DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Thrivent Financial For Lutherans
Latest filing Jun 17, 2026
First filing on the tape Mar 28, 2012 · 47 filings
SEC status approved since Nov 13, 2001
RAUM
$129B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4,220
155 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$129B as of Jun 17, 2026
Mar 28, 2012$71B then
HNW client RAUM: no history
State-registered IARs (5.B.3)339 as of Jun 17, 2026
Mar 28, 20120 then
Employees (5.A)4,220 as of Jun 17, 2026
Apr 1, 20132,256 then
Private funds1 as of Jun 17, 2026
Mar 28, 201212 then
RAUM -8.8% over the last fiscal year+3.1% a year over threeIARs 541 to 339
Practice profile
derived from the filing of Jun 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $380MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $3.8BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 12.4derivedItem 5.A over advisors
- Advisors per office
- 169.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -8.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- -37%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $105M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$46B97%
- Pension and profit-sharing plans$1.2B2.6%
- Pooled investment vehicles$111M0.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 34reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $105M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.36 institutional_share=0.01 related_bd=true related_bank=true bd_reps=503.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
45 reported on Schedule D 7.B.(1)
All funds of Thrivent Financial For Lutherans
Owners and control persons
Schedule A and B, latest filing
- Marie Deborah Ackerman · Directorcontrolsince 02/2020 · owns less than 5%
- Cornell Nathaniel Boggs · Director, Chaircontrolsince 12/2013 · owns less than 5%
- Arnold Kenneth Carow · Directorcontrolsince 02/2013 · owns less than 5%
- Neal Bradford Creswell · Directorcontrolsince 02/2018 · owns less than 5%
- Yvette Lynn Crump-Caine · Directorcontrolsince 08/2016 · owns less than 5%
- John Eric Draut · Directorcontrolsince 02/2015 · owns less than 5%
- Stuart Edward Dryden · Vice President, Chief Compliance Officercontrolsince 12/2010 · owns less than 5%
- Roberts Paul Johnston · Executive Vice President, Chief Legal Officer, General Counsel And Secretarycontrolsince 11/2015 · owns less than 5%
- Bernadette Jill Louis · Directorcontrolsince 08/2021 · owns less than 5%
- Vanstrom Kathryn Marinello · Directorcontrolsince 07/2014 · owns less than 5%
- Joseph Brian Mcgrane · Directorcontrolsince 03/2023 · owns less than 5%
- Baker Nichole Pechet · Directorcontrolsince 06/2018 · owns less than 5%
- Joy Teresa Rasmussen · Director, President And Chief Executive Officercontrolsince 02/2005 · owns less than 5%
- Sue Angela Rieger · Directorcontrolsince 02/2020 · owns less than 5%
- Scott David Royal · Executive Vice President, Chief Financial & Investment Officercontrolsince 07/2017 · owns less than 5%
Related persons
Schedule D 7.A
- Newman Financial Services LLCreal estatey
- Thrivent Advisor Network, LLCinvestment adviseryRAUM $6.8B
- Thrivent Asset Management, LLCinvestment adviserbankyRAUM $48B
- Thrivent Distributors, LLCbroker-dealery
- Thrivent Insurance Agency Inc.real estatey
- Thrivent Investment Management Inc.broker-dealerinvestment adviseryRAUM $21B
- Thrivent Trust Companyy
- Thrivent White Rose Endurance Gp II, LLCpooled vehicle sponsory
- Thrivent White Rose Endurance Gp III, LLCpooled vehicle sponsory
- Thrivent White Rose Endurance Gp, LLCpooled vehicle sponsory
- Thrivent White Rose Gp II, LLCpooled vehicle sponsory
- Thrivent White Rose Gp III, LLCpooled vehicle sponsory
- Thrivent White Rose Gp IV, LLCpooled vehicle sponsory
- Thrivent White Rose Gp Ix, LLCpooled vehicle sponsory
- Thrivent White Rose Gp V, LLCpooled vehicle sponsory
- Thrivent White Rose Gp Vi, LLCpooled vehicle sponsory
- Thrivent White Rose Gp Vii, LLCpooled vehicle sponsory
- Thrivent White Rose Gp Viii, LLCpooled vehicle sponsory
- Thrivent White Rose Gp X, LLCpooled vehicle sponsory
- Thrivent White Rose Gp Xi, LLCpooled vehicle sponsory
- Thrivent White Rose Gp Xii, LLCpooled vehicle sponsory
- Thrivent White Rose Gp Xiii, LLCpooled vehicle sponsory
- Thrivent White Rose Gp Xiv, LLCpooled vehicle sponsory
- Thrivent White Rose Gp Xv Equity Direct, LLCpooled vehicle sponsory
- Thrivent White Rose Gp Xv Fund Of Funds, LLCpooled vehicle sponsory
- Thrivent White Rose Opportunity Fund Gp, LLCpooled vehicle sponsory
- Thrivent White Rose Real Estate Gp I, LLCpooled vehicle sponsory
- Thrivent White Rose Real Estate Gp II, LLCpooled vehicle sponsory
- Thrivent White Rose Real Estate Gp III, LLCpooled vehicle sponsory
- Thrivent White Rose Real Estate Gp IV, LLCpooled vehicle sponsory
Advisers that list Thrivent Financial For Lutherans as a related person
Offices
Schedule D 1.F, the 25 largest
- Appleton, WI11 employees
What changed
consecutive filings, newest first
- Accounts · 68 to 34Jul 24, 2025 to Mar 31, 2026
- Advisory employees · 152 to 155Jul 24, 2025 to Mar 31, 2026
- BD registered reps · 777 to 503Jul 24, 2025 to Mar 31, 2026
- Pooled vehicle clients · 35 to 1Jul 24, 2025 to Mar 31, 2026
- Assets in custody · $17B to $105MJul 24, 2025 to Mar 31, 2026
- Employees · 4,274 to 4,220Jul 24, 2025 to Mar 31, 2026
- Insurance-licensed employees · 541 to 339Jul 24, 2025 to Mar 31, 2026
- State-registered IARs · 541 to 339Jul 24, 2025 to Mar 31, 2026
- Private funds · 35 to 1Jul 24, 2025 to Mar 31, 2026
- Discretionary RAUM · $141B to $129BJul 24, 2025 to Mar 31, 2026
- Pension RAUM · $1.2B to $1.2BJul 24, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $17B to $111MJul 24, 2025 to Mar 31, 2026
- RAUM · $141B to $129BJul 24, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 24, 2025
- Accounts · 69 to 68Oct 21, 2024 to Mar 31, 2025
- Advisory employees · 153 to 152Oct 21, 2024 to Mar 31, 2025
- BD registered reps · 693 to 777Oct 21, 2024 to Mar 31, 2025
- Pooled vehicle clients · 37 to 35Oct 21, 2024 to Mar 31, 2025
- Assets in custody · $16B to $17BOct 21, 2024 to Mar 31, 2025
- Employees · 4,167 to 4,274Oct 21, 2024 to Mar 31, 2025
- Insurance-licensed employees · 481 to 541Oct 21, 2024 to Mar 31, 2025
- State-registered IARs · 481 to 541Oct 21, 2024 to Mar 31, 2025
- Private funds · 37 to 35Oct 21, 2024 to Mar 31, 2025
- Discretionary RAUM · $122B to $141BOct 21, 2024 to Mar 31, 2025
- Pension RAUM · $1.1B to $1.2BOct 21, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $16B to $17BOct 21, 2024 to Mar 31, 2025
- RAUM · $122B to $141BOct 21, 2024 to Mar 31, 2025
- Accounts · 67 to 69Aug 1, 2023 to Mar 28, 2024
- Advisory employees · 160 to 153Aug 1, 2023 to Mar 28, 2024
- BD registered reps · 470 to 693Aug 1, 2023 to Mar 28, 2024
- Pooled vehicle clients · 34 to 37Aug 1, 2023 to Mar 28, 2024
- Assets in custody · $17B to $16BAug 1, 2023 to Mar 28, 2024
- Employees · 3,940 to 4,167Aug 1, 2023 to Mar 28, 2024
- Insurance-licensed employees · 282 to 481Aug 1, 2023 to Mar 28, 2024
- State-registered IARs · 282 to 481Aug 1, 2023 to Mar 28, 2024
- Private funds · 34 to 37Aug 1, 2023 to Mar 28, 2024
- Discretionary RAUM · $118B to $122BAug 1, 2023 to Mar 28, 2024
- Pension RAUM · $1.0B to $1.1BAug 1, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $17B to $16BAug 1, 2023 to Mar 28, 2024
- RAUM · $118B to $122BAug 1, 2023 to Mar 28, 2024
Signals
33 dated events
- Thrivent Financial For Lutherans reported 339 state-registered advisory representatives, down from 541 (2025-07-24 to 2026-03-31)Mar 31, 2026 · Advisor headcount change · derived
- Thrivent Financial For Lutherans reported 481 state-registered advisory representatives, up from 282 (2023-08-01 to 2024-03-28)Mar 28, 2024 · Advisor headcount change · derived
- Douglas Kirk Farney (Director) no longer on Schedule A of Thrivent Financial For Lutherans (listed 2023-08-01, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Bartolotta Mary Jane Fortin (President, Chief Commercial Officer) no longer on Schedule A of Thrivent Financial For Lutherans (listed 2023-08-01, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Andrew Mark Jeske (Director) no longer on Schedule A of Thrivent Financial For Lutherans (listed 2023-08-01, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Ellen Bonnie Raquet (Director, Chair) no longer on Schedule A of Thrivent Financial For Lutherans (listed 2023-03-31, absent 2023-07-24)Jul 24, 2023 · Control person left · inference
- Joseph Brian Mcgrane (Director) appeared on Schedule A of Thrivent Financial For LutheransMar 31, 2023 · Control person joined · fact
- Ranjan Vibhu Sharma (Executive Vice President, Chief Financial Officer) no longer on Schedule A of Thrivent Financial For Lutherans (listed 2022-03-31, absent 2022-05-05)May 5, 2022 · Control person left · inference
- Joann Lisa Flanary (Executive Vice President, Chief Growth Officer) no longer on Schedule A of Thrivent Financial For Lutherans (listed 2021-12-20, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Thrivent Financial For Lutherans reported 310 state-registered advisory representatives, down from 401 (2021-12-20 to 2022-03-31)Mar 31, 2022 · Advisor headcount change · derived
- Bernadette Jill Louis (Director) appeared on Schedule A of Thrivent Financial For LutheransAug 31, 2021 · Control person joined · fact
- Alma Christina Smith (Executive Vice President, Chief Human Resources Officer) no longer on Schedule A of Thrivent Financial For Lutherans (listed 2020-08-20, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- George Frederick Kraegel (Director) no longer on Schedule A of Thrivent Financial For Lutherans (listed 2020-08-20, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Bartolotta Mary Jane Fortin (Executive Vice President, Chief Commercial Officer) appeared on Schedule A of Thrivent Financial For LutheransAug 20, 2020 · Control person joined · fact
- William Terry Timm (Chief Administrative Officer) no longer on Schedule A of Thrivent Financial For Lutherans (listed 2019-07-11, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Jansen Sarah Van Dyn Hoven (Senior Vice President And Chief Information Officer) no longer on Schedule A of Thrivent Financial For Lutherans (listed 2019-07-11, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Sue Angela Rieger (Director) appeared on Schedule A of Thrivent Financial For LutheransMar 30, 2020 · Control person joined · fact
- Marie Deborah Ackerman (Director) appeared on Schedule A of Thrivent Financial For LutheransMar 30, 2020 · Control person joined · fact
- Ranjan Vibhu Sharma (Senior Vice President, Chief Financial Officer) appeared on Schedule A of Thrivent Financial For LutheransMar 30, 2020 · Control person joined · fact
- Joann Lisa Flanary (Senior Vice President, Chief Growth Officer) appeared on Schedule A of Thrivent Financial For LutheransMar 30, 2020 · Control person joined · fact
- Lee Randall Boushek (Senior Vice President And Chief Financial Officer) no longer on Schedule A of Thrivent Financial For Lutherans (listed 2019-07-11, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Marie Alice Richter (Director) no longer on Schedule A of Thrivent Financial For Lutherans (listed 2019-07-11, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Alma Christina Smith (Senior Vice President And Chief Human Resources Officer) appeared on Schedule A of Thrivent Financial For LutheransMay 6, 2019 · Control person joined · fact
- William Terry Timm (Chief Administrative Officer) appeared on Schedule A of Thrivent Financial For LutheransMar 29, 2019 · Control person joined · fact
- Jansen Sarah Van Dyn Hoven (Senior Vice President And Chief Information Officer) appeared on Schedule A of Thrivent Financial For LutheransMar 29, 2019 · Control person joined · fact
- Thrivent Financial For Lutherans reported 351 state-registered advisory representatives, up from 212 (2019-01-03 to 2019-03-29)Mar 29, 2019 · Advisor headcount change · derived
- Mark Frederick Kuhlmann (Director) no longer on Schedule A of Thrivent Financial For Lutherans (listed 2019-01-03, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Leigh Bradford Hewitt (Director And Chief Executive Officer) no longer on Schedule A of Thrivent Financial For Lutherans (listed 2018-08-10, absent 2019-01-03)Jan 3, 2019 · Control person left · inference
- Adlai James Thomsen (President, Thrivent Holdings) no longer on Schedule A of Thrivent Financial For Lutherans (listed 2018-08-10, absent 2019-01-03)Jan 3, 2019 · Control person left · inference
- Joseph Christopher Kopka (President, Thrivent Church Solutions Group) no longer on Schedule A of Thrivent Financial For Lutherans (listed 2018-08-10, absent 2019-01-03)Jan 3, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Thrivent Financial For Lutherans · Independent Sponsorsshared crd · capital_provider
- Thrivent Financial for Lutherans · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/thriventreportedpublic record, Form ADV, Sep 17, 2026
- Website
- THRIVENT.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 800-847-4836reportedpublic record, Form ADV, Jun 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026