DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fpl Capital Management, LLC
Latest filing Jan 15, 2026
First filing on the tape Nov 22, 2013 · 19 filings
SEC status approved since Jan 2, 2014
RAUM
$1.1B
reported, Item 5.F
Discretionary
73%
of RAUM
Private clients
78%
$842M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$361M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$1.1B as of Jan 15, 2026
Jan 13, 2014$135M then
HNW client RAUM$823M as of Jan 15, 2026
Feb 21, 2018$76.9M then
State-registered IARs (5.B.3)3 as of Jan 15, 2026
Jan 13, 20142 then
Employees (5.A)5 as of Jan 15, 2026
Jan 13, 20142 then
Private funds: no history
RAUM +22% over the last fiscal year+24% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jan 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $361MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 89derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.6MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 73%derivedof RAUM
- Institutional
- 21%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +32%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $153M, 89 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$823M76%
- Pension and profit-sharing plans$231M21%
- Individuals$18.8M1.7%
- Corporations and businesses$9.2M0.9%
- Individual clients
- 89reported
- HNW clients
- 179reported
- Pension plan clients
- 56reported
- Charitable clients
- 0reported
- Accounts
- 1,051reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $153M for 89 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.78 fund_share=0.0 institutional_share=0.21 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Virajith Yaminda Wijeweera | Metairie, La | Nov 19, 2008 | 22 y | 0 |
| Michael David George | Metairie, La | Jun 25, 2012 | 31 y | 0 |
| Amanda Palamone Harrell | Metairie, La | Feb 10, 2017 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Amanda Palamone Harrell from Morgan StanleyFeb 10, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- David Michael George · Presidentcontrolsince 09/1997 · owns 75% or more
- Yaminda Virajith Wijeweera · Director Of Operations/ Chief Compliance Officercontrolsince 12/2004 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Metairie, La · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,019 to 1,051Jan 14, 2025 to Jan 15, 2026
- HNW clients · 158 to 179Jan 14, 2025 to Jan 15, 2026
- Individual clients · 45 to 89Jan 14, 2025 to Jan 15, 2026
- Pension plan clients · 55 to 56Jan 14, 2025 to Jan 15, 2026
- Assets in custody · $163M to $153MJan 14, 2025 to Jan 15, 2026
- Employees · 3 to 5Jan 14, 2025 to Jan 15, 2026
- Discretionary RAUM · $633M to $789MJan 14, 2025 to Jan 15, 2026
- HNW RAUM · $700M to $823MJan 14, 2025 to Jan 15, 2026
- Individual RAUM · $9.0M to $18.8MJan 14, 2025 to Jan 15, 2026
- Non-discretionary RAUM · $252M to $293MJan 14, 2025 to Jan 15, 2026
- Pension RAUM · $167M to $231MJan 14, 2025 to Jan 15, 2026
- RAUM · $885M to $1.1BJan 14, 2025 to Jan 15, 2026
- Accounts · 845 to 1,019Jan 22, 2024 to Jan 14, 2025
- HNW clients · 146 to 158Jan 22, 2024 to Jan 14, 2025
- Individual clients · 29 to 45Jan 22, 2024 to Jan 14, 2025
- Pension plan clients · 46 to 55Jan 22, 2024 to Jan 14, 2025
- Assets in custody · $95.2M to $163MJan 22, 2024 to Jan 14, 2025
- Financial planning clients · 0 to 251-500Jan 22, 2024 to Jan 14, 2025
- Discretionary RAUM · $507M to $633MJan 22, 2024 to Jan 14, 2025
- HNW RAUM · $502M to $700MJan 22, 2024 to Jan 14, 2025
- Individual RAUM · $17.4M to $9.0MJan 22, 2024 to Jan 14, 2025
- Non-discretionary RAUM · $163M to $252MJan 22, 2024 to Jan 14, 2025
- Pension RAUM · $140M to $167MJan 22, 2024 to Jan 14, 2025
- RAUM · $669M to $885MJan 22, 2024 to Jan 14, 2025
- Accounts · 813 to 845Feb 9, 2023 to Jan 22, 2024
- Charity clients · unset to 0.0Feb 9, 2023 to Jan 22, 2024
- Corporate clients · 2.0 to unsetFeb 9, 2023 to Jan 22, 2024
- HNW clients · 133 to 146Feb 9, 2023 to Jan 22, 2024
- Individual clients · 55 to 29Feb 9, 2023 to Jan 22, 2024
- Pension plan clients · 41 to 46Feb 9, 2023 to Jan 22, 2024
- Pooled vehicle clients · unset to 0.0Feb 9, 2023 to Jan 22, 2024
- Assets in custody · $70.1M to $95.2MFeb 9, 2023 to Jan 22, 2024
- Discretionary RAUM · $435M to $507MFeb 9, 2023 to Jan 22, 2024
- HNW RAUM · $368M to $502MFeb 9, 2023 to Jan 22, 2024
- Individual RAUM · $68.3M to $17.4MFeb 9, 2023 to Jan 22, 2024
- Non-discretionary RAUM · $128M to $163MFeb 9, 2023 to Jan 22, 2024
- Pension RAUM · $119M to $140MFeb 9, 2023 to Jan 22, 2024
- RAUM · $563M to $669MFeb 9, 2023 to Jan 22, 2024
- Accounts · 761 to 813Jul 27, 2022 to Feb 9, 2023
- Corporate clients · 4 to 2Jul 27, 2022 to Feb 9, 2023
Signals
2 dated events
- Fpl Capital Management, Llc reported RAUM $885.2M, up 32% from $669.1M (2024-01-22 to 2025-01-14)Jan 14, 2025 · RAUM change · derived
- Fpl Capital Management, Llc filed its initial SEC registration (Form ADV)Nov 22, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- FPL Capital Management, LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 800-835-1969reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/fpl-capital-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- fplcm.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 504-828-1969reportedpublic record, Form ADV, Jan 15, 2026
- Contact form
- fplcm.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- fplcm.com/about-us/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $361Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026