- R••• D•••• W•••••• to A••••• W••••• A•••••••• L••Aug 14, 2025 · RIA to RIA
- J••• D•••• E•••••• to C•••••• I••••Oct 23, 2024 · RIA to RIA
- C••••••••• F•••••• P•••• to C•••••• C••••••• L••Jul 2, 2024 · RIA to RIA
Joined, latest
- J•••• A•••• W••• from S•••• G•••• C•••••• A•••••••• L••Nov 12, 2025 · RIA to RIA
- P•••• L••••••••• C••••••• from G•••••••• I••••••••• M••••••••• I•••Sep 20, 2024 · RIA to RIA
- R••• D•••• W•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Mar 8, 2024 · Wirehouse to independent RIA
- E••• S•••••• S•••••••• from V•••••• S••••••••• L••Oct 9, 2020 · RIA to RIA
- D•••• E••••• W••••• from V•••••• S••••••••• L••Oct 9, 2020 · RIA to RIA
- J••• D•••• E•••••• from E••••• J••••Jun 29, 2020 · Affiliated broker-dealer or bank to independent RIA
- C••••••••• F•••••• P•••• from G•••• S••••• W••••• M••••••••• L••May 21, 2019 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from V•••••• S••••••••• L••Aug 5, 2020 · Englewood, Nj
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| J••••• T••• C••••••• L••• F••• | Hedge Fund | $18.2M | 19 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- F••••• R••••••• A••••••• · Membercontrolsince 09/2016 · owns 10% to 25%
- H•••• D••••••• L••• · Membercontrolsince 09/2016 · owns 25% to 50%
- S••••••• M•••••• F•••• · Chief Compliance Officercontrolsince 01/2019 · owns 10% to 25%
- W•••• J••••• A•••• · Chief Executive Officercontrolsince 09/2016 · owns 25% to 50%
- T•••••• R•••• S•••• · Membersince 09/2016 · owns less than 5%
- W••••••••• W••••••• C••• · Membersince 09/2016 · owns less than 5%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Memphis, Tn · principal | 5 | 2 | 0 | ||
| Englewood, Nj | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Englewood, NJ1 employees
What changed
consecutive filings, newest first
- Accounts · 804 to 1,009Aug 4, 2025 to Apr 1, 2026
- Advisory employees · 5 to 4Aug 4, 2025 to Apr 1, 2026
- HNW clients · 119 to 282Aug 4, 2025 to Apr 1, 2026
- Discretionary RAUM · $1.4B to $2.0BAug 4, 2025 to Apr 1, 2026
- HNW RAUM · $1.9B to $2.4BAug 4, 2025 to Apr 1, 2026
- Individual RAUM · $446,008 to $182,286Aug 4, 2025 to Apr 1, 2026
- Non-discretionary RAUM · $1.5B to $1.6BAug 4, 2025 to Apr 1, 2026
- Pooled vehicle RAUM · $21.9M to $18.2MAug 4, 2025 to Apr 1, 2026
- RAUM · $2.9B to $3.6BAug 4, 2025 to Apr 1, 2026
- Financial planning clients · unset to May 23, 2025 to Jun 17, 2025
- Business name · P•••••••• S••••• P•••••••• L•• to C•••••• C••••••• L••Apr 11, 2025 to May 23, 2025
- Legal name · P•••••••• S••••• P•••••••• L•• to C•••••• C••••••• L••Apr 11, 2025 to May 23, 2025
- Accounts · 724 to 804Dec 6, 2024 to Apr 11, 2025
- Advisory activities · 4 to 3Dec 6, 2024 to Apr 11, 2025
- Charity clients · unset to 0.0Dec 6, 2024 to Apr 11, 2025
- Corporate clients · unset to 0.0Dec 6, 2024 to Apr 11, 2025
- HNW clients · 110 to 119Dec 6, 2024 to Apr 11, 2025
- Pension plan clients · unset to 0.0Dec 6, 2024 to Apr 11, 2025
- Pooled vehicle clients · 3 to 1Dec 6, 2024 to Apr 11, 2025
- Employees · 12 to 8Dec 6, 2024 to Apr 11, 2025
- Insurance-licensed employees · 2 to 1Dec 6, 2024 to Apr 11, 2025
- State-registered IARs · 9 to 8Dec 6, 2024 to Apr 11, 2025
- Discretionary RAUM · $1.6B to $1.4BDec 6, 2024 to Apr 11, 2025
- HNW RAUM · $1.6B to $1.9BDec 6, 2024 to Apr 11, 2025
- Individual RAUM · unset to 446008.0Dec 6, 2024 to Apr 11, 2025
- Non-discretionary RAUM · $1.3B to $1.5BDec 6, 2024 to Apr 11, 2025
- Pension RAUM · unset to 0.0Dec 6, 2024 to Apr 11, 2025
- Pooled vehicle RAUM · $64.1M to $21.9MDec 6, 2024 to Apr 11, 2025
- RAUM · $2.9B to $2.9BDec 6, 2024 to Apr 11, 2025
- Accounts · 99 to 724Mar 29, 2023 to Mar 27, 2024
- Advisory employees · 7 to 5Mar 29, 2023 to Mar 27, 2024
- BD registered reps · 1 to 0Mar 29, 2023 to Mar 27, 2024
- HNW clients · 86 to 110Mar 29, 2023 to Mar 27, 2024
- Assets in custody · $350M to $600MMar 29, 2023 to Mar 27, 2024
- Employees · 13 to 12Mar 29, 2023 to Mar 27, 2024
- Insurance-licensed employees · 1 to 2Mar 29, 2023 to Mar 27, 2024
- State-registered IARs · 7 to 9Mar 29, 2023 to Mar 27, 2024
- Other offices · 2 to 1Mar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.6B to $1.6BMar 29, 2023 to Mar 27, 2024
- HNW RAUM · $1.5B to $1.6BMar 29, 2023 to Mar 27, 2024
Signals
9 dated events
- C•••••• C••••••• L•• reported RAUM $3.6B, up 25% from $2.9B (2025-08-04 to 2026-04-01)Apr 1, 2026 · RAUM change · derived
- R••• D•••• W•••••• left C•••••• C••••••• L•• for A••••• W••••• A•••••••• L•• (registered 2025-09-02)Aug 14, 2025 · Advisor changed firm · fact
- J••• D•••• E•••••• left C•••••• C••••••• L•• for C•••••• I•••• (registered 2024-04-22)Oct 23, 2024 · Advisor changed firm · fact
- C••••••••• F•••••• P•••• left C•••••• C••••••• L•• for C•••••• C••••••• L•• (registered 2024-06-27)Jul 2, 2024 · Advisor changed firm · fact
- C•••••• C••••••• L•• reported RAUM $2.5B, up 45% from $1.8B (2021-05-03 to 2021-09-23)Sep 23, 2021 · RAUM change · derived
- C•••••• C••••••• L•• reported RAUM $1.8B, up 27% from $1.4B (2020-10-23 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- C•••••• C••••••• L•• reported RAUM $1.3B, up 230% from $397.4M (2019-08-28 to 2019-10-18)Oct 18, 2019 · RAUM change · derived
- C•••••• C••••••• L•• reported RAUM $459.0M, up 183% from $162.1M (2017-03-31 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- G•••• S••••• A•••• M••••••••• filed its initial SEC registration (Form ADV)Oct 5, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- d•••••••••@c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- r•••••••••@c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 844-678-6900reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/calydoncapitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 844-678-6900reportedpublic record, Form ADV, Apr 1, 2026
- Contact form
- c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $511Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026