DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Access Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Rich | Carlson Capital Management, LLC independent RIA | Access Financial Services, Inc. independent RIA | RIA to RIA | Jul 22, 2021 | Sep 23, 2025 (1524 d) |
| Timothy Thomas Harberts | Td Ameritrade, Inc. no RAUM | Access Financial Services, Inc. independent RIA | Other | Jan 11, 2021 | Mar 9, 2021 (57 d) |
| Ellen Katherine Osthus | Bgm Wealth Management independent RIA | Access Financial Services, Inc. independent RIA | RIA to RIA | Apr 16, 2019 | Apr 22, 2019 |
| Stephen Edward Kairies | Fsc Securities Corporation other | Access Financial Services, Inc. independent RIA | Other | Feb 4, 2015 | Sep 8, 2026 (4234 d) |
| Kathryn Lorraine Noel | Fsc Securities Corporation other | Access Financial Services, Inc. independent RIA | Other | Feb 4, 2015 | Jan 1, 2026 (3984 d) |
| Timothy Alan Rosga | Country Trust Bank unclassified | Access Financial Services, Inc. other | Other | Jul 27, 2007 | Dec 18, 2015 (3066 d) |
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6 moves match.