DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
T••••• F•••••••• G••••• I•••
Latest filing Feb 24, 2026
First filing on the tape Dec 13, 2011 · 33 filings
SEC status approved since Jan 17, 2003
RAUM
$410M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$409M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$102M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$410M as of Feb 24, 2026
Jan 31, 2012$129M then
HNW client RAUM$292M as of Feb 24, 2026
Jan 15, 2019$99.1M then
State-registered IARs (5.B.3)4 as of Feb 24, 2026
Jan 31, 20120 then
Employees (5.A)6 as of Feb 24, 2026
Feb 6, 20135 then
Private funds: no history
RAUM +12% over the last fiscal year+14% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Feb 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $102MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 125derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $368,696derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.2%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Financial planning clients
- 502reportedItem 5.H
- Wrap fee program
- $410MreportedItem 5.I
- Custody
- $255,500, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$292M71%
- Individuals$117M29%
- Corporations and businesses$996,3590.2%
- Charitable organizations$1220.0%
- Individual clients
- 395reported
- HNW clients
- 103reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 1,112reported
- Financial planning clients
- 502reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $255,500 for 2 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••• W•••••• T•••••Certified Financial Planner | Roanoke, Va | Aug 4, 1987 | 43 y | 0 |
| J••• S••••• T•••••Certified Financial Planner | Roanoke, Va | Oct 5, 1992 | 34 y | 0 |
| J•• S•••• A•••Certified Financial Planner | Roanoke, Va | Oct 18, 2018 | 10 y | 2 |
| C•••••••• M••••• C•••• | Roanoke, Va | Jan 29, 2026 | 12 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- R•••••• K•••••••• W••••• to T••••• A••••••• S•••••••• I•••Jan 10, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- C•••••••• M••••• C•••• from N••••••••• M••••• I••••••••• S•••••••••Jan 29, 2026 · Other
- R•••••• K•••••••• W••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jun 14, 2023 · Affiliated broker-dealer or bank to independent RIA
- J•• S•••• A••• from S••••• F•••••••• A•••••••Oct 18, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••• J••• S•••• · Vice Presidentcontrolsince 01/2020 · owns 10% to 25%
- T•••••• J•••• S••••• · President/Director/Chief Compliance Officercontrolsince 05/1992 · owns 50% to 75%
- T•••••• M•••••• W•••••• · Chairman/Directorcontrolsince 07/1986 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Roanoke, Va · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,132 to 1,112Mar 10, 2025 to Feb 24, 2026
- HNW clients · 93 to 103Mar 10, 2025 to Feb 24, 2026
- Individual clients · 411 to 395Mar 10, 2025 to Feb 24, 2026
- Assets in custody · $250,000 to $255,500Mar 10, 2025 to Feb 24, 2026
- Employees · 4 to 6Mar 10, 2025 to Feb 24, 2026
- State-registered IARs · 3 to 4Mar 10, 2025 to Feb 24, 2026
- Discretionary RAUM · $365M to $410MMar 10, 2025 to Feb 24, 2026
- HNW RAUM · $247M to $292MMar 10, 2025 to Feb 24, 2026
- Individual RAUM · $117M to $117MMar 10, 2025 to Feb 24, 2026
- RAUM · $365M to $410MMar 10, 2025 to Feb 24, 2026
- Financial planning clients · More than 500 to More than 500Mar 5, 2025 to Mar 10, 2025
- Accounts · 1,011 to 1,132Feb 23, 2024 to Mar 5, 2025
- Advisory employees · 5 to 4Feb 23, 2024 to Mar 5, 2025
- Charity clients · unset to 1.0Feb 23, 2024 to Mar 5, 2025
- Corporate clients · 1 to 2Feb 23, 2024 to Mar 5, 2025
- HNW clients · 69 to 93Feb 23, 2024 to Mar 5, 2025
- Individual clients · 436 to 411Feb 23, 2024 to Mar 5, 2025
- Assets in custody · unset to 250000.0Feb 23, 2024 to Mar 5, 2025
- Custody of client assets · false to trueFeb 23, 2024 to Mar 5, 2025
- Employees · 5 to 4Feb 23, 2024 to Mar 5, 2025
- Financial planning clients · 101-250 to More than 500Feb 23, 2024 to Mar 5, 2025
- State-registered IARs · 4 to 3Feb 23, 2024 to Mar 5, 2025
- Discretionary RAUM · $313M to $365MFeb 23, 2024 to Mar 5, 2025
- HNW RAUM · $179M to $247MFeb 23, 2024 to Mar 5, 2025
- Individual RAUM · $134M to $117MFeb 23, 2024 to Mar 5, 2025
- RAUM · $313M to $365MFeb 23, 2024 to Mar 5, 2025
- Accounts · 942 to 1,011Nov 28, 2023 to Feb 23, 2024
- Advisory employees · 4 to 5Nov 28, 2023 to Feb 23, 2024
- HNW clients · 60 to 69Nov 28, 2023 to Feb 23, 2024
- Individual clients · 380 to 436Nov 28, 2023 to Feb 23, 2024
- Employees · 4 to 5Nov 28, 2023 to Feb 23, 2024
- State-registered IARs · 3 to 4Nov 28, 2023 to Feb 23, 2024
- Discretionary RAUM · $274M to $313MNov 28, 2023 to Feb 23, 2024
- HNW RAUM · $148M to $179MNov 28, 2023 to Feb 23, 2024
- Individual RAUM · $125M to $134MNov 28, 2023 to Feb 23, 2024
- RAUM · $274M to $313MNov 28, 2023 to Feb 23, 2024
- Accounts · 950 to 942Nov 8, 2022 to Feb 6, 2023
- Corporate clients · unset to 1.0Nov 8, 2022 to Feb 6, 2023
- HNW clients · 78 to 60Nov 8, 2022 to Feb 6, 2023
- Individual clients · 375 to 380Nov 8, 2022 to Feb 6, 2023
Signals
2 dated events
- R•••••• K•••••••• W••••• left T••••• F•••••••• G••••• I••• for T••••• A••••••• S•••••••• I••• (registered 2025-03-18)Jan 10, 2025 · Advisor changed firm · fact
- S•••• Jay A••• (Vice President) appeared on Schedule A of T••••• F•••••••• G••••• I•••Jan 30, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- l••••@t•••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- s••@t•••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- c•••••@t•••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- j••@t•••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- k•••••••••@t•••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-281-6741reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 540-774-7697reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 540-774-7971reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/taylor-financial-group-incorpreportedpublic record, Form ADV, Sep 18, 2026
- Website
- T•••••FG.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 540-774-7971reportedpublic record, Form ADV, Feb 24, 2026
- Contact form
- t•••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $102Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026