DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••••• M••••••••• A•••••••• I•••
Latest filing Feb 24, 2026
First filing on the tape Jan 27, 2012 · 10 filings
SEC status approved since Nov 29, 2021
RAUM
$150M
reported, Item 5.F
Discretionary
54%
of RAUM
Private clients
54%
$80.6M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$75.0M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$150M as of Feb 24, 2026
Mar 14, 2022$112M then
HNW client RAUM$61.1M as of Feb 24, 2026
Mar 14, 2022$53.0M then
State-registered IARs (5.B.3)1 as of Feb 24, 2026
Mar 14, 20222 then
Employees (5.A)1 as of Feb 24, 2026
Mar 14, 20222 then
Private funds: no history
RAUM +13% over the last fiscal year+14% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $75.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 260derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $285,524derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 54%derivedof RAUM
- Institutional
- 46%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -10%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$69.3M46%
- High-net-worth individuals$61.1M41%
- Individuals$19.5M13%
- Individual clients
- 488reported
- HNW clients
- 32reported
- Pension plan clients
- 5reported
- Charitable clients
- n/areported
- Accounts
- 525reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.54 fund_share=0.0 institutional_share=0.46 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• D•••••• B••••••• | Tullahoma, Tn | May 11, 2007 | 19 y | 0 |
| J•••• D•••••• B••••••• | Tullahoma, Tn | Jan 1, 2026 | 43 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• D•••••• B••••••• from S•• A•••••••• I•••Jan 1, 2026 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• J••••• D•••••• · President And Chief Compliance Officercontrolsince 06/2004 · owns 50% to 75%
- B•••••••• J••••• D•••••• · Shareholdersince 12/2010 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tullahoma, Tn · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Feb 24, 2026institutional share of RAUM of 46% against a peer median of 0% (5678 comparable advisers, 99.0th percentile, 15.5 robust deviations)peers: independent wealth managers, $100M to $500M (5,678) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 591 to 525Mar 25, 2025 to Feb 24, 2026
- HNW clients · 22 to 32Mar 25, 2025 to Feb 24, 2026
- Individual clients · 559 to 488Mar 25, 2025 to Feb 24, 2026
- Discretionary RAUM · $78.3M to $80.6MMar 25, 2025 to Feb 24, 2026
- HNW RAUM · $52.1M to $61.1MMar 25, 2025 to Feb 24, 2026
- Individual RAUM · $26.2M to $19.5MMar 25, 2025 to Feb 24, 2026
- Non-discretionary RAUM · $54.4M to $69.3MMar 25, 2025 to Feb 24, 2026
- Pension RAUM · $54.4M to $69.3MMar 25, 2025 to Feb 24, 2026
- RAUM · $133M to $150MMar 25, 2025 to Feb 24, 2026
- Accounts · 504 to 591Mar 28, 2024 to Mar 25, 2025
- Advisory employees · 2 to 1Mar 28, 2024 to Mar 25, 2025
- BD registered reps · 2 to 1Mar 28, 2024 to Mar 25, 2025
- HNW clients · 29 to 22Mar 28, 2024 to Mar 25, 2025
- Individual clients · 470 to 559Mar 28, 2024 to Mar 25, 2025
- Employees · 2 to 1Mar 28, 2024 to Mar 25, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Mar 25, 2025
- State-registered IARs · 2 to 1Mar 28, 2024 to Mar 25, 2025
- Discretionary RAUM · $69.1M to $78.3MMar 28, 2024 to Mar 25, 2025
- HNW RAUM · $22.2M to $52.1MMar 28, 2024 to Mar 25, 2025
- Individual RAUM · $46.8M to $26.2MMar 28, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $44.1M to $54.4MMar 28, 2024 to Mar 25, 2025
- Pension RAUM · $44.2M to $54.4MMar 28, 2024 to Mar 25, 2025
- RAUM · $113M to $133MMar 28, 2024 to Mar 25, 2025
- Accounts · 499 to 504Mar 28, 2023 to Mar 28, 2024
- HNW clients · 35 to 29Mar 28, 2023 to Mar 28, 2024
- Individual clients · 459 to 470Mar 28, 2023 to Mar 28, 2024
- Pension plan clients · unset to 5.0Mar 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $60.2M to $69.1MMar 28, 2023 to Mar 28, 2024
- HNW RAUM · $35.9M to $22.2MMar 28, 2023 to Mar 28, 2024
- Individual RAUM · $24.3M to $46.8MMar 28, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $40.2M to $44.1MMar 28, 2023 to Mar 28, 2024
- Pension RAUM · $40.2M to $44.2MMar 28, 2023 to Mar 28, 2024
- RAUM · $100M to $113MMar 28, 2023 to Mar 28, 2024
- Accounts · 494 to 499Mar 14, 2022 to Mar 28, 2023
- Discretionary RAUM · $66.4M to $60.2MMar 14, 2022 to Mar 28, 2023
- HNW RAUM · $53.0M to $35.9MMar 14, 2022 to Mar 28, 2023
- Individual RAUM · $13.4M to $24.3MMar 14, 2022 to Mar 28, 2023
- Non-discretionary RAUM · $45.8M to $40.2MMar 14, 2022 to Mar 28, 2023
- Pension RAUM · $45.8M to $40.2MMar 14, 2022 to Mar 28, 2023
- RAUM · $112M to $100MMar 14, 2022 to Mar 28, 2023
Signals
1 dated events
- F•••••••• M••••••••• A•••••••• I••• filed its initial SEC registration (Form ADV)Oct 26, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 931-455-0151reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- w••.f•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 931-455-0151reportedpublic record, Form ADV, Feb 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $75.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026