DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bgm Wealth Management
Legal name Bgm Wealth Partners, LLC
Latest filing Jan 19, 2026
First filing on the tape Dec 15, 2011 · 39 filings
SEC status approved since Nov 18, 1996
RAUM
$517M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$517M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$73.9M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$517M as of Jan 19, 2026
Dec 15, 2011$208M then
HNW client RAUM$473M as of Jan 19, 2026
Dec 13, 2017$313M then
State-registered IARs (5.B.3)5 as of Jan 19, 2026
Dec 10, 20121 then
Employees (5.A)8 as of Jan 19, 2026
Dec 10, 20125 then
Private funds: no history
RAUM +19% over the last fiscal year+4.5% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Jan 19, 2026; every figure names its basis
- RAUM per advisor
- $73.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 30derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $582,095derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $28.3M, 11 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$473M91%
- Individuals$44.9M8.7%
- Individual clients
- 76reported
- HNW clients
- 137reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 889reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $28.3M for 11 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Daniel Alphonse Boeckermann | Bloomington, Mn | Mar 17, 1998 | 44 y | 0 |
| Jon Thomas MeyerCertified Financial Planner | Bloomington, Mn | Dec 2, 2013 | 32 y | 0 |
| Katherine Anne FrazierCertified Financial Planner | Bloomington, Mn | Jan 12, 2018 | 11 y | 1 |
| William Matthew FriederichsCertified Financial Planner | Bloomington, Mn | Feb 19, 2019 | 37 y | 3 |
| Spencer William DaviesCertified Financial Planner | Bloomington, Mn | Oct 25, 2023 | 12 y | 0 |
| Jacob Michael ThibaultCertified Financial Planner | Bloomington, Mn | Aug 6, 2025 | 14 y | 0 |
| Ross Daniel GobelCertified Financial Planner | Bloomington, Mn | Jul 1, 2026 | 25 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Ryan R Nelson to Rln WealthAug 23, 2022 · RIA to a state-registered adviser
- Ellen Katherine Osthus to Access Financial Services, Inc.Apr 16, 2019 · RIA to RIA
- Ashley Lynn Reiter to Jnba Financial Advisors, LLCFeb 10, 2019 · RIA to RIA
- Aimee Jean Hatlestad to Bond & Devick Wealth PartnersOct 18, 2016 · Other
- David M Sayers to Grandview Delight, LLCOct 3, 2016 · Other
- Dipen Kishore Mehta to Grandview Delight, LLCOct 3, 2016 · Other
- Travis Ryan Gleason to Grandview Delight, LLCOct 3, 2016 · Other
- Peter Jon Rekstad to Grandview Delight, LLCOct 3, 2016 · Other
Joined, latest
- William Matthew Friederichs from Foresters Advisory Services, LLCFeb 19, 2019 · Other
- Katherine Anne Frazier from Everest Financial GroupJan 12, 2018 · Other
- Ellen Katherine Osthus from Choreo, LLCJun 9, 2015 · Other
- David M Sayers from Cliftonlarsonallen Wealth Advisors, LLCNov 17, 2014 · Other
- Travis Ryan Gleason from TrunorthDec 2, 2013 · Other
- Peter Jon Rekstad from TrunorthDec 2, 2013 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for Grandview Delight, LLCOct 3, 2016 · Bloomington, Mn · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Anne Katherine Frazier · Ccocontrolsince 10/2022 · owns less than 5%
- Thomas Jon Meyer · Boardmember, Presidentsince 06/1999 · owns less than 5%
- Thomas Jon Meyer · Membersince 10/2018 · owns F of Bgm Holdings, LLC
Entity owners
- Bgm Holdings, LLC · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Boeckermann, Grafstrom & Mayer LLCinsurancen
- Cornerstone Private Asset Trust Company, LLCn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bloomington, Mn · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 814 to 889Jan 14, 2025 to Jan 19, 2026
- HNW clients · 124 to 137Jan 14, 2025 to Jan 19, 2026
- Assets in custody · $28.7M to $28.3MJan 14, 2025 to Jan 19, 2026
- Discretionary RAUM · $423M to $506MJan 14, 2025 to Jan 19, 2026
- HNW RAUM · $397M to $473MJan 14, 2025 to Jan 19, 2026
- Individual RAUM · $36.4M to $44.9MJan 14, 2025 to Jan 19, 2026
- Non-discretionary RAUM · $10.8M to $12.0MJan 14, 2025 to Jan 19, 2026
- RAUM · $433M to $517MJan 14, 2025 to Jan 19, 2026
- Accounts · 775 to 814Mar 26, 2024 to Jan 14, 2025
- Business name · BGM WEALTH PARTNERS to BGM WEALTH MANAGEMENTMar 26, 2024 to Jan 14, 2025
- HNW clients · 104 to 124Mar 26, 2024 to Jan 14, 2025
- Individual clients · 87 to 76Mar 26, 2024 to Jan 14, 2025
- Assets in custody · $17.0M to $28.7MMar 26, 2024 to Jan 14, 2025
- Financial planning clients · 101-250 to 101-250Mar 26, 2024 to Jan 14, 2025
- Discretionary RAUM · $469M to $423MMar 26, 2024 to Jan 14, 2025
- HNW RAUM · $441M to $397MMar 26, 2024 to Jan 14, 2025
- Individual RAUM · $46.2M to $36.4MMar 26, 2024 to Jan 14, 2025
- Non-discretionary RAUM · $18.0M to $10.8MMar 26, 2024 to Jan 14, 2025
- RAUM · $487M to $433MMar 26, 2024 to Jan 14, 2025
- Accounts · 737 to 775Mar 8, 2023 to Mar 26, 2024
- Advisory employees · 4 to 5Mar 8, 2023 to Mar 26, 2024
- Advisory activities · 2 to 3Mar 8, 2023 to Mar 26, 2024
- HNW clients · 105 to 104Mar 8, 2023 to Mar 26, 2024
- Individual clients · 94 to 87Mar 8, 2023 to Mar 26, 2024
- Assets in custody · $15.4M to $17.0MMar 8, 2023 to Mar 26, 2024
- Employees · 6 to 8Mar 8, 2023 to Mar 26, 2024
- State-registered IARs · 4 to 5Mar 8, 2023 to Mar 26, 2024
- Discretionary RAUM · $450M to $469MMar 8, 2023 to Mar 26, 2024
- HNW RAUM · $417M to $441MMar 8, 2023 to Mar 26, 2024
- Individual RAUM · $36.1M to $46.2MMar 8, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $3.5M to $18.0MMar 8, 2023 to Mar 26, 2024
- RAUM · $453M to $487MMar 8, 2023 to Mar 26, 2024
- Accounts · 700 to 737Oct 31, 2022 to Mar 8, 2023
- Advisory employees · 5 to 4Oct 31, 2022 to Mar 8, 2023
- HNW clients · 112 to 105Oct 31, 2022 to Mar 8, 2023
- Individual clients · 182 to 94Oct 31, 2022 to Mar 8, 2023
- Assets in custody · $6.0M to $15.4MOct 31, 2022 to Mar 8, 2023
- State-registered IARs · 5 to 4Oct 31, 2022 to Mar 8, 2023
- Discretionary RAUM · $480M to $450MOct 31, 2022 to Mar 8, 2023
- HNW RAUM · $457M to $417MOct 31, 2022 to Mar 8, 2023
Signals
5 dated events
- Eugene Bradley Mayer (Member) no longer on Schedule A of Bgm Wealth Management (listed 2022-10-31, absent 2023-03-08)Mar 8, 2023 · Control person left · inference
- Anne Katherine Frazier (Cco) appeared on Schedule A of Bgm Wealth ManagementOct 10, 2022 · Control person joined · fact
- Ryan R Nelson left Bgm Wealth Management for Rln Wealth (registered 2024-02-13)Aug 23, 2022 · Advisor changed firm · fact
- Allen James Grafstrom (Member) no longer on Schedule A of Bgm Wealth Management (listed 2018-12-05, absent 2019-02-13)Feb 13, 2019 · Control person left · inference
- Bgm Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Dec 23, 2013 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 239-325-5045reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 303-651-0304reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 515-278-4531reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/bgm360reportedpublic record, Form ADV, Sep 17, 2026
- Website
- bgm360.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 952-844-2500reportedpublic record, Form ADV, Jan 19, 2026
- Contact form
- bgm360.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- bgm360.com/about-us/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $73.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026