DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••• A•••••••• I•••
Latest filing May 22, 2026
First filing on the tape Mar 23, 2012 · 36 filings
SEC status approved since Jun 21, 1993
RAUM
$801M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$795M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$200M
derived; firm RAUM over IAPD count
Employees
8
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$801M as of May 22, 2026
Mar 23, 2012$323M then
HNW client RAUM$772M as of May 22, 2026
Mar 29, 2018$355M then
State-registered IARs (5.B.3)3 as of May 22, 2026
Mar 23, 20120 then
Employees (5.A)8 as of May 22, 2026
Mar 28, 20135 then
Private funds: no history
RAUM +6.2% over the last fiscal year+8.2% a year over threeIARs 2 to 3
Practice profile
derived from the filing of May 22, 2026; every figure names its basis
- RAUM per advisor
- $200MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 64derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.9MderivedHNW RAUM over HNW clients
- Average account
- $625,612derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Custody
- $269M, 193 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$772M96%
- Individuals$23.4M2.9%
- Charitable organizations$4.6M0.6%
- Corporations and businesses$696,7610.1%
- Individual clients
- 56reported
- HNW clients
- 200reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,280reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $269M for 193 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• A••••• K••• | Durham, Nc | Dec 5, 2003 | 33 y | 0 |
| R••••• H••••• O••••Certified Financial Planner | Durham, Nc | Dec 12, 2022 | 14 y | 0 |
| K••• J••• F••••••• | Durham, Nc | Aug 8, 2024 | 12 y | 0 |
| R••• P••••• C••••••• | Durham, Nc | Sep 11, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- S•••• W•••••• R•••• to M•••••• W••••• M••••••••• L•Feb 19, 2025 · RIA to RIA
- C••••• L•••••• E•••• to G••••••• W••••• A•••••••• L••Jan 4, 2022 · RIA to RIA
- L••• S•••••• O•••• to R•••••• J•••• • A••••••••• I•••Nov 3, 2010 · Other
Joined, latest
- L••• S•••••• O•••• from W••••••• F•••••••• A•••••••• L••Oct 7, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••• M•••• A••••• · President, Chief Compliance Officercontrolsince 04/1993 · owns 50% to 75%
- R••••• S••••• W•••••• · Financial Advisorcontrolsince 01/2015 · owns 25% to 50%
Related persons
Schedule D 7.A
- M••• A• K•••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Durham, Nc · principal | 4 | 1 | 0 | ||
| Denver, Co | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Denver, CO1 employees
What changed
consecutive filings, newest first
- Accounts · 1,341 to 1,280Mar 26, 2025 to Mar 31, 2026
- Advisory employees · 2 to 3Mar 26, 2025 to Mar 31, 2026
- HNW clients · 210 to 200Mar 26, 2025 to Mar 31, 2026
- Individual clients · 59 to 56Mar 26, 2025 to Mar 31, 2026
- Assets in custody · $194M to $269MMar 26, 2025 to Mar 31, 2026
- State-registered IARs · 2 to 3Mar 26, 2025 to Mar 31, 2026
- Discretionary RAUM · $754M to $801MMar 26, 2025 to Mar 31, 2026
- HNW RAUM · $724M to $772MMar 26, 2025 to Mar 31, 2026
- Individual RAUM · $25.1M to $23.4MMar 26, 2025 to Mar 31, 2026
- RAUM · $754M to $801MMar 26, 2025 to Mar 31, 2026
- Accounts · 1,355 to 1,341Feb 29, 2024 to Mar 26, 2025
- Advisory employees · 3 to 2Feb 29, 2024 to Mar 26, 2025
- HNW clients · 226 to 210Feb 29, 2024 to Mar 26, 2025
- Individual clients · 65 to 59Feb 29, 2024 to Mar 26, 2025
- Assets in custody · $187M to $194MFeb 29, 2024 to Mar 26, 2025
- Financial planning clients · 1-10 to 1-10Feb 29, 2024 to Mar 26, 2025
- State-registered IARs · 3 to 2Feb 29, 2024 to Mar 26, 2025
- Other offices · 1 to 0Feb 29, 2024 to Mar 26, 2025
- Discretionary RAUM · $720M to $754MFeb 29, 2024 to Mar 26, 2025
- HNW RAUM · $688M to $724MFeb 29, 2024 to Mar 26, 2025
- Individual RAUM · $27.3M to $25.1MFeb 29, 2024 to Mar 26, 2025
- RAUM · $720M to $754MFeb 29, 2024 to Mar 26, 2025
- Accounts · 1,325 to 1,355Mar 31, 2023 to Feb 29, 2024
- HNW clients · 196 to 226Mar 31, 2023 to Feb 29, 2024
- Individual clients · 72 to 65Mar 31, 2023 to Feb 29, 2024
- Assets in custody · $180M to $187MMar 31, 2023 to Feb 29, 2024
- Discretionary RAUM · $632M to $720MMar 31, 2023 to Feb 29, 2024
- HNW RAUM · $595M to $688MMar 31, 2023 to Feb 29, 2024
- Individual RAUM · $32.7M to $27.3MMar 31, 2023 to Feb 29, 2024
- RAUM · $632M to $720MMar 31, 2023 to Feb 29, 2024
- Accounts · 1,345 to 1,325Feb 15, 2023 to Mar 31, 2023
- HNW clients · 144 to 196Feb 15, 2023 to Mar 31, 2023
- Individual clients · 68 to 72Feb 15, 2023 to Mar 31, 2023
- Assets in custody · $398M to $180MFeb 15, 2023 to Mar 31, 2023
- Employees · 7 to 8Feb 15, 2023 to Mar 31, 2023
- Discretionary RAUM · $709M to $632MFeb 15, 2023 to Mar 31, 2023
- HNW RAUM · $673M to $595MFeb 15, 2023 to Mar 31, 2023
- Individual RAUM · $30.2M to $32.7MFeb 15, 2023 to Mar 31, 2023
- RAUM · $709M to $632MFeb 15, 2023 to Mar 31, 2023
- Accounts · 1,130 to 1,345Jan 27, 2022 to Mar 30, 2022
Signals
4 dated events
- S•••• W•••••• R•••• left K••• A•••••••• I••• for M•••••• W••••• M••••••••• L• (registered 2025-02-24)Feb 19, 2025 · Advisor changed firm · fact
- K••• A•••••••• I••• reported RAUM $709.0M, up 39% from $511.4M (2022-01-27 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- C••••• L•••••• E•••• left K••• A•••••••• I••• for G••••••• W••••• A•••••••• L•• (registered 2022-01-04)Jan 4, 2022 · Advisor changed firm · fact
- K••• A•••••••• I••• reported RAUM $511.4M, up 29% from $395.8M (2020-06-30 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- K••• Advisors Inc · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/kuhn-advisors-increportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 919-493-3233reportedpublic record, Form ADV, May 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $200Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026