DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••• A•••••••• I•••
Latest filing Mar 24, 2026
First filing on the tape Mar 29, 2012 · 23 filings
SEC status approved since Mar 5, 2007
RAUM
$1.1B
reported, Item 5.F
Discretionary
4.6%
of RAUM
Private clients
4.8%
$54.8M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$574M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$1.1B as of Mar 24, 2026
Mar 29, 2012$396M then
HNW client RAUM$48.4M as of Mar 24, 2026
Mar 30, 2018$25.1M then
State-registered IARs (5.B.3)2 as of Mar 24, 2026
Mar 29, 20120 then
Employees (5.A)2 as of Mar 24, 2026
Mar 28, 20136 then
Private funds: no history
RAUM +20% over the last fiscal year+20% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $574MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 17derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $6.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 4.6%derivedof RAUM
- Institutional
- 92%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.5%derived
- Compensation
- hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
- Custody
- $26.6M, 14 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$1.1B94%
- High-net-worth individuals$48.4M4.3%
- Corporations and businesses$15.8M1.4%
- Individuals$6.4M0.6%
- Charitable organizations$2.4M0.2%
- Individual clients
- 18reported
- HNW clients
- 15reported
- Pension plan clients
- 12reported
- Charitable clients
- n/areported
- Accounts
- 192reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $26.6M for 14 clientsreported
- Compensation
- fixed, hourlyreported
- Class basis
- private_client_share=0.05 fund_share=0.0 institutional_share=0.92 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••• R•••• A••••••• | Seattle, Wa | Mar 8, 2002 | 31 y | 0 |
| R••• J•••••• B•••• | Seattle, Wa | Oct 14, 2019 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- B•••• M•••••• S•••••• to M•••••• W••••• M••••••••• L••Jun 30, 2014 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••••• G•••• R•••• · Managing Principal, Chief Compliance Officercontrolsince 07/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Seattle, Wa · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 185 to 192Sep 11, 2025 to Mar 24, 2026
- Corporate clients · unset to 5.0Sep 11, 2025 to Mar 24, 2026
- HNW clients · 14 to 15Sep 11, 2025 to Mar 24, 2026
- Individual clients · 17 to 18Sep 11, 2025 to Mar 24, 2026
- Assets in custody · $31.6M to $26.6MSep 11, 2025 to Mar 24, 2026
- Employees · 3 to 2Sep 11, 2025 to Mar 24, 2026
- Discretionary RAUM · $42.4M to $52.7MSep 11, 2025 to Mar 24, 2026
- HNW RAUM · $38.9M to $48.4MSep 11, 2025 to Mar 24, 2026
- Individual RAUM · $6.2M to $6.4MSep 11, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $916M to $1.1BSep 11, 2025 to Mar 24, 2026
- Pension RAUM · $878M to $1.1BSep 11, 2025 to Mar 24, 2026
- RAUM · $958M to $1.1BSep 11, 2025 to Mar 24, 2026
- Accounts · 172 to 185Aug 28, 2024 to Mar 26, 2025
- Charity clients · 0.0 to unsetAug 28, 2024 to Mar 26, 2025
- HNW clients · 12 to 14Aug 28, 2024 to Mar 26, 2025
- Pension plan clients · 11 to 12Aug 28, 2024 to Mar 26, 2025
- Assets in custody · $31.5M to $31.6MAug 28, 2024 to Mar 26, 2025
- Financial planning clients · 11-25 to 11-25Aug 28, 2024 to Mar 26, 2025
- Discretionary RAUM · $37.8M to $42.4MAug 28, 2024 to Mar 26, 2025
- HNW RAUM · $34.9M to $38.9MAug 28, 2024 to Mar 26, 2025
- Individual RAUM · $6.2M to $6.2MAug 28, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $871M to $916MAug 28, 2024 to Mar 26, 2025
- Pension RAUM · $833M to $878MAug 28, 2024 to Mar 26, 2025
- RAUM · $909M to $958MAug 28, 2024 to Mar 26, 2025
- Accounts · 166 to 172Mar 28, 2024 to Aug 28, 2024
- Individual clients · 16 to 17Mar 28, 2024 to Aug 28, 2024
- Assets in custody · $31.4M to $31.5MMar 28, 2024 to Aug 28, 2024
- Discretionary RAUM · $3.3M to $37.8MMar 28, 2024 to Aug 28, 2024
- HNW RAUM · $34.2M to $34.9MMar 28, 2024 to Aug 28, 2024
- Individual RAUM · $5.5M to $6.2MMar 28, 2024 to Aug 28, 2024
- Non-discretionary RAUM · $810M to $871MMar 28, 2024 to Aug 28, 2024
- Pension RAUM · $744M to $833MMar 28, 2024 to Aug 28, 2024
- RAUM · $813M to $909MMar 28, 2024 to Aug 28, 2024
- Accounts · 174 to 166Mar 29, 2023 to Mar 28, 2024
- Individual clients · 18 to 16Mar 29, 2023 to Mar 28, 2024
- Assets in custody · $22.3M to $31.4MMar 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $3.1M to $3.3MMar 29, 2023 to Mar 28, 2024
- HNW RAUM · $31.4M to $34.2MMar 29, 2023 to Mar 28, 2024
- Individual RAUM · $5.2M to $5.5MMar 29, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $656M to $810MMar 29, 2023 to Mar 28, 2024
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/lucid-advisors-increportedpublic record, Form ADV, Sep 18, 2026
- Website
- lucidadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 206-267-2222reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $574Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026