DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••• F•••••••• S•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jan 5, 2012 · 12 filings
SEC status approved since Jul 29, 2022
RAUM
$191M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$191M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$63.7M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$191M as of Mar 30, 2026
Feb 28, 2012$41.8M then
HNW client RAUM$178M as of Mar 30, 2026
Mar 30, 2023$105M then
State-registered IARs (5.B.3)3 as of Mar 30, 2026
Feb 28, 20120 then
Employees (5.A)3 as of Mar 30, 2026
Mar 30, 20233 then
Private funds: no history
RAUM +15% over the last fiscal year+16% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $63.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 22derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $626,182derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$178M93%
- Individuals$13.1M6.9%
- Individual clients
- 17reported
- HNW clients
- 50reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 305reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• G•••• B••••Certified Financial Planner | Midlothian, Va | Feb 22, 2000 | 34 y | 0 |
| J••• W•••••• B••••Certified Financial Planner | Midlothian, Va | Mar 29, 2023 | 14 y | 0 |
| C•••••• R•••• B••••Certified Financial Planner | Midlothian, Va | Jul 29, 2024 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- W•••••• B• F••••• to F••••• W••••• A•••••••Oct 3, 2011 · Other
Joined, latest
- W•••••• B• F••••• from A••••• P•••Mar 9, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• J•••• G•••• · Managing Member/Chief Compliance Officercontrolsince 07/1999 · owns 75% or more
Related persons
Schedule D 7.A
- J••• G• B•••• • C••• L••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Midlothian, Va · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 66 to 305Mar 31, 2025 to Mar 30, 2026
- HNW clients · 48 to 50Mar 31, 2025 to Mar 30, 2026
- Individual clients · 18 to 17Mar 31, 2025 to Mar 30, 2026
- Assets in custody · $3.8M to $2.3MMar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $166M to $191MMar 31, 2025 to Mar 30, 2026
- HNW RAUM · $154M to $178MMar 31, 2025 to Mar 30, 2026
- Individual RAUM · $12.2M to $13.1MMar 31, 2025 to Mar 30, 2026
- RAUM · $166M to $191MMar 31, 2025 to Mar 30, 2026
- Accounts · 337 to 66Apr 1, 2024 to Mar 31, 2025
- Advisory employees · 2 to 3Apr 1, 2024 to Mar 31, 2025
- Assets in custody · $2.6M to $3.8MApr 1, 2024 to Mar 31, 2025
- Financial planning clients · 51-100 to 51-100Apr 1, 2024 to Mar 31, 2025
- State-registered IARs · 2 to 3Apr 1, 2024 to Mar 31, 2025
- Discretionary RAUM · $139M to $166MApr 1, 2024 to Mar 31, 2025
- HNW RAUM · $125M to $154MApr 1, 2024 to Mar 31, 2025
- Individual RAUM · $14.4M to $12.2MApr 1, 2024 to Mar 31, 2025
- RAUM · $139M to $166MApr 1, 2024 to Mar 31, 2025
- Accounts · 320 to 337Apr 13, 2023 to Apr 1, 2024
- Individual clients · 19 to 18Apr 13, 2023 to Apr 1, 2024
- Assets in custody · $3.2M to $2.6MApr 13, 2023 to Apr 1, 2024
- Discretionary RAUM · $122M to $139MApr 13, 2023 to Apr 1, 2024
- HNW RAUM · $105M to $125MApr 13, 2023 to Apr 1, 2024
- Individual RAUM · $17.7M to $14.4MApr 13, 2023 to Apr 1, 2024
- RAUM · $122M to $139MApr 13, 2023 to Apr 1, 2024
- Accounts · 315 to 320Jul 6, 2022 to Mar 30, 2023
- Advisory employees · 1 to 2Jul 6, 2022 to Mar 30, 2023
- HNW clients · 47 to 48Jul 6, 2022 to Mar 30, 2023
- Individual clients · 17 to 19Jul 6, 2022 to Mar 30, 2023
- Assets in custody · $3.3M to $3.2MJul 6, 2022 to Mar 30, 2023
- State-registered IARs · 1 to 2Jul 6, 2022 to Mar 30, 2023
- Discretionary RAUM · $134M to $122MJul 6, 2022 to Mar 30, 2023
- HNW RAUM · $118M to $105MJul 6, 2022 to Mar 30, 2023
- Individual RAUM · $15.1M to $17.7MJul 6, 2022 to Mar 30, 2023
- RAUM · $134M to $122MJul 6, 2022 to Mar 30, 2023
- Accounts · 51 to 315Jul 31, 2012 to Jun 29, 2022
- Advisory employees · unset to 1.0Jul 31, 2012 to Jun 29, 2022
- Advisory activities · 5 to 2Jul 31, 2012 to Jun 29, 2022
- Charity clients · unset to 0.0Jul 31, 2012 to Jun 29, 2022
- Corporate clients · unset to 0.0Jul 31, 2012 to Jun 29, 2022
- HNW clients · unset to 47.0Jul 31, 2012 to Jun 29, 2022
Signals
1 dated events
- B•••• F•••••••• S•••••••• L•• filed its initial SEC registration (Form ADV)Jun 29, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- f••• profile url
- linkedin.com/company/bowen-financial-services-llc/aboutreportedpublic record, Form ADV, Sep 18, 2026
- f••• website
- B••••FINANCIAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 804-897-2850reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $63.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026