DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Segal Marco Advisors
Legal name Segal Advisors, Inc.
Latest filing Aug 6, 2026
First filing on the tape Mar 30, 2012 · 46 filings
SEC status approved since Oct 2, 2002
RAUM
$50B
reported, Item 5.F
Discretionary
26%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
112
103 advisory (5.B.1)
Offices
15
beyond the principal office
Private funds
4
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$50B as of Aug 6, 2026
Mar 30, 2012$10B then
HNW client RAUM$18.1M as of Sep 5, 2025
Mar 30, 2018$27.2M then
State-registered IARs (5.B.3)0 as of Aug 6, 2026
Apr 1, 20130 then
Employees (5.A)112 as of Aug 6, 2026
Apr 1, 2013103 then
Private funds4 as of Aug 6, 2026
Mar 30, 201229 then
RAUM +34% over the last fiscal year+24% a year over threeIARs 0 to 0offices 16 to 15
Practice profile
derived from the filing of Aug 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $389MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 26%derivedof RAUM
- Institutional
- 89%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived16 offices incl. principal (1.F.5)
- RAUM growth, one year
- +34%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
- Custody
- $47B, 112 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$43B93%
- Pooled investment vehicles$2.5B5.3%
- State and municipal entities$747M1.6%
- Charitable organizations$210M0.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 74reported
- Charitable clients
- 4reported
- Accounts
- 129reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $47B for 112 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.0 fund_share=0.05 institutional_share=0.89 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
40 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Marco Consulting Group Trust 1no longer reported | Other Private Fund | $2.2B | 30 | Jan 31, 2017 |
| Equity Group Trust (A Trust Within The Marco Consulting Group Trust 1) | Other Private Fund | $781M | 24 | Mar 30, 2017 |
| Fixed Income Group Trust (A Fund Within The Marco Group Trust 1) | Other Private Fund | $671M | 35 | Mar 30, 2017 |
| Rcts Emerging Markets Equity Portfolio | Other Private Fund | $332M | 9 | Mar 30, 2012 |
| Rcts Long Duration Fixed Income Portfoliono longer reported | Other Private Fund | $238M | 2 | Mar 30, 2012 |
| Rcts Large Cap Index US Equity Portfoliono longer reported | Other Private Fund | $145M | 1 | Mar 30, 2012 |
| Rcts Large Cap Aggressive Value US Equity Portfoliono longer reported | Other Private Fund | $88.1M | 4 | Mar 30, 2012 |
| Rcts Large Cap Enhanced Index US Equity Portfoliono longer reported | Other Private Fund | $83.7M | 2 | Mar 30, 2012 |
| Rcts Large Cap Traditional Growth US Equity Portfoliono longer reported | Other Private Fund | $83.3M | 4 | Mar 30, 2012 |
| Rcts Large Cap Traditional Value US Equity Portfoliono longer reported | Other Private Fund | $80.0M | 6 | Mar 30, 2012 |
| Rcts Small-Mid Growth US Equityno longer reported | Other Private Fund | $44.9M | 2 | Mar 30, 2012 |
| Rcts International Large Cap Core Equity Sp Portfoliono longer reported | Other Private Fund | $43.7M | 1 | Mar 26, 2015 |
| Rcts Small-Mid Value US Equity Portfoliono longer reported | Other Private Fund | $37.0M | 2 | Mar 30, 2012 |
| Rcts Small-Mid Core US Equity Portfoliono longer reported | Other Private Fund | $35.6M | 2 | Mar 30, 2012 |
| Rcts Emerging Markets Debt Portfoliono longer reported | Other Private Fund | $29.5M | 4 | Mar 30, 2012 |
| Rcts Small Cap Active International Equity Portfoliono longer reported | Other Private Fund | $28.7M | 4 | Mar 30, 2012 |
| Rcts Core Fixed Income Portfoliono longer reported | Other Private Fund | $25.7M | 4 | Mar 30, 2012 |
| Rcts Emerging Markets Equity Sp Portfolio | Other Private Fund | $23.5M | 1 | Mar 26, 2015 |
| Rcts Global Fixed Income Portfoliono longer reported | Other Private Fund | $14.8M | 4 | Mar 30, 2012 |
| Rcts Emerging Markets Debt Sp Portfoliono longer reported | Other Private Fund | $13.5M | 1 | Mar 26, 2015 |
| Rcai Equity Long Short Fund LLCno longer reported | Other Private Fund | $11.8M | 45 | Mar 30, 2012 |
| Rcts High Yield Fixed Income Portfoliono longer reported | Other Private Fund | $11.1M | 4 | Mar 30, 2012 |
| Rcts Global Listed Infrastructure Portfoliono longer reported | Other Private Fund | $9.5M | 5 | Mar 30, 2012 |
| Rcts International Large Cap Core Equity Portfoliono longer reported | Other Private Fund | $7.5M | 3 | Mar 30, 2012 |
| Rcts Small-Mid Cap Index US Equity Portfoliono longer reported | Other Private Fund | $6.5M | 2 | Mar 30, 2012 |
| Rcts International Large Cap Growth Sp | Other Private Fund | $5.0M | 3 | Mar 30, 2012 |
| Rcts Inflation Protected Fixed Income Portfoliono longer reported | Other Private Fund | $2.8M | 2 | Mar 30, 2012 |
| Rcai Event Driven Credit Fund LLCno longer reported | Other Private Fund | $2.1M | 45 | Mar 30, 2012 |
| Rcts Large Cap Aggressive Growth US Equity Portfoliono longer reported | Other Private Fund | $1.9M | 2 | Mar 30, 2012 |
| Alternatives Group Trust (A Fund Within The Marco Consulting Group Trust 1)no longer reported | Other Private Fund | $1.8M | 34 | Mar 30, 2017 |
| Rcai Global Macro/Cta Fund LLCno longer reported | Other Private Fund | $836,663 | 45 | Mar 30, 2012 |
| Rcts Global Real Estate Securities Portfoliono longer reported | Other Private Fund | $548,704 | 2 | Mar 30, 2012 |
| Rcai Multi-Strategy Relative Value Fund LLCno longer reported | Other Private Fund | $466,054 | 45 | Mar 30, 2012 |
| Rcts International Large Cap Value Equity Portfoliono longer reported | Other Private Fund | $214,972 | 2 | Mar 30, 2012 |
| Rcts International Large Cap Index Equity Portfoliono longer reported | Other Private Fund | $113,247 | 3 | Mar 30, 2012 |
| Rcts International Small Cap Index Equity Portfoliono longer reported | Other Private Fund | $88,809 | 3 | Mar 30, 2012 |
| Rcts International Large Cap Growth Equity Sp Portofoliono longer reported | Other Private Fund | $76,360 | 1 | Mar 26, 2015 |
| Rcts Global Equity Income Portfoliono longer reported | Other Private Fund | $11,512 | 1 | Sep 14, 2012 |
| Rcts Global Listed Infrastructure Portfoliono longer reported | Other Private Fund | $3,909 | 1 | Apr 25, 2014 |
| Rcts Inernational Large Cap Value Equity Sp Portfoliono longer reported | Other Private Fund | $3,502 | 1 | Mar 26, 2015 |
Owners and control persons
Schedule A and B, latest filing
- Patrick Frank Carofano · Senior Vice President, Chief Compliance Officercontrolsince 03/2022 · owns less than 5%
- Robert John Demairo · Director, President And Chief Executive Officercontrolsince 12/2011 · owns less than 5%
- Michael Joesph Fristachi · Senior Vice President, Chief Financial Officer & Treasurercontrolsince 10/2021 · owns less than 5%
- Cary Steven Greenspan · Senior Vice President, General Counsel, Corporate Secretarycontrolsince 12/2020 · owns less than 5%
- Jennifer Benz · Directorsince 01/2020 · owns less than 5%
- David Blumenstein · Directorsince 06/2008 · owns less than 5%
- Ann Susan Crotty · Chief Investment Officer/Directorsince 01/2018 · owns less than 5%
- Pascua Aldwin Frias · Directorsince 01/2022 · owns less than 5%
- Patricia Mary Kirby · Directorsince 01/2021 · owns less than 5%
- Stuart Lerner · Directorsince 01/2017 · owns less than 5%
- Anthony Joseph Locicero · Chairman Of The Boardsince 01/2006 · owns less than 5%
- D Andrew Sherman · Directorsince 01/2019 · owns less than 5%
Entity owners
- The Segal Group, Inc. · 100% Shareholder Of Segal Advisors, Inc.direct · owns 75% or more
Related persons
Schedule D 7.A
- Rcts Management, LLCpooled vehicle sponsory
- Rogerscasey Canada, Inc.investment advisery
- Segal Select Insurance Services, Inc.real estaten
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL26 employees
- Boston, MA10 employees
- Atlanta, GA5 employees
- Cleveland, OH5 employees
- Farmington, CT3 employees
- Greenwood Village, CO3 employees
- Braintree, MA3 employees
- Washington, DC2 employees
- Ballsbridge Dublin, Ireland1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $37,521,300,750 to $50,152,300,240 (+34.0%) between the annual amendments of 2025-03-31 and 2026-03-27; the peer median change was +11.0% (83 comparable advisers, 95.0th percentile of changes)peers: institutional managers, $20B and over (83) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 120 to 129Sep 5, 2025 to Mar 27, 2026
- Advisory employees · 86 to 103Sep 5, 2025 to Mar 27, 2026
- HNW clients · 1.0 to unsetSep 5, 2025 to Mar 27, 2026
- Pension plan clients · 70 to 74Sep 5, 2025 to Mar 27, 2026
- Assets in custody · $35B to $47BSep 5, 2025 to Mar 27, 2026
- Other offices · 16 to 15Sep 5, 2025 to Mar 27, 2026
- Discretionary RAUM · $11B to $13BSep 5, 2025 to Mar 27, 2026
- HNW RAUM · 18069210.0 to unsetSep 5, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $26B to $37BSep 5, 2025 to Mar 27, 2026
- Pension RAUM · $32B to $43BSep 5, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $2.0B to $2.5BSep 5, 2025 to Mar 27, 2026
- RAUM · $38B to $50BSep 5, 2025 to Mar 27, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jun 25, 2025
- Pension plan clients · 71 to 70Jul 17, 2024 to Mar 31, 2025
- Assets in custody · $28B to $35BJul 17, 2024 to Mar 31, 2025
- Employees · 116 to 112Jul 17, 2024 to Mar 31, 2025
- Discretionary RAUM · $12B to $11BJul 17, 2024 to Mar 31, 2025
- HNW RAUM · $18.3M to $18.1MJul 17, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $20B to $26BJul 17, 2024 to Mar 31, 2025
- Pension RAUM · $27B to $32BJul 17, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.8B to $2.0BJul 17, 2024 to Mar 31, 2025
- RAUM · $32B to $38BJul 17, 2024 to Mar 31, 2025
- Accounts · 111 to 120Jun 27, 2023 to Mar 29, 2024
- Charity clients · 6 to 4Jun 27, 2023 to Mar 29, 2024
- Pension plan clients · 65 to 71Jun 27, 2023 to Mar 29, 2024
- Pooled vehicle clients · 5 to 4Jun 27, 2023 to Mar 29, 2024
- Assets in custody · $24B to $28BJun 27, 2023 to Mar 29, 2024
- Private funds · 5 to 4Jun 27, 2023 to Mar 29, 2024
- Discretionary RAUM · $8.9B to $12BJun 27, 2023 to Mar 29, 2024
- HNW RAUM · $22.7M to $18.3MJun 27, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $17B to $20BJun 27, 2023 to Mar 29, 2024
- Pension RAUM · $21B to $27BJun 27, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.5B to $1.8BJun 27, 2023 to Mar 29, 2024
- RAUM · $26B to $32BJun 27, 2023 to Mar 29, 2024
- Accounts · 114 to 111Jun 23, 2022 to Mar 30, 2023
- HNW clients · unset to 1.0Jun 23, 2022 to Mar 30, 2023
- Pooled vehicle clients · 10 to 5Jun 23, 2022 to Mar 30, 2023
- Assets in custody · $27B to $24BJun 23, 2022 to Mar 30, 2023
- Employees · 107 to 116Jun 23, 2022 to Mar 30, 2023
- Private funds · 10 to 5Jun 23, 2022 to Mar 30, 2023
Signals
10 dated events
- Segal Marco Advisors reported RAUM $50.2B, up 34% from $37.5B (2025-09-05 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Reed Timothy Barron (Chief Investment Officer) no longer on Schedule A of Segal Marco Advisors (listed 2022-06-23, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Segal Marco Advisors reported 16 offices beyond its principal office, up from 9 (2022-03-14 to 2022-03-30)Mar 30, 2022 · Office count change · derived
- Michael Ricardo Dibartolo (Chief Financial Officer & Treasurer) no longer on Schedule A of Segal Marco Advisors (listed 2021-06-15, absent 2022-03-14)Mar 14, 2022 · Control person left · inference
- Tadashi Dumas (Vice President, Chief Compliance Officer) no longer on Schedule A of Segal Marco Advisors (listed 2021-06-15, absent 2022-03-14)Mar 14, 2022 · Control person left · inference
- Patrick Frank Carofano (Senior Vice President, Chief Compliance Officer) appeared on Schedule A of Segal Marco AdvisorsMar 14, 2022 · Control person joined · fact
- Michael Joesph Fristachi (Senior Vice President, Chief Financial Officer & Treasurer) appeared on Schedule A of Segal Marco AdvisorsMar 14, 2022 · Control person joined · fact
- Tadashi Dumas (Vice President, Chief Compliance Officer) appeared on Schedule A of Segal Marco AdvisorsJan 12, 2021 · Control person joined · fact
- Margery Sinder Friedman (Corporate Secretary, Svp, General Counsel) no longer on Schedule A of Segal Marco Advisors (listed 2019-07-01, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Segal Marco Advisors reported RAUM $21.2B, up 37% from $15.5B (2017-05-10 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Segal Marco Advisors · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/SEGAL-MARCOreportedpublic record, Form ADV, Sep 17, 2026
- Website
- SEGALMARCO.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-251-5900reportedpublic record, Form ADV, Aug 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026