DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
K••• C•••••• W••••• M••••••••• I•••
Latest filing Apr 2, 2026
First filing on the tape Aug 22, 2019 · 24 filings
SEC status approved since Sep 24, 2019
RAUM
$285M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$282M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$94.9M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$285M as of Apr 2, 2026
Mar 5, 2020$118M then
HNW client RAUM$241M as of Apr 2, 2026
Mar 5, 2020$89.4M then
State-registered IARs (5.B.3)4 as of Apr 2, 2026
Mar 5, 20202 then
Employees (5.A)5 as of Apr 2, 2026
Mar 5, 20204 then
Private funds: no history
RAUM +29% over the last fiscal year+20% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Apr 2, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $94.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 66derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $397,139derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$241M85%
- Individuals$41.2M14%
- Charitable organizations$2.3M0.8%
- Individual clients
- 120reported
- HNW clients
- 78reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 717reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••••• L•• K•••Certified Financial Planner, Personal Financial Specialist | Johnston, Ia | Jan 1, 1999 | 33 y | 0 |
| S•••• L••• Z••••••••Personal Financial Specialist | Johnston, Ia | Feb 28, 2019 | 25 y | 0 |
| J•••• J•••• K•••Certified Financial Planner | Johnston, Ia | Mar 22, 2021 | 10 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• J•••• K••• from C••••••• P•••••••Mar 22, 2021 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••• J••••• J•••• · 1.Vice Presidentcontrolsince 11/2024 · owns 25% to 50%
- K•••• S•••••• L•• · President And Chief Compliance Officercontrolsince 09/1993 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Johnston, Ia · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 653 to 717Jan 21, 2025 to Jan 20, 2026
- Advisory employees · 3 to 4Jan 21, 2025 to Jan 20, 2026
- HNW clients · 70 to 78Jan 21, 2025 to Jan 20, 2026
- Individual clients · 123 to 120Jan 21, 2025 to Jan 20, 2026
- Employees · 3 to 5Jan 21, 2025 to Jan 20, 2026
- Financial planning clients · 101-250 to 26-50Jan 21, 2025 to Jan 20, 2026
- State-registered IARs · 3 to 4Jan 21, 2025 to Jan 20, 2026
- Discretionary RAUM · $218M to $283MJan 21, 2025 to Jan 20, 2026
- HNW RAUM · $181M to $241MJan 21, 2025 to Jan 20, 2026
- Individual RAUM · $39.1M to $41.2MJan 21, 2025 to Jan 20, 2026
- Non-discretionary RAUM · $1.8M to $1.3MJan 21, 2025 to Jan 20, 2026
- RAUM · $220M to $285MJan 21, 2025 to Jan 20, 2026
- Accounts · 617 to 653Dec 13, 2024 to Jan 21, 2025
- HNW clients · 68 to 70Dec 13, 2024 to Jan 21, 2025
- Individual clients · 121 to 123Dec 13, 2024 to Jan 21, 2025
- Financial planning clients · 26-50 to 101-250Dec 13, 2024 to Jan 21, 2025
- Discretionary RAUM · $198M to $218MDec 13, 2024 to Jan 21, 2025
- HNW RAUM · $162M to $181MDec 13, 2024 to Jan 21, 2025
- Individual RAUM · $37.3M to $39.1MDec 13, 2024 to Jan 21, 2025
- Non-discretionary RAUM · $1.4M to $1.8MDec 13, 2024 to Jan 21, 2025
- RAUM · $200M to $220MDec 13, 2024 to Jan 21, 2025
- Business name · K••• C•••••• W••••• M••••••••• P• to K••• C•••••• W••••• M••••••••• I•••Dec 13, 2024 to Dec 13, 2024
- Legal name · K••• C••••••• P••• to K••• C•••••• W••••• M••••••••• I•••Dec 13, 2024 to Dec 13, 2024
- Accounts · 628 to 617Aug 18, 2023 to Jan 9, 2024
- Corporate clients · unset to 0.0Aug 18, 2023 to Jan 9, 2024
- HNW clients · 55 to 68Aug 18, 2023 to Jan 9, 2024
- Individual clients · 130 to 121Aug 18, 2023 to Jan 9, 2024
- Pension plan clients · unset to 0.0Aug 18, 2023 to Jan 9, 2024
- Pooled vehicle clients · unset to 0.0Aug 18, 2023 to Jan 9, 2024
- Discretionary RAUM · $164M to $198MAug 18, 2023 to Jan 9, 2024
- HNW RAUM · $122M to $162MAug 18, 2023 to Jan 9, 2024
- Individual RAUM · $43.8M to $37.3MAug 18, 2023 to Jan 9, 2024
- Non-discretionary RAUM · $1.4M to $1.4MAug 18, 2023 to Jan 9, 2024
- Pension RAUM · unset to 0.0Aug 18, 2023 to Jan 9, 2024
- Pooled vehicle RAUM · unset to 0.0Aug 18, 2023 to Jan 9, 2024
- RAUM · $166M to $200MAug 18, 2023 to Jan 9, 2024
- Accounts · 555 to 628May 25, 2022 to Jan 26, 2023
- HNW clients · 64 to 55May 25, 2022 to Jan 26, 2023
- Individual clients · 110 to 130May 25, 2022 to Jan 26, 2023
- Employees · 5 to 3May 25, 2022 to Jan 26, 2023
Signals
2 dated events
- James Jason Kane (1.Vice President) appeared on Schedule A of K••• C•••••• W••••• M••••••••• I•••Dec 13, 2024 · Control person joined · fact
- K••• C••••••• P••• filed its initial SEC registration (Form ADV)Aug 22, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 515-270-2727reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 515-461-8287reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/kanecowealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- K•••COMPANYPC.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 515-270-2727reportedpublic record, Form ADV, Apr 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $94.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026