DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Access Financial Services, Inc.
Latest filing Feb 12, 2026
First filing on the tape Feb 10, 2012 · 42 filings
SEC status approved since Apr 24, 2006
RAUM
$438M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$431M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$109M
derived; firm RAUM over IAPD count
Employees
10
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$438M as of Feb 12, 2026
Feb 10, 2012$142M then
HNW client RAUM$369M as of Feb 12, 2026
Feb 28, 2018$184M then
State-registered IARs (5.B.3)4 as of Feb 12, 2026
Feb 10, 20120 then
Employees (5.A)10 as of Feb 12, 2026
Feb 21, 201310 then
Private funds: no history
RAUM +3.8% over the last fiscal year+12% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Feb 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $109MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 80derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $539,150derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$369M84%
- Individuals$62.0M14%
- Corporations and businesses$6.8M1.6%
- Individual clients
- 176reported
- HNW clients
- 142reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 812reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brant Terrance Kairies | Minneapolis, Mn | Oct 17, 2006 | 32 y | 0 |
| Matthew RichCertified Financial Planner | Minneapolis, Mn | Sep 23, 2025 | 10 y | 1 |
| Kathryn Lorraine NoelCertified Financial Planner | Minneapolis, Mn | Jan 1, 2026 | 23 y | 1 |
| Stephen Edward KairiesChartered Financial Consultant | Minneapolis, Mn | Sep 8, 2026 | 42 y | 1 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Timothy Thomas Harberts to Pruco Securities, LLCDec 7, 2021 · RIA to affiliated broker-dealer or bank
- Ellen Katherine Osthus to Equita Financial Network, Inc.Aug 23, 2019 · RIA to RIA
- Timothy Alan Rosga to RBC Capital Markets, LLCJan 20, 2017 · Other
Joined, latest
- Stephen Edward Kairies from Fsc Securities CorporationSep 8, 2026 · Other
- Kathryn Lorraine Noel from Fsc Securities CorporationJan 1, 2026 · Other
- Matthew Rich from Carlson Capital Management, LLCSep 23, 2025 · RIA to RIA
- Timothy Thomas Harberts from Td Ameritrade, Inc.Mar 9, 2021 · Other
- Ellen Katherine Osthus from Bgm Wealth ManagementApr 22, 2019 · RIA to RIA
- Timothy Alan Rosga from Country Trust BankDec 18, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Fsc Securities CorporationFeb 4, 2015 · Minneapolis, Mn
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Terrance Brant Kairies · President, Chief Investment Officer And Chief Compliance Officercontrolsince 08/2001 · owns 25% to 50%
- Edward Stephen Kairies · Foundercontrolsince 06/1990 · owns 25% to 50%
- Robert Erik Edstrom · Co-Ownersince 01/2012 · owns 5% to 10%
- Jeanne Angella Gavic · Vice President, Operationssince 01/2006 · owns 10% to 25%
- Lorraine Kathryn Noel · Investment Advisor Representativesince 01/2008 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Minneapolis, Mn · principal | 4 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 824 to 812Sep 23, 2025 to Feb 12, 2026
- HNW clients · 148 to 142Sep 23, 2025 to Feb 12, 2026
- Individual clients · 154 to 176Sep 23, 2025 to Feb 12, 2026
- Employees · 12 to 10Sep 23, 2025 to Feb 12, 2026
- Discretionary RAUM · $422M to $438MSep 23, 2025 to Feb 12, 2026
- HNW RAUM · $360M to $369MSep 23, 2025 to Feb 12, 2026
- Individual RAUM · $55.3M to $62.0MSep 23, 2025 to Feb 12, 2026
- RAUM · $422M to $438MSep 23, 2025 to Feb 12, 2026
- Advisory employees · 3 to 4Feb 18, 2025 to Sep 23, 2025
- Employees · 11 to 12Feb 18, 2025 to Sep 23, 2025
- State-registered IARs · 3 to 4Feb 18, 2025 to Sep 23, 2025
- Accounts · 825 to 824Oct 2, 2024 to Feb 18, 2025
- Charity clients · 2 to 0Oct 2, 2024 to Feb 18, 2025
- Corporate clients · 1 to 4Oct 2, 2024 to Feb 18, 2025
- HNW clients · 145 to 148Oct 2, 2024 to Feb 18, 2025
- Individual clients · 159 to 154Oct 2, 2024 to Feb 18, 2025
- Financial planning clients · 101-250 to 101-250Oct 2, 2024 to Feb 18, 2025
- Discretionary RAUM · $404M to $422MOct 2, 2024 to Feb 18, 2025
- HNW RAUM · $341M to $360MOct 2, 2024 to Feb 18, 2025
- Individual RAUM · $56.8M to $55.3MOct 2, 2024 to Feb 18, 2025
- Non-discretionary RAUM · $276,996 to $0Oct 2, 2024 to Feb 18, 2025
- RAUM · $404M to $422MOct 2, 2024 to Feb 18, 2025
- Accounts · 790 to 825Feb 8, 2024 to Oct 2, 2024
- Corporate clients · 2 to 1Feb 8, 2024 to Oct 2, 2024
- HNW clients · 138 to 145Feb 8, 2024 to Oct 2, 2024
- Discretionary RAUM · $362M to $404MFeb 8, 2024 to Oct 2, 2024
- HNW RAUM · $302M to $341MFeb 8, 2024 to Oct 2, 2024
- Individual RAUM · $55.7M to $56.8MFeb 8, 2024 to Oct 2, 2024
- Non-discretionary RAUM · $231,914 to $276,996Feb 8, 2024 to Oct 2, 2024
- RAUM · $362M to $404MFeb 8, 2024 to Oct 2, 2024
- Accounts · 766 to 790Feb 21, 2023 to Feb 8, 2024
- Charity clients · 0 to 2Feb 21, 2023 to Feb 8, 2024
- Corporate clients · 3 to 2Feb 21, 2023 to Feb 8, 2024
- HNW clients · 145 to 138Feb 21, 2023 to Feb 8, 2024
- Individual clients · 176 to 159Feb 21, 2023 to Feb 8, 2024
- Assets in custody · 9464309.0 to unsetFeb 21, 2023 to Feb 8, 2024
- Custody of client assets · true to falseFeb 21, 2023 to Feb 8, 2024
- Discretionary RAUM · $314M to $362MFeb 21, 2023 to Feb 8, 2024
- HNW RAUM · $265M to $302MFeb 21, 2023 to Feb 8, 2024
- Individual RAUM · $45.3M to $55.7MFeb 21, 2023 to Feb 8, 2024
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 952-885-0995reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 952-885-2736reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- ACCESSAFS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 952-885-2732reportedpublic record, Form ADV, Feb 12, 2026
- Contact form
- accessafs.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- accessafs.com/about-us/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $109Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026